NI

SEC source: 0001127602-22-015606 · form4.xml · nonDerivative · entry 1

Hersman Deborah · CIK 0001778660 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,877.792

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-22-015603 · form4.xml · nonDerivative · entry 1

HENRETTA DEBORAH A · CIK 0001282881 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,423.719

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-22-015598 · form4.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,581.277

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-22-015596 · form4.xml · nonDerivative · entry 1

Bunting Theodore H JR · CIK 0001399319 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,076.741

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-22-015595 · form4.xml · nonDerivative · entry 1

Barbour Sondra L · CIK 0001573610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,937.462

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of the RSU awards, and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-22-011669 · form4.xml · nonDerivative · entry 1

Cuccia Kimberly S · CIK 0001900971 · SVP, GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,147

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

SEC source: 0001127602-22-010016 · form4.xml · nonDerivative · entry 1

JOHNSON WILLIAM D · CIK 0001183048 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969.694

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

SEC source: 0001127602-22-007222 · form4.xml · nonDerivative · entry 3

Vegas Pablo · CIK 0001673333 · EVP, COO & President Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,026

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

SEC source: 0001127602-22-007222 · form4.xml · nonDerivative · entry 2

Vegas Pablo · CIK 0001673333 · EVP, COO & President Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,684

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

SEC source: 0001127602-22-007222 · form4.xml · nonDerivative · entry 1

Vegas Pablo · CIK 0001673333 · EVP, COO & President Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,952

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

SEC source: 0001127602-22-007221 · form4.xml · nonDerivative · entry 3

Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,379

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

SEC source: 0001127602-22-007221 · form4.xml · nonDerivative · entry 2

Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,622

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

SEC source: 0001127602-22-007221 · form4.xml · nonDerivative · entry 1

Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,549

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

SEC source: 0001127602-22-007220 · form4.xml · nonDerivative · entry 3

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,237.6479

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

F4 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2021.

SEC source: 0001127602-22-007220 · form4.xml · nonDerivative · entry 2

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,794.6479

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

SEC source: 0001127602-22-007220 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,509.6479

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

SEC source: 0001127602-22-007219 · form4.xml · nonDerivative · entry 3

Hooper Michael · CIK 0001813660 · SVP and President, NIPSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,261

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

SEC source: 0001127602-22-007219 · form4.xml · nonDerivative · entry 2

Hooper Michael · CIK 0001813660 · SVP and President, NIPSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,591

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

SEC source: 0001127602-22-007219 · form4.xml · nonDerivative · entry 1

Hooper Michael · CIK 0001813660 · SVP and President, NIPSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,603

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

SEC source: 0001127602-22-007218 · form4.xml · nonDerivative · entry 3

Cuccia Kimberly S · CIK 0001900971 · VP, Interim GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,700

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

SEC source: 0001127602-22-007218 · form4.xml · nonDerivative · entry 2

Cuccia Kimberly S · CIK 0001900971 · VP, Interim GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,901

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

SEC source: 0001127602-22-007218 · form4.xml · nonDerivative · entry 1

Cuccia Kimberly S · CIK 0001900971 · VP, Interim GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,513

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

SEC source: 0001127602-22-007217 · form4.xml · nonDerivative · entry 3

Brown Donald Eugene · CIK 0001638426 · EVP, CFO and Pres Corp Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,058

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

SEC source: 0001127602-22-007217 · form4.xml · nonDerivative · entry 2

Brown Donald Eugene · CIK 0001638426 · EVP, CFO and Pres Corp Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,716

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

SEC source: 0001127602-22-007217 · form4.xml · nonDerivative · entry 1

Brown Donald Eugene · CIK 0001638426 · EVP, CFO and Pres Corp Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,984

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

SEC source: 0001127602-22-007216 · form4.xml · nonDerivative · entry 3

Anderson Shawn · CIK 0001813738 · SVP & Chief Strategy & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,432.575

F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2019 Restricted Stock Unit awards.

F4 · balance_after: Includes shares acquired through dividend reinvestments.

SEC source: 0001127602-22-007216 · form4.xml · nonDerivative · entry 2

Anderson Shawn · CIK 0001813738 · SVP & Chief Strategy & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,877.575

F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.

SEC source: 0001127602-22-007216 · form4.xml · nonDerivative · entry 1

Anderson Shawn · CIK 0001813738 · SVP & Chief Strategy & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,249.575

F1 · shares: Vesting of non-derivative performance stock units granted in 2019, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).

