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Nasdaq · USD

NEWT

NewtekOne, Inc.

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Tapewire entity
5823
SEC CIK
0001587987
Parsed reports
342

Last 12 months

Inside the activity.

24 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202560
Dec 202540
Jan 202640
Feb 202600
Mar 202600
Apr 202600
May 202640
Jun 202660
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2016 Filed Jan 3, 2017 20:33 UTC
SLOANE BARRYDirector · Chairman & CEO
OtherCommon Stock 684 $15.90 $10,875.60
Disclosure

SEC source: 0001209191-17-000135 · doc5.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,713

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 31, 2016 Filed Jan 3, 2017 15:21 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
OtherCommon Stock 171 $15.90 $2,718.90
Disclosure

SEC source: 0001209191-17-000126 · doc5.xml · nonDerivative · entry 2

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,889

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 31, 2016 Filed Jan 4, 2017 08:17 UTC
Joshi NileshChief Information Officer
OtherCommon Stock 43 $15.90 $683.70
Disclosure

SEC source: 0001209191-17-000505 · doc5.xml · nonDerivative · entry 2

Joshi Nilesh · CIK 0001672347 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,543

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 31, 2016 Filed Jan 9, 2017 14:09 UTC
RAVEN JOHNChief Info. Security Officer
OtherCommon Stock 86 $15.90 $1,367.40
Disclosure

SEC source: 0001209191-17-002894 · doc5.xml · nonDerivative · entry 2

RAVEN JOHN · CIK 0001280617 · Chief Info. Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,486

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 31, 2016 Filed Jan 9, 2017 21:35 UTC
Downs Peter MathisonDirector · Chief Lending Officer
OtherCommon Stock 171 $15.90 $2,718.90
Disclosure

SEC source: 0001209191-17-002942 · doc5.xml · nonDerivative · entry 2

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,496

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 30, 2016 Filed Jan 6, 2017 15:29 UTC
EDDELSON JENNIFER CATHERINEPrincipal Financial Officer
OtherCommon Stock 128 $15.90 $2,035.20
Disclosure

SEC source: 0001209191-17-002602 · doc5.xml · nonDerivative · entry 5

EDDELSON JENNIFER CATHERINE · CIK 0001556319 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 36,045

F3 · kind: Reporting Person's husband, an employee of Issuer, was granted shares as a restricted stock award on April 2, 2016. The award vests on August 15, 2017. Dividends, in the form of common stock, were paid on September 30, 2016 and December 30, 2016, and such common stock will also vest on August 15, 2017.

Read SEC document
December 30, 2016 Filed Jan 6, 2017 15:29 UTC
EDDELSON JENNIFER CATHERINEPrincipal Financial Officer
OtherCommon Stock 171 $15.90 $2,718.90
Disclosure

SEC source: 0001209191-17-002602 · doc5.xml · nonDerivative · entry 2

EDDELSON JENNIFER CATHERINE · CIK 0001556319 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,818

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 27, 2016 Filed Jan 6, 2017 13:32 UTC OtherCommon stock 106 $15.89 $1,684.34
Disclosure

SEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 5

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,334

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 21, 2016 Filed Dec 22, 2016 08:04 UTC PurchaseCommon Stock 782 $15.80 $12,355.60
Disclosure

SEC source: 0001209191-16-156402 · doc4.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,085

Read SEC document
December 19, 2016 Filed Dec 19, 2016 14:47 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $15.40 $15,400.00
Disclosure

SEC source: 0001209191-16-155770 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,233

Read SEC document
November 29, 2016 Filed Nov 29, 2016 15:14 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 41 $15.00 $615.00
Disclosure

SEC source: 0001209191-16-152254 · doc4.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,233

Read SEC document
November 29, 2016 Filed Nov 29, 2016 15:14 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 959 $15.05 $14,432.95
Disclosure

SEC source: 0001209191-16-152254 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 996,192

Read SEC document
November 09, 2016 Filed Nov 9, 2016 15:06 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 400 $14.33 $5,732.00
Disclosure

