Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| New Mountain Finance CorpNMFC · Entity 5211 | Director | December 17, 2018 | December 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
New Mountain Finance Corp
Report date December 17, 2018 · Filed December 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 56,009 |
Reported balance
After 2018-12-17 transaction · row 1
1 source rowRow 1 · 2018-12-17 · Purchase · Acquired 2,000 · Balance 56,009 |
| Common StockSEC Table I · non-derivative | IndirectBy Child - Heidi C. Wolfgruber | 3,070 |
Reported balance
Holding disclosure · report date 2018-12-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 3,070 |
| Common StockSEC Table I · non-derivative | IndirectBy Child - Christian K. Wolfgruber | 3,070 |
Reported balance
Holding disclosure · report date 2018-12-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,070 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 42,264 |
Reported balance
Holding disclosure · report date 2018-12-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 42,264 |
| Common StockSEC Table I · non-derivative | IndirectBy Child - Hayley C. Wolfgruber | 3,070 |
Reported balance
Holding disclosure · report date 2018-12-17 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 3,070 |
| Common StockSEC Table I · non-derivative | IndirectKurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber | 2,500 |
Reported balance
Holding disclosure · report date 2018-12-17 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 2,500 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 17, 2018 Filed Dec 20, 2018 01:07 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,000 | $12.54 | $25,080.00 |
DisclosureSEC source: 0001404514-18-000006 · wf-form4_154526802222249.xml · nonDerivative · entry 1 Wolfgruber Kurt · CIK 0001404514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,009 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 14:44 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 10,000 | $13.19 | $131,900.00 |
DisclosureSEC source: 0001404514-18-000002 · wf-form4_152043387371559.xml · nonDerivative · entry 1 Wolfgruber Kurt · CIK 0001404514 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 37,140 Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:45 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 500 | $13.93 | $6,965.00 |
DisclosureSEC source: 0001404514-17-000004 · wf-form4_151361914442832.xml · nonDerivative · entry 2 Wolfgruber Kurt · CIK 0001404514 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber Disclosed balance after: 2,500 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Read SEC document |
| December 15, 2017 Filed Dec 18, 2017 17:45 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 2,500 | $13.93 | $34,825.00 |
DisclosureSEC source: 0001404514-17-000004 · wf-form4_151361914442832.xml · nonDerivative · entry 1 Wolfgruber Kurt · CIK 0001404514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,905 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 19:26 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 350 | $14.18 | $4,961.25 |
DisclosureSEC source: 0001404514-17-000002 · wf-form4_151241556815087.xml · nonDerivative · entry 1 Wolfgruber Kurt · CIK 0001404514 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 27,140 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.