Last 12 months
Inside the activity.
24 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 6 | 0 |
| Dec 2025 | 4 | 0 |
| Jan 2026 | 4 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 4 | 0 |
| Jun 2026 | 6 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 25, 2026 Filed Jun 25, 2026 20:52 UTC |
Cestare Thomas DavidDirector
|
GrantCommon Stock | 1,825 | $13.70 | $25,002.50 |
DisclosureSEC source: 0001628280-26-045579 · wk-form4_1782420720.xml · nonDerivative · entry 1 Cestare Thomas David · CIK 0001313985 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,895 F1 · kind: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 21:09 UTC |
SALUTE RICHARD JDirector
|
GrantCommon Stock | 1,825 | $13.70 | $25,002.50 |
DisclosureSEC source: 0001628280-26-044417 · wk-form4_1781816957.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,597 F1 · kind: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 20:44 UTC |
Brunet Craig JeffryDirector
|
GrantCommon Stock | 1,825 | $13.70 | $25,002.50 |
DisclosureSEC source: 0001628280-26-044383 · wk-form4_1781815492.xml · nonDerivative · entry 1 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,010 F1 · kind: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 21:00 UTC |
Zink Gregory LDirector
|
GrantCommon Stock | 1,825 | $13.70 | $25,002.50 |
DisclosureSEC source: 0001628280-26-044401 · wk-form4_1781816430.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,910 F1 · kind: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 20:47 UTC |
PEREZ-HICKMAN FERNANDODirector
|
GrantCommon Stock | 1,825 | $13.70 | $25,002.50 |
DisclosureSEC source: 0001628280-26-044387 · wk-form4_1781815645.xml · nonDerivative · entry 1 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,356 F1 · kind: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 14:10 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 1,000 | $14.27 | $14,265.00 |
DisclosureSEC source: 0001628280-26-043047 · wk-form4_1781532649.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,176,914 Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 14:10 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 5,000 | $14.20 | $70,995.00 |
DisclosureSEC source: 0001628280-26-043047 · wk-form4_1781532649.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,175,914 Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 14:10 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 5,000 | $14.20 | $71,000.00 |
DisclosureSEC source: 0001628280-26-043047 · wk-form4_1781532649.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,170,914 Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 18:02 UTC |
DeMaria Frank MCheif Financial Officer
|
PurchaseCommon Stock | 500 | $13.92 | $6,957.50 |
DisclosureSEC source: 0001628280-26-043091 · wk-form4_1781546550.xml · nonDerivative · entry 1 DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,736 Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 12:54 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 5,000 | $14.20 | $71,000.00 |
DisclosureSEC source: 0001628280-26-043433 · wk-form4_1781614443.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,181,914 Read SEC document |
| June 03, 2026 Filed Jun 4, 2026 12:53 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon Stock | 1,000 | $12.70 | $12,695.50 |
DisclosureSEC source: 0001628280-26-040637 · wk-form4_1780577593.xml · nonDerivative · entry 1 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,185 Read SEC document |
| May 26, 2026 Filed May 26, 2026 15:54 UTC |
Downs Peter MathisonDirector · President, Newtek Bank
|
PurchaseCommon Stock | 737 | $13.56 | $9,993.72 |
DisclosureSEC source: 0001628280-26-037967 · wk-form4_1779810866.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,539 Read SEC document |
| May 15, 2026 Filed May 18, 2026 12:59 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon Stock | 330 | $12.72 | $4,197.60 |
DisclosureSEC source: 0001628280-26-035819 · wk-form4_1779109176.xml · nonDerivative · entry 1 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,185 Read SEC document |
| May 08, 2026 Filed May 11, 2026 12:49 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $13.87 | $13,870.00 |
DisclosureSEC source: 0001702555-26-000002 · wk-form4_1778503795.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,085 Read SEC document |
| May 07, 2026 Filed May 8, 2026 13:36 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 1,000 | $13.47 | $13,469.90 |
DisclosureSEC source: 0001235974-26-000002 · wk-form4_1778247389.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,772 Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 14:49 UTC Amendment |
SLOANE BARRYDirector · President, Chairman & CEO
|
GrantCommon Stock | 3,595 | $13.91 | $50,006.45 |
DisclosureSEC source: 0001628280-26-002290 · wk-form4a_1768574951.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194,180 F1 · kind: This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 13:56 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 3,595 | $13.91 | $50,006.45 |
