Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Near Intelligence, Inc.NIR · Entity 11457 | Director | September 19, 2023 | September 21, 2023 |
| NewtekOne, Inc.NEWT · Entity 5823 | Director | June 16, 2026 | June 18, 2026 |
| WALKER INNOVATION INC.WLKR · Entity 163734 | Director | September 06, 2018 | September 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Near Intelligence, Inc.
Report date September 19, 2023 · Filed September 21, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 282,369 |
Reported balance
After 2023-09-19 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-09-19 · Grant · Acquired 282,369 · Balance 282,369 F1: These restricted stock units ("RSUs") were granted pursuant to the Near Intelligence, Inc. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share. The RSUs will vest on March 27, 2024, subject to the reporting person's continued service on the board of directors of the issuer through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units ("RSUs") were granted pursuant to the Near Intelligence, Inc. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share. The RSUs will vest on March 27, 2024, subject to the reporting person's continued service on the board of directors of the issuer through such date.
NewtekOne, Inc.
Report date June 16, 2026 · Filed June 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,597 |
Reported balance
After 2026-06-16 transaction · row 1
1 source rowRow 1 · 2026-06-16 · Grant · Acquired 1,825 · Balance 47,597 F1: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.
WALKER INNOVATION INC.
Report date September 06, 2018 · Filed September 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.34 · Expires 2027-05-10 | Direct | 70,000 |
Reported balance
After 2018-09-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-09-06 · Grant · Acquired 70,000 · Balance 70,000 F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.34 · Expires 2027-05-10 | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-09-07 · Disposition to issuer · Disposed 70,000 · Balance 0 F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.43 · Expires 2025-05-15 | Direct | 0 |
Reported balance
After 2018-09-07 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-09-07 · Disposition to issuer · Disposed 70,000 · Balance 0 F2: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock option granted on May 10, 2017 pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 10, 2018; 23,333 shares exercisable from and after May 10, 2019; and 23,334 shares exercisable from and after May 10, 2020. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on September 6, 2018 (the day immediately prior to the filing of the Company's Certificate of Dissolution with the State of Delaware), unvested options under this grant were vested in full and, on a date to be determined by the Company's Board of Directors, will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution.
F2: Stock option granted pursuant to Walker Innovation Inc. (formerly known as Patent Properties, Inc.) 2015 Long-term Incentive Plan in respect of 23,333 shares exercisable from and after May 15, 2016; 23,333 shares from and after May 15, 2017; and 23,334 shares from and after May 15, 2018. In connection with the Plan of Complete Liquidation and Dissolution of the Company, on a date to be determined by the Company's Board of Directors, options under this grant will be settled in cash in an amount equal to the difference between the exercise price and the aggregate liquidating distributions paid to the Company's stockholders in accordance with the Plan of Complete Liquidation and Dissolution.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 16, 2026 Filed Jun 18, 2026 21:09 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon Stock | 1,825 | $13.70 | $25,002.50 |
DisclosureSEC source: 0001628280-26-044417 · wk-form4_1781816957.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 47,597 F1 · kind: On June 12, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,825 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| May 07, 2026 Filed May 8, 2026 13:36 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $13.47 | $13,469.90 |
DisclosureSEC source: 0001235974-26-000002 · wk-form4_1778247389.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,772 Read SEC document |
| December 08, 2025 Filed Dec 8, 2025 16:57 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 900 | $11.28 | $10,152.00 |
DisclosureSEC source: 0001628280-25-055767 · wk-form4_1765213051.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,505 Read SEC document |
| October 24, 2025 Filed Feb 2, 2026 20:54 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 40 | $11.05 | $442.00 |
DisclosureSEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,692 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 12:29 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,400 | $11.25 | $15,749.86 |
DisclosureSEC source: 0001587987-25-000133 · wk-form4_1754310572.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,605 Read SEC document |
| August 01, 2025 Filed Aug 4, 2025 12:29 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 700 | $11.23 | $7,861.00 |
DisclosureSEC source: 0001587987-25-000133 · wk-form4_1754310572.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,205 Read SEC document |
| July 21, 2025 Filed Feb 2, 2026 20:54 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 51 | $11.48 | $585.48 |
DisclosureSEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,692 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 30, 2025 Filed Jul 1, 2025 13:25 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 2,283 | $10.95 | $24,998.85 |