SEC source: 0001209191-16-148971 · doc4.xml · nonDerivative · entry 4

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 995,233

Read SEC document
November 09, 2016 Filed Nov 9, 2016 15:06 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 9 $14.33 $128.93
Disclosure

SEC source: 0001209191-16-148971 · doc4.xml · nonDerivative · entry 3

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,833

Read SEC document
November 09, 2016 Filed Nov 9, 2016 15:06 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 400 $14.28 $5,710.00
Disclosure

SEC source: 0001209191-16-148971 · doc4.xml · nonDerivative · entry 2

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,824

Read SEC document
November 09, 2016 Filed Nov 9, 2016 15:06 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 191 $14.33 $2,737.03
Disclosure

SEC source: 0001209191-16-148971 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,424

Read SEC document
November 07, 2016 Filed Nov 7, 2016 19:05 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon stock 1,000 $14.90 $14,900.00
Disclosure

SEC source: 0001209191-16-148551 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 994,233

Read SEC document
November 07, 2016 Filed Nov 7, 2016 16:14 UTC
SLOANE BARRYDirector · Chairman & CEO
PurchaseCommon Stock 1,000 $14.72 $14,720.00
Disclosure

SEC source: 0001209191-16-148526 · doc4.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 993,233

Read SEC document
September 30, 2016 Filed Jan 3, 2017 20:33 UTC
SLOANE BARRYDirector · Chairman & CEO
OtherCommon Stock 796 $14.26 $11,350.96
Disclosure

SEC source: 0001209191-17-000135 · doc5.xml · nonDerivative · entry 1

SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 998,029

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 30, 2016 Filed Jan 3, 2017 15:21 UTC
Schwartz Michael AdamChief Legal&Compliance Officer
OtherCommon Stock 199 $14.26 $2,837.74
Disclosure

SEC source: 0001209191-17-000126 · doc5.xml · nonDerivative · entry 1

Schwartz Michael Adam · CIK 0001337003 · Chief Legal&Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,718

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 30, 2016 Filed Jan 4, 2017 08:17 UTC
Joshi NileshChief Information Officer
OtherCommon Stock 50 $14.26 $713.00
Disclosure

SEC source: 0001209191-17-000505 · doc5.xml · nonDerivative · entry 1

Joshi Nilesh · CIK 0001672347 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 30, 2016 Filed Jan 6, 2017 15:29 UTC
EDDELSON JENNIFER CATHERINEPrincipal Financial Officer
OtherCommon Stock 149 $14.26 $2,124.74
Disclosure

SEC source: 0001209191-17-002602 · doc5.xml · nonDerivative · entry 4

EDDELSON JENNIFER CATHERINE · CIK 0001556319 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 35,917

F3 · kind: Reporting Person's husband, an employee of Issuer, was granted shares as a restricted stock award on April 2, 2016. The award vests on August 15, 2017. Dividends, in the form of common stock, were paid on September 30, 2016 and December 30, 2016, and such common stock will also vest on August 15, 2017.

Read SEC document
September 30, 2016 Filed Jan 6, 2017 15:29 UTC
EDDELSON JENNIFER CATHERINEPrincipal Financial Officer
OtherCommon Stock 199 $14.26 $2,837.74
Disclosure

SEC source: 0001209191-17-002602 · doc5.xml · nonDerivative · entry 1

EDDELSON JENNIFER CATHERINE · CIK 0001556319 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,647

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

F2 · balance_after: Corrects an error in the previously reported number of shares held in the Reporting Person's 401k account.