DisclosureSEC source: 0001628280-26-002269 · wk-form4_1768571786.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194,180 F1 · kind: On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 3,595 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 09:45 UTC Amendment |
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
|
GrantCommon Stock | 1,258 | $13.91 | $17,498.78 |
DisclosureSEC source: 0001628280-26-002288 · wk-form4a_1768574731.xml · nonDerivative · entry 1 Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,915 F1 · kind: This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 09:07 UTC |
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
|
PurchaseCommon Stock | 1,258 | $13.91 | $17,498.78 |
DisclosureSEC source: 0001628280-26-002276 · wk-form4_1768572464.xml · nonDerivative · entry 1 Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,915 F1 · kind: On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,258 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 13:59 UTC |
DeMaria Frank MCheif Financial Officer
|
PurchaseCommon Stock | 1,556 | $13.91 | $21,643.96 |
DisclosureSEC source: 0001628280-26-002271 · wk-form4_1768571957.xml · nonDerivative · entry 1 DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,220 F1 · kind: On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,556 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 14:51 UTC Amendment |
DeMaria Frank MCheif Financial Officer
|
GrantCommon Stock | 1,556 | $13.91 | $21,643.96 |
DisclosureSEC source: 0001628280-26-002293 · wk-form4a_1768575099.xml · nonDerivative · entry 1 DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,220 F1 · kind: This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 09:42 UTC Amendment |
Schwartz Michael AdamChief Legal Officer
|
GrantCommon Stock | 2,247 | $13.91 | $31,255.77 |
DisclosureSEC source: 0001628280-26-002286 · wk-form4a_1768574574.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,713 F1 · kind: This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 09:02 UTC |
Schwartz Michael AdamChief Legal Officer
|
PurchaseCommon Stock | 2,247 | $13.91 | $31,255.77 |
DisclosureSEC source: 0001628280-26-002273 · wk-form4_1768572117.xml · nonDerivative · entry 1 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,713 F1 · kind: On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,247 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 14:14 UTC |
Downs Peter MathisonDirector · President, Newtek Bank
|
GrantCommon Stock | 2,696 | $13.91 | $37,501.36 |
DisclosureSEC source: 0001628280-26-002279 · wk-form4_1768572886.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,756 F1 · kind: On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,696 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| December 31, 2025 Filed Feb 2, 2026 21:01 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon Stock | 25 | $11.40 | $285.00 |
DisclosureSEC source: 0001628280-26-004599 · wk-form5_1770066077.xml · nonDerivative · entry 7 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,775 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 14:43 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 500 | $12.06 | $6,030.00 |
DisclosureSEC source: 0001628280-25-056889 · wk-form4_1765809782.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,707 Read SEC document |
| December 08, 2025 Filed Dec 8, 2025 16:57 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon stock | 900 | $11.28 | $10,152.00 |
DisclosureSEC source: 0001628280-25-055767 · wk-form4_1765213051.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,505 Read SEC document |
| December 05, 2025 Filed Dec 8, 2025 13:33 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon stock | 789 | $11.31 | $8,924.69 |
DisclosureSEC source: 0001628280-25-055719 · wk-form4_1765200797.xml · nonDerivative · entry 1 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,572 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $10.23 | $20,460.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,212,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $10.25 | $20,490.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,210,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $10.27 | $20,530.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,208,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $10.16 | $20,320.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,206,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC |
SLOANE BARRYDirector · Chairman & CEO
|
PurchaseCommon stock | 2,000 | $10.19 | $20,370.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,204,459 Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 12:19 UTC |
Zink Gregory LDirector
|
PurchaseCommon stock | 1,000 | $10.43 | $10,430.00 |
DisclosureSEC source: 0001628280-25-048530 · wk-form4_1762258770.xml · nonDerivative · entry 1 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,207 Read SEC document |
| October 24, 2025 Filed Jan 15, 2026 21:15 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
