Last 12 months
Inside the activity.
20 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 4 | 0 |
| Mar 2026 | 16 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 1 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2020 Filed May 27, 2020 16:45 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 12,509 | $9.50 | $118,829.25 |
DisclosureSEC source: 0001104659-20-066454 · a4.xml · nonDerivative · entry 2 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,240,750.97 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Read SEC document |
| May 22, 2020 Filed May 27, 2020 16:45 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 44,461 | $9.08 | $403,923.74 |
DisclosureSEC source: 0001104659-20-066454 · a4.xml · nonDerivative · entry 3 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 373,624 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. F2 · ownership.nature: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 22, 2020 Filed May 27, 2020 16:45 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 187,491 | $9.10 | $1,705,886.86 |
DisclosureSEC source: 0001104659-20-066454 · a4.xml · nonDerivative · entry 1 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,228,214.97 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Read SEC document |
| May 14, 2020 Filed May 18, 2020 19:14 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 100,000 | $8.00 | $800,330.00 |
DisclosureSEC source: 0001104659-20-063324 · a4.xml · nonDerivative · entry 2 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 329,163 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased F2 · ownership.nature: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 14, 2020 Filed May 18, 2020 19:14 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 200,000 | $7.94 | $1,588,100.00 |
DisclosureSEC source: 0001104659-20-063324 · a4.xml · nonDerivative · entry 1 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,040,750.97 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased Read SEC document |
| May 13, 2020 Filed May 13, 2020 16:45 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 20,000 | $7.60 | $152,000.00 |
DisclosureSEC source: 0001515170-20-000006 · wf-form4_158938833739885.xml · nonDerivative · entry 2 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,158 Read SEC document |
| May 13, 2020 Filed May 13, 2020 16:15 UTC |
Ogens DavidDirector
|
PurchaseCommon Stock | 20,000 | $8.08 | $161,600.00 |
DisclosureSEC source: 0001515169-20-000002 · wf-form4_158938652842712.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,809 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on August 14, 2019. Read SEC document |
| May 12, 2020 Filed May 13, 2020 17:53 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 50,000 | $8.11 | $405,370.00 |
DisclosureSEC source: 0001104659-20-060968 · a4.xml · nonDerivative · entry 2 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Note Disclosed balance after: 229,163 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased F2 · ownership.nature: The Steven B. Klinsky Non-GST Exempt Trust directly owns these shares. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| May 11, 2020 Filed May 13, 2020 17:53 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 100,000 | $8.11 | $810,530.00 |
DisclosureSEC source: 0001104659-20-060968 · a4.xml · nonDerivative · entry 1 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,840,750.97 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased Read SEC document |
| May 11, 2020 Filed May 13, 2020 16:45 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 15,000 | $7.80 | $117,000.00 |
DisclosureSEC source: 0001515170-20-000006 · wf-form4_158938833739885.xml · nonDerivative · entry 1 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,158 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on March 13, 2020. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 21:35 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 10,000 | $9.75 | $97,500.00 |
DisclosureSEC source: 0001515170-20-000004 · wf-form4_158413528443732.xml · nonDerivative · entry 2 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,706.76 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 21:35 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 25,000 | $10.05 | $251,250.00 |
DisclosureSEC source: 0001515170-20-000004 · wf-form4_158413528443732.xml · nonDerivative · entry 1 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,706.76 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC |
Jerry Karrie J.CCO and Corporate Secretary
|
PurchaseCommon Stock | 50 | $9.45 | $472.50 |
DisclosureSEC source: 0001646056-20-000002 · wf-form4_158411688689342.xml · nonDerivative · entry 2 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,394 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 16:28 UTC |
Jerry Karrie J.CCO and Corporate Secretary
|
PurchaseCommon Stock | 300 | $9.85 | $2,955.00 |
DisclosureSEC source: 0001646056-20-000002 · wf-form4_158411688689342.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,344 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 2,916 | $11.81 | $34,437.96 |
DisclosureSEC source: 0001260098-20-000002 · wf-form4_158387135194372.xml · nonDerivative · entry 7 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 408,944 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on October 25, 2019. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 1,284 | $11.80 | $15,151.20 |
DisclosureSEC source: 0001260098-20-000002 · wf-form4_158387135194372.xml · nonDerivative · entry 6 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,028 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 4,100 | $11.79 | $48,339.00 |
DisclosureSEC source: 0001260098-20-000002 · wf-form4_158387135194372.xml · nonDerivative · entry 5 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 404,744 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 1,700 | $11.79 | $20,034.50 |
DisclosureSEC source: 0001260098-20-000002 · wf-form4_158387135194372.xml · nonDerivative · entry 4 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,644 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 5,788 | $12.00 | $69,456.00 |
DisclosureSEC source: 0001260098-20-000002 · wf-form4_158387135194372.xml · nonDerivative · entry 3 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,944 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 3,612 | $11.98 | $43,271.76 |
DisclosureSEC source: 0001260098-20-000002 · wf-form4_158387135194372.xml · nonDerivative · entry 2 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,156 Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 20:16 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 600 | $11.98 | $7,187.88 |
DisclosureSEC source: 0001260098-20-000002 · wf-form4_158387135194372.xml · nonDerivative · entry 1 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 389,544 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 18:02 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 25,000 | $11.45 | $286,250.00 |
DisclosureSEC source: 0001515170-20-000002 · wf-form4_158394975904698.xml · nonDerivative · entry 1 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,706.76 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on October 25, 2019. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:26 UTC |
Stone JamesSection 16 Officer
|
PurchaseCommon Stock | 1,200 | $13.02 | $15,618.72 |
DisclosureSEC source: 0001567619-20-005581 · doc1.xml · nonDerivative · entry 2 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,129.728 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 11, 2019. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:26 UTC |
Stone JamesSection 16 Officer
|
PurchaseCommon Stock | 2,000 | $13.02 | $26,040.00 |
DisclosureSEC source: 0001567619-20-005581 · doc1.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,929.728 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Stone's previous beneficial ownership report on Form 4 on March 11, 2019. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 23:14 UTC |
Arnold Rome G. IIIDirector
|
PurchaseCommon Stock | 2,300 | $12.91 | $29,689.32 |
DisclosureSEC source: 0001567619-20-005644 · doc1.xml · nonDerivative · entry 1 Arnold Rome G. III · CIK 0001701015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,134 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnold's previous beneficial ownership report on Form 4 on December 4, 2019. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:24 UTC |
Jerry Karrie J.CCO and Corporate Secretary
|
PurchaseCommon Stock | 600 | $12.85 | $7,710.00 |
DisclosureSEC source: 0001567619-20-005580 · doc1.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,044.05 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Ms. Jerry's previous beneficial ownership report on Form 4 on November 18, 2019. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:23 UTC |
Handy AliceDirector
|
PurchaseCommon Stock | 1,000 | $12.98 | $12,978.60 |
DisclosureSEC source: 0001567619-20-005579 · doc1.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| December 02, 2019 Filed Dec 5, 2019 11:11 UTC |
