Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
New Mountain Finance Corp
Report date March 15, 2017 · Filed March 16, 2017
Section 16 reporting ended · disclosed 2017-03-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-03-15 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2017-03-15 · Sale · Disposed 10,000 · Balance 56,411 Row 2 · 2017-03-15 · Sale · Disposed 35,000 · Balance 21,411 Row 3 · 2017-03-15 · Sale · Disposed 1,411 · Balance 20,000 Row 4 · 2017-03-15 · Sale · Disposed 20,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 0 |
Reported balance
Holding disclosure · report date 2017-03-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 15, 2017 Filed Mar 16, 2017 15:43 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 20,000 | $14.76 | $295,200.00 |
DisclosureSEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 4 Malpass David · CIK 0001555843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:43 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 1,411 | $14.72 | $20,769.92 |
DisclosureSEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 3 Malpass David · CIK 0001555843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:43 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 35,000 | $14.71 | $514,850.00 |
DisclosureSEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 2 Malpass David · CIK 0001555843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,411 Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 15:43 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 10,000 | $14.65 | $146,500.00 |
DisclosureSEC source: 0001555843-17-000004 · wf-form4_148967901594263.xml · nonDerivative · entry 1 Malpass David · CIK 0001555843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,411 Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 21:07 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 1,500 | $14.82 | $22,230.00 |
DisclosureSEC source: 0001555843-17-000002 · wf-form4_148892086068485.xml · nonDerivative · entry 2 Malpass David · CIK 0001555843 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 0 F1 · price: The price reported is the average weighted price. The shares were sold in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 21:07 UTC | New Mountain Finance Corp NMFC · Entity 5211 | SaleCommon Stock | 10,000 | $14.80 | $148,000.00 |
DisclosureSEC source: 0001555843-17-000002 · wf-form4_148892086068485.xml · nonDerivative · entry 1 Malpass David · CIK 0001555843 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,411 F1 · price: The price reported is the average weighted price. The shares were sold in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.