Read SEC document
September 30, 2016 Filed Jan 9, 2017 14:09 UTC
RAVEN JOHNChief Info. Security Officer
OtherCommon Stock 100 $14.26 $1,426.00
Disclosure

SEC source: 0001209191-17-002894 · doc5.xml · nonDerivative · entry 1

RAVEN JOHN · CIK 0001280617 · Chief Info. Security Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,400

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 30, 2016 Filed Jan 9, 2017 21:35 UTC
Downs Peter MathisonDirector · Chief Lending Officer
OtherCommon Stock 199 $14.26 $2,837.74
Disclosure

SEC source: 0001209191-17-002942 · doc5.xml · nonDerivative · entry 1

Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,325

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 30, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 212 $14.26 $3,023.12
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 9

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,828

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 30, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 162 $14.26 $2,310.12
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 8

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,616

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 27, 2016 Filed Jan 6, 2017 13:32 UTC OtherCommon stock 127 $13.87 $1,761.49
Disclosure

SEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 4

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,228

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
September 20, 2016 Filed Sep 22, 2016 17:47 UTC
Joshi NileshChief Information Officer
PurchaseCommon Stock 800 $13.82 $11,056.00
Disclosure

SEC source: 0001209191-16-142526 · doc4.xml · nonDerivative · entry 1

Joshi Nilesh · CIK 0001672347 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,450

Read SEC document
August 02, 2016 Filed Jan 6, 2017 15:29 UTC
EDDELSON JENNIFER CATHERINEPrincipal Financial Officer
OtherCommon Stock 4,950 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-002602 · doc5.xml · nonDerivative · entry 3

EDDELSON JENNIFER CATHERINE · CIK 0001556319 · Principal Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · Spouse

Disclosed balance after: 35,768

F3 · kind: Reporting Person's husband, an employee of Issuer, was granted shares as a restricted stock award on April 2, 2016. The award vests on August 15, 2017. Dividends, in the form of common stock, were paid on September 30, 2016 and December 30, 2016, and such common stock will also vest on August 15, 2017.

Read SEC document
July 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon Stock 268 $12.86 $3,446.48
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 9

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,980

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
July 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon Stock 483 $12.86 $6,211.38
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 8

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,712

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
July 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon stock 62 $12.16 $753.92
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 7

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,229

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
July 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon stock 674 $12.86 $8,667.64
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 6

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,167

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
June 30, 2016 Filed Jan 6, 2017 13:32 UTC OtherCommon stock 115 $12.16 $1,398.40
Disclosure

SEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 3

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,101

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
June 30, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 144 $12.72 $1,831.68
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 7

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,454

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
June 30, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 190 $12.72 $2,416.80
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 6

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,310

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
April 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon stock 240 $12.54 $3,009.60
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 5

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,493

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
April 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon stock 481 $12.54 $6,031.74
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 4

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,253

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
April 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon stock 57 $12.90 $735.30
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 3

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,772

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
April 01, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon stock 672 $12.54 $8,426.88
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 2

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,715

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
March 31, 2016 Filed Jan 6, 2017 13:32 UTC OtherCommon stock 105 $12.90 $1,354.50
Disclosure

SEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 2

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,986

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
March 31, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 183 $12.50 $2,287.50
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 5

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,120

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
March 31, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 139 $12.50 $1,737.50
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 4

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,937

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
January 19, 2016 Filed Jan 4, 2017 14:52 UTC OtherCommon stock 66 $12.35 $815.10
Disclosure

SEC source: 0001209191-17-000734 · doc5.xml · nonDerivative · entry 1

Kirschner Sam · CIK 0001536869 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,043

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
January 19, 2016 Filed Jan 6, 2017 13:32 UTC OtherCommon stock 58 $12.35 $716.30
Disclosure

SEC source: 0001209191-17-002500 · doc5.xml · nonDerivative · entry 1

SALUTE RICHARD J · CIK 0001235974 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,881

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
January 19, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 171 $11.06 $1,891.26
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 3

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,798

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
January 19, 2016 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 224 $11.06 $2,477.44
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 2

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,627

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document
December 31, 2015 Filed Jan 25, 2017 15:20 UTC OtherCommon stock 318 $14.32 $4,553.76
Disclosure

SEC source: 0001209191-17-005496 · doc5.xml · nonDerivative · entry 1

Mulia Salvatore Francis · CIK 0001346166 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,403

F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.