Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MSCI Inc.MSCI · Entity 3075 | Director | March 06, 2020 | March 09, 2020 |
| NMF SLF I, Inc.NONE · Entity 107817 | Director | November 19, 2020 | November 20, 2020 |
| New Mountain Finance CorpNMFC · Entity 5211 | Director | March 08, 2021 | March 09, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MSCI Inc.
Report date March 06, 2020 · Filed March 09, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 35,569 |
Reported balance
After 2020-03-06 transaction · row 1
1 source rowRow 1 · 2020-03-06 · Grant · Acquired 64 · Balance 35,569 F1: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director.
NMF SLF I, Inc.
Report date November 19, 2020 · Filed November 20, 2020
This filing explicitly reported no securities owned.
New Mountain Finance Corp
Report date March 08, 2021 · Filed March 09, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
After 2021-03-08 transaction · row 1
1 source rowRow 1 · 2021-03-08 · Purchase · Acquired 1,000 · Balance 2,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2021 Filed Mar 9, 2021 17:13 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,000 | $12.67 | $12,669.80 |
DisclosureSEC source: 0001478203-21-000006 · wf-form4_161530999223797.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 16:36 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-017282 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,569 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 19:23 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 1,000 | $12.98 | $12,978.60 |
DisclosureSEC source: 0001567619-20-005579 · doc1.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 17:06 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058568 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,505 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| August 30, 2019 Filed Sep 4, 2019 16:40 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 82 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-048218 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,432 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:33 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033930 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,350 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:25 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 381 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027372 · doc4.xml · nonDerivative · entry 2 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,277 F2 · shares: Pursuant to the Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 01, 2019 Filed May 3, 2019 16:25 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027372 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,896 F1 · shares: Restricted stock units vesting on May 1, 2020. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan (the "Deferral Plan"), the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| March 15, 2019 Filed Mar 18, 2019 17:18 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 84 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-020041 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,187 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 18:50 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 99 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-060676 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,103 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 16:42 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 87 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-049217 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,004 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 16:07 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034641 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,917 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:27 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027639 · doc4.xml · nonDerivative · entry 2 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,855 F2 · shares: Pursuant to the Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 01, 2018 Filed May 3, 2018 16:27 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 1,067 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-027639 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,291 F1 · shares: Restricted stock units vesting on May 1, 2019. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan (the "Deferral Plan"), the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| March 15, 2018 Filed Mar 16, 2018 17:17 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 61 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-020275 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,224 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 16:48 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 74 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063231 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,163 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| August 31, 2017 Filed Sep 5, 2017 16:35 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 83 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051323 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,089 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 17:28 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 69 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-17-005428 · dp76846_4-handy.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,006 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 01, 2017 Filed May 2, 2017 17:44 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 844 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029306 · doc4.xml · nonDerivative · entry 2 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,937 F2 · shares: Pursuant to the Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| May 01, 2017 Filed May 2, 2017 17:44 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 1,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-029306 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,093 F1 · shares: Restricted stock units vesting on May 1, 2018. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan (the "Deferral Plan"), the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| March 15, 2017 Filed Mar 16, 2017 17:37 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 65 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-021149 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,698 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 17:33 UTC | MSCI Inc. MSCI · Entity 3075 | GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-152709 · doc4.xml · nonDerivative · entry 1 Handy Alice · CIK 0001478203 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,633 F1 · shares: Shares acquired by the Reporting Person in connection with MSCI Inc.'s payment of a dividend. Pursuant to the MSCI Inc. Non-Employee Directors Deferral Plan, the Reporting Person has elected to defer receipt of the shares until the 60th day after such Reporting Person's "separation from service" as a director. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.