DisclosureSEC source: 0001587987-25-000121 · wk-form4_1751376320.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,505 F1 · kind: On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| May 12, 2025 Filed May 13, 2025 12:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,019 | $11.05 | $11,255.57 |
DisclosureSEC source: 0001587987-25-000086 · wk-form4_1747141164.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,222 Read SEC document |
| May 12, 2025 Filed May 13, 2025 12:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 281 | $11.05 | $3,105.05 |
DisclosureSEC source: 0001587987-25-000086 · wk-form4_1747141164.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,203 Read SEC document |
| May 12, 2025 Filed May 13, 2025 12:59 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,700 | $11.08 | $40,977.50 |
DisclosureSEC source: 0001587987-25-000086 · wk-form4_1747141164.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,922 Read SEC document |
| April 30, 2025 Filed Feb 2, 2026 20:54 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 52 | $10.40 | $540.80 |
DisclosureSEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,692 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Feb 2, 2026 20:54 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 44 | $12.14 | $534.16 |
DisclosureSEC source: 0001628280-26-004594 · wk-form5_1770065639.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,692 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 15:03 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $12.83 | $12,825.00 |
DisclosureSEC source: 0001587987-24-000249 · wk-form4_1734966205.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,117 Read SEC document |
| October 21, 2024 Filed Jan 30, 2025 21:27 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 39 | $13.46 | $524.94 |
DisclosureSEC source: 0001587987-25-000020 · wk-form5_1738272433.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,222 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 20, 2024 Filed Sep 23, 2024 13:57 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 500 | $11.73 | $5,864.95 |
DisclosureSEC source: 0001587987-24-000199 · wk-form4_1727099830.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,117 Read SEC document |
| July 19, 2024 Filed Jan 30, 2025 21:27 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 68 | $14.38 | $977.84 |
DisclosureSEC source: 0001587987-25-000020 · wk-form5_1738272433.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,222 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 18, 2024 Filed Jun 18, 2024 18:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 700 | $12.62 | $8,834.00 |
DisclosureSEC source: 0001587987-24-000126 · wk-form4_1718734827.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,617 Read SEC document |
| June 14, 2024 Filed Jun 18, 2024 18:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 1,932 | $12.94 | $25,000.08 |
DisclosureSEC source: 0001587987-24-000126 · wk-form4_1718734827.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,917 F1 · kind: On June 14, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,932 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| April 15, 2024 Filed Jan 30, 2025 21:27 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 53 | $11.22 | $594.66 |
DisclosureSEC source: 0001587987-25-000020 · wk-form5_1738272433.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,222 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 12, 2024 Filed Jan 30, 2025 21:27 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 44 | $12.79 | $562.76 |
DisclosureSEC source: 0001587987-25-000020 · wk-form5_1738272433.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,222 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| November 22, 2023 Filed Nov 24, 2023 14:14 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 200 | $13.03 | $2,605.18 |
DisclosureSEC source: 0001209191-23-056561 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,843 Read SEC document |
| October 20, 2023 Filed Jan 25, 2024 20:36 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 41 | $13.40 | $549.40 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 6 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,888 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 25, 2024 20:36 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 340 | $13.91 | $4,729.40 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 5 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,847 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 19, 2023 Filed Sep 21, 2023 23:04 UTC | Near Intelligence, Inc. NIR · Entity 11457 | GrantRestricted Stock Units · Derivative | 282,369 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-078454 · ownership.xml · derivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,369 Underlying: Common Stock · 282,369 shares Expires not disclosed F1 · derivative.exercise_price: These restricted stock units ("RSUs") were granted pursuant to the Near Intelligence, Inc. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share. The RSUs will vest on March 27, 2024, subject to the reporting person's continued service on the board of directors of the issuer through such date. F1 · derivative.exercise_date: These restricted stock units ("RSUs") were granted pursuant to the Near Intelligence, Inc. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share. The RSUs will vest on March 27, 2024, subject to the reporting person's continued service on the board of directors of the issuer through such date. F1 · derivative.expiration_date: These restricted stock units ("RSUs") were granted pursuant to the Near Intelligence, Inc. 2023 Equity Incentive Plan. Each RSU represents a contingent right to receive one share of the issuer's common stock, par value $0.0001 per share. The RSUs will vest on March 27, 2024, subject to the reporting person's continued service on the board of directors of the issuer through such date. Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 100 | $16.64 | $1,664.00 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 57 | $16.66 | $949.62 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 143 | $16.67 | $2,383.81 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| September 14, 2023 Filed Sep 15, 2023 15:20 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 200 | $16.68 | $3,336.00 |