PurchaseCommon Stock | 1,437 | $11.05 | $15,878.85 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 6 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Jan 15, 2026 16:01 UTC |
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
|
PurchaseCommon Stock | 132 | $11.05 | $1,458.60 |
DisclosureSEC source: 0001628280-26-002165 · wk-form5_1768510912.xml · nonDerivative · entry 7 Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,657 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Jan 15, 2026 21:04 UTC |
DeMaria Frank MCheif Financial Officer
|
PurchaseCommon Stock | 567 | $11.05 | $6,265.35 |
DisclosureSEC source: 0001628280-26-002168 · wk-form5_1768511072.xml · nonDerivative · entry 5 DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,664 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Jan 15, 2026 15:58 UTC |
Schwartz Michael AdamChief Legal Officer
|
PurchaseCommon Stock | 207 | $11.05 | $2,287.35 |
DisclosureSEC source: 0001628280-26-002162 · wk-form5_1768510708.xml · nonDerivative · entry 6 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,466 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Jan 15, 2026 21:10 UTC |
Downs Peter MathisonDirector · President, Newtek Bank
|
PurchaseCommon Stock | 189 | $11.05 | $2,088.45 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 6 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Feb 2, 2026 20:54 UTC |
SALUTE RICHARD JDirector
|
PurchaseCommon Stock | 40 | $11.05 | $442.00 |
DisclosureSEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,692 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Feb 2, 2026 21:01 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon Stock | 18 | $10.90 | $196.20 |
DisclosureSEC source: 0001628280-26-004599 · wk-form5_1770066077.xml · nonDerivative · entry 6 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,775 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Feb 2, 2026 21:01 UTC |
Brunet Craig JeffryDirector
|
PurchaseCommon Stock | 40 | $11.05 | $442.00 |
DisclosureSEC source: 0001628280-26-004599 · wk-form5_1770066077.xml · nonDerivative · entry 5 Brunet Craig Jeffry · CIK 0001368936 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,775 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Feb 2, 2026 20:49 UTC |
PEREZ-HICKMAN FERNANDODirector
|
PurchaseCommon Stock | 40 | $11.05 | $442.00 |
DisclosureSEC source: 0001628280-26-004592 · wk-form5_1770065340.xml · nonDerivative · entry 4 PEREZ-HICKMAN FERNANDO · CIK 0001713483 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,451 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 24, 2025 Filed Feb 2, 2026 21:05 UTC |
Zink Gregory LDirector
|
PurchaseCommon Stock | 40 | $11.05 | $442.00 |
DisclosureSEC source: 0001628280-26-004603 · wk-form5_1770066342.xml · nonDerivative · entry 6 Zink Gregory L · CIK 0001702555 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,005 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 15, 2025 Filed Jan 15, 2026 21:15 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
Tax withholdingCommon Stock | 4,921 | $11.00 | $54,131.00 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F3 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| October 15, 2025 Filed Jan 15, 2026 16:01 UTC |
Razon-Feingold HalliDirector · SVP, Human Resources & CAO
|
Tax withholdingCommon Stock | 3,718 | $11.00 | $40,898.00 |
DisclosureSEC source: 0001628280-26-002165 · wk-form5_1768510912.xml · nonDerivative · entry 6 Razon-Feingold Halli · CIK 0001886713 · Director · SVP, Human Resources & CAO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,657 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| October 15, 2025 Filed Jan 15, 2026 21:04 UTC |
DeMaria Frank MCheif Financial Officer
|
Tax withholdingCommon Stock | 2,038 | $11.00 | $22,418.00 |
DisclosureSEC source: 0001628280-26-002168 · wk-form5_1768511072.xml · nonDerivative · entry 4 DeMaria Frank M · CIK 0001871721 · Cheif Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,664 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| October 15, 2025 Filed Jan 15, 2026 15:58 UTC |
Schwartz Michael AdamChief Legal Officer
|
Tax withholdingCommon Stock | 5,084 | $11.00 | $55,924.00 |
DisclosureSEC source: 0001628280-26-002162 · wk-form5_1768510708.xml · nonDerivative · entry 7 Schwartz Michael Adam · CIK 0001337003 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,466 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| October 15, 2025 Filed Jan 15, 2026 21:10 UTC |
Downs Peter MathisonDirector · President, Newtek Bank
|
Tax withholdingCommon Stock | 4,053 | $11.00 | $44,583.00 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 5 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F3 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| August 15, 2025 Filed Jan 15, 2026 21:15 UTC |
SLOANE BARRYDirector · President, Chairman & CEO
|
Tax withholdingCommon Stock | 23,229 | $12.11 | $281,303.19 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.