Arnold Rome G. IIIDirector
|
PurchaseCommon Stock | 6,000 | $13.57 | $81,420.00 |
DisclosureSEC source: 0001701015-19-000002 · wf-form4_157554429569795.xml · nonDerivative · entry 1 Arnold Rome G. III · CIK 0001701015 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,548 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Arnold's previous beneficial ownership report on Form 3 on March 16, 2017. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 21:06 UTC |
Jerry Karrie J.CCO and Corporate Secretary
|
PurchaseCommon Stock | 400 | $13.35 | $5,340.00 |
DisclosureSEC source: 0001646056-19-000006 · wf-form4_157411115957925.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,312.33 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Ms. Jerry's previous beneficial ownership report on Form 4 on August 14, 2019. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 16:22 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 355,000 | $13.25 | $4,703,750.00 |
DisclosureSEC source: 0001104659-19-056542 · a4.xml · nonDerivative · entry 1 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,740,750.97 Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 20:17 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 15,000 | $13.25 | $198,750.00 |
DisclosureSEC source: 0001515170-19-000004 · wf-form4_157203462837182.xml · nonDerivative · entry 1 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,474.66 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on August 13, 2019. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 17:52 UTC |
HAMWEE ROBERTDirector · CEO
|
PurchaseCommon Stock | 20,000 | $13.25 | $265,000.00 |
DisclosureSEC source: 0001260098-19-000002 · wf-form4_157202589897034.xml · nonDerivative · entry 1 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,155.59 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hamwee's previous beneficial ownership report on Form 4 on December 14, 2018. Read SEC document |
| October 23, 2019 Filed Oct 25, 2019 17:41 UTC |
Kline JohnPresident and COO
|
PurchaseCommon Stock | 10,000 | $13.25 | $132,500.00 |
DisclosureSEC source: 0001515172-19-000004 · wf-form4_157202528703240.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,053.07 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on September 11, 2019. Read SEC document |
| September 09, 2019 Filed Sep 11, 2019 22:20 UTC |
Kline JohnPresident and COO
|
PurchaseCommon Stock | 7,500 | $13.52 | $101,385.75 |
DisclosureSEC source: 0001515172-19-000002 · wf-form4_156824041893216.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,922.052 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on December 19, 2018. Read SEC document |
| August 28, 2019 Filed Feb 12, 2021 23:04 UTC |
Arnold Rome G. IIIDirector
|
PurchaseCommon Stock | 18,000 | $13.23 | $238,140.00 |
DisclosureSEC source: 0001104659-21-022193 · tm215769-1_5seq1.xml · nonDerivative · entry 1 Arnold Rome G. III · CIK 0001701015 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse as Exec Est of Henry K Ochs Disclosed balance after: 18,000 F1 · ownership.nature: Indirect Ownership through Spouse as the Executor to the Estate of Henry K. Ochs F2 · ownership.nature: The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. Read SEC document |
| August 14, 2019 Filed Aug 14, 2019 20:04 UTC |
Jerry Karrie J.CCO and Corporate Secretary
|
PurchaseCommon Stock | 500 | $13.30 | $6,650.00 |
DisclosureSEC source: 0001646056-19-000004 · wf-form4_156581306245633.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,793.83 Read SEC document |
| August 13, 2019 Filed Aug 14, 2019 19:11 UTC |
Ogens DavidDirector
|
PurchaseCommon Stock | 1,850 | $13.48 | $24,931.53 |
DisclosureSEC source: 0001515169-19-000002 · wf-form4_156580988341123.xml · nonDerivative · entry 1 Ogens David · CIK 0001515169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,719 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Ogen's previous beneficial ownership report on Form 4 on November 14, 2018. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 21:53 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 7,500 | $13.35 | $100,125.00 |
DisclosureSEC source: 0001515170-19-000002 · wf-form4_156573317867160.xml · nonDerivative · entry 2 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,245.03 F1 · balance_after: Includes 674.14 shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on December 11, 2018. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 21:53 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