DisclosureSEC source: 0001209191-23-049551 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,643 Read SEC document |
| July 21, 2023 Filed Jan 25, 2024 20:36 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 38 | $17.92 | $680.96 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,507 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 21, 2023 Filed Jan 25, 2024 20:36 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 256 | $17.42 | $4,459.52 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,469 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 10, 2023 Filed Jul 12, 2023 12:39 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 1,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-042056 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,143 F1 · kind: On July 10, 2023, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,568 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| April 14, 2023 Filed Jan 25, 2024 20:36 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 30 | $13.05 | $391.50 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,213 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 25, 2024 20:36 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 340 | $12.94 | $4,399.60 |
DisclosureSEC source: 0001587987-24-000021 · wk-form5_1706214954.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,183 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 16:09 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,100 | $12.59 | $13,845.70 |
DisclosureSEC source: 0001209191-23-020448 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,575 Read SEC document |
| December 30, 2022 Filed Jan 23, 2023 17:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 90 | $16.25 | $1,462.50 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 7 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2022 Filed Jan 23, 2023 17:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 945 | $16.56 | $15,649.20 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 6 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 23, 2023 17:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 80 | $16.32 | $1,305.60 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 5 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 23, 2023 17:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 851 | $16.42 | $13,973.42 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2022 Filed Jan 23, 2023 17:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 774 | $19.46 | $15,062.04 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 29, 2022 Filed Jul 1, 2022 15:03 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-040024 · doc4.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,229 F1 · kind: On June 29, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 2,000 restricted shares of the Issuer's common stock as a restricted stock award. Forfeiture restrictions will lapse as to one-third of such restricted shares each year for three years and dividends in the form of common stock will be paid during the restricted period, with forfeiture restrictions lapsing as to one-third of such restricted common shares each year for three years. Read SEC document |
| March 31, 2022 Filed Jan 23, 2023 17:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 15 | $26.70 | $400.50 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2022 Filed Jan 23, 2023 17:41 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 469 | $27.19 | $12,752.11 |
DisclosureSEC source: 0001209191-23-004375 · doc5.xml · nonDerivative · entry 1 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,475 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 22 | $27.39 | $602.58 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 8 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 704 | $28.22 | $19,868.99 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 7 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 18 | $27.73 | $499.14 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 6 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 597 | $27.63 | $16,492.72 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 5 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 11 | $34.92 | $384.12 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 4 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 356 | $34.26 | $12,195.85 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 3 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2021 Filed Jan 6, 2022 16:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 20 | $26.70 | $534.00 |
DisclosureSEC source: 0001209191-22-002084 · doc5.xml · nonDerivative · entry 2 SALUTE RICHARD J · CIK 0001235974 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,214 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.