SEC source: 0001127602-22-005084 · form4.xml · nonDerivative · entry 1

Lee Cassandra S. · CIK 0001851009 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,446.529

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

SEC source: 0001127602-22-002827 · form4.xml · nonDerivative · entry 1

Sistovaris Violet · CIK 0001646748 · EVP & Chief Experience Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,609

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

SEC source: 0001127602-22-002833 · form4.xml · nonDerivative · entry 1

Barbour Sondra L · CIK 0001573610 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,642.712

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

SEC source: 0001127602-22-002828 · form4.xml · nonDerivative · entry 1

Vegas Pablo · CIK 0001673333 · EVP, COO & President Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,106

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

SEC source: 0001127602-22-002826 · form4.xml · nonDerivative · entry 1

Shafer Charles Edward II · CIK 0001790594 · SVP & Chief Safety Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,862.6479

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

F2 · balance_after: Includes shares acquired through the NiSource Employee Stock Purchase Plan through December 31, 2021.

SEC source: 0001127602-22-002825 · form4.xml · nonDerivative · entry 1

Anderson Shawn · CIK 0001813738 · SVP & Chief Strategy & Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,687.483

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

F2 · balance_after: Includes shares acquired through dividend reinvestments.

SEC source: 0001127602-22-002824 · form4.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,106.153

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date. This award was granted in connection with his appointment as President and CEO effective February 14, 2022.

F2 · balance_after: This amount includes RSUs received pursuant to the dividend equivalent provisions of his director RSU award from May 2021.

SEC source: 0001127602-22-002822 · form4.xml · nonDerivative · entry 1

Gode Gunnar · CIK 0001770544 · VP & Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,871

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

SEC source: 0001127602-22-002823 · form4.xml · nonDerivative · entry 1

Hooper Michael · CIK 0001813660 · SVP and President, NIPSCO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,989

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

SEC source: 0001127602-22-002821 · form4.xml · nonDerivative · entry 1

Cuccia Kimberly S · CIK 0001900971 · VP, Interim GC & Corp Sec

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,480

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

SEC source: 0001127602-22-002820 · form4.xml · nonDerivative · entry 1

Brown Donald Eugene · CIK 0001638426 · EVP, CFO and Pres Corp Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,138

F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date.

SEC source: 0001127602-21-024995 · form4.xml · nonDerivative · entry 1

Hamrock Joseph · CIK 0001549221 · Director · Director, and President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 556,988

F1 · shares: Represents shares contributed to a donor advised charitable fund.

SEC source: 0001127602-21-024141 · form4.xml · nonDerivative · entry 1

Brown Donald Eugene · CIK 0001638426 · EVP, CFO and Pres Corp Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,938

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.67 to $25.69, inclusive. The reporting person undertakes to provide to NiSource Inc., any security holder of NiSource Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001127602-21-021140 · form4.xml · nonDerivative · entry 1

Vegas Pablo · CIK 0001673333 · EVP, COO & President Utilities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,224

F1 · shares: The sale reported in this Form 4 was effected pursuant to Rule 10b5-1 trading plan adopted by the reporting person on November 6, 2020.

SEC source: 0001127602-21-018403 · form4.xml · nonDerivative · entry 2

Jesanis Michael E · CIK 0001434733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,256.515

SEC source: 0001127602-21-018403 · form4.xml · nonDerivative · entry 1

Jesanis Michael E · CIK 0001434733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,249.515

SEC source: 0001127602-21-018103 · form4.xml · nonDerivative · entry 5

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,099.591

SEC source: 0001127602-21-018103 · form4.xml · nonDerivative · entry 4

BUTLER ERIC L · CIK 0001544184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,899.591

SEC source: 0001127602-21-018113 · form4.xml · nonDerivative · entry 1

Yates Lloyd M · CIK 0001311411 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,131.261

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 264.434 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-21-018112 · form4.xml · nonDerivative · entry 1

WOO CAROLYN Y · CIK 0001205211 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,497.524

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 531.403 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-21-018109 · form4.xml · nonDerivative · entry 1

KABAT KEVIN T · CIK 0001024525 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,862.763

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 265.275 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.

SEC source: 0001127602-21-018108 · form4.xml · nonDerivative · entry 1

Jesanis Michael E · CIK 0001434733 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,256.515

F1 · shares: Represents an award of restricted stock units ("RSU") granted as part of the non-employee director's annual compensation and which vests in full on the last day of the director's annual term for which the RSUs are awarded, subject to certain acceleration conditions. RSUs represent a contingent right to receive one share of the Company's common stock upon vesting pursuant to the Company's 2020 Omnibus Plan.

F2 · balance_after: This amount includes 265.275 RSUs received pursuant to the dividend equivalent provisions of the RSU awards and which are subject to the same vesting conditions as the underlying RSUs.