|
PurchaseCommon Stock | 1,850 | $13.28 | $24,568.00 |
DisclosureSEC source: 0001515170-19-000002 · wf-form4_156573317867160.xml · nonDerivative · entry 1 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,745.03 F1 · balance_after: Includes 674.14 shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Weinstein's previous beneficial ownership report on Form 4 on December 11, 2018. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 19:47 UTC |
Jerry Karrie J.CCO and Corporate Secretary
|
PurchaseCommon Stock | 500 | $13.25 | $6,625.00 |
DisclosureSEC source: 0001646056-19-000002 · wf-form4_156572562624794.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,293.83 F1 · balance_after: Includes 248.07 shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Ms. Jerry's previous beneficial ownership report on Form 4 on December 13, 2018. Read SEC document |
| August 12, 2019 Filed Aug 13, 2019 14:50 UTC |
Kajee ShirazChief Financial Officer
|
PurchaseCommon Stock | 2,500 | $13.38 | $33,450.00 |
DisclosureSEC source: 0001104659-19-045476 · a4.xml · nonDerivative · entry 1 Kajee Shiraz · CIK 0001591497 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Read SEC document |
| March 08, 2019 Filed Mar 11, 2019 19:21 UTC |
Stone JamesSection 16 Officer
|
PurchaseCommon Stock | 1,600 | $13.41 | $21,456.00 |
DisclosureSEC source: 0001515176-19-000002 · wf-form4_155233206175711.xml · nonDerivative · entry 1 Stone James · CIK 0001515176 · Section 16 Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,859.101 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:06 UTC |
KLINSKY STEVEN BDirector
|
PurchaseCommon Stock | 181,805 | $12.52 | $2,276,925.82 |
DisclosureSEC source: 0001104659-18-073877 · a4.xml · nonDerivative · entry 1 KLINSKY STEVEN B · CIK 0001018327 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,315,173.08 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:26 UTC |
Kline JohnPresident and COO
|
PurchaseCommon Stock | 2,000 | $12.55 | $25,104.00 |
DisclosureSEC source: 0001515172-18-000006 · wf-form4_154526917103241.xml · nonDerivative · entry 3 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,303.518 Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:26 UTC |
Kline JohnPresident and COO
|
PurchaseCommon Stock | 6,000 | $12.70 | $76,200.00 |
DisclosureSEC source: 0001515172-18-000006 · wf-form4_154526917103241.xml · nonDerivative · entry 2 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,303.518 Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:26 UTC |
Kline JohnPresident and COO
|
PurchaseCommon Stock | 9,000 | $12.71 | $114,361.20 |
DisclosureSEC source: 0001515172-18-000006 · wf-form4_154526917103241.xml · nonDerivative · entry 1 Kline John · CIK 0001515172 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,303.518 Read SEC document |
| December 17, 2018 Filed Dec 20, 2018 01:07 UTC |
Wolfgruber KurtDirector
|
PurchaseCommon Stock | 2,000 | $12.54 | $25,080.00 |
DisclosureSEC source: 0001404514-18-000006 · wf-form4_154526802222249.xml · nonDerivative · entry 1 Wolfgruber Kurt · CIK 0001404514 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,009 Read SEC document |
| December 13, 2018 Filed Dec 13, 2018 18:57 UTC |
Jerry Karrie J.CCO and Corporate Secretary
|
PurchaseCommon Stock | 1,000 | $12.90 | $12,900.00 |
DisclosureSEC source: 0001646056-18-000002 · wf-form4_154472740499076.xml · nonDerivative · entry 1 Jerry Karrie J. · CIK 0001646056 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,545.76 Read SEC document |
| December 13, 2018 Filed Dec 14, 2018 15:23 UTC |
HAMWEE ROBERTDirector · CEO
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PurchaseCommon Stock | 15,000 | $12.88 | $193,200.00 |
DisclosureSEC source: 0001260098-18-000006 · wf-form4_154480101811121.xml · nonDerivative · entry 1 HAMWEE ROBERT · CIK 0001260098 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,590.63 F1 · price: The price reported is the average weighted price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased. Read SEC document |
| December 10, 2018 Filed Dec 11, 2018 16:12 UTC |
Weinstein Adam B.Director · EVP, CAO and Director
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PurchaseCommon Stock | 3,500 | $13.15 | $46,025.00 |
DisclosureSEC source: 0001515170-18-000008 · wf-form4_154454471474066.xml · nonDerivative · entry 2 Weinstein Adam · CIK 0001515170 · Director · EVP, CAO and Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,220.89 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.