Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NewtekOne, Inc.NEWT · Entity 5823 | Director · President, Newtek Bank | May 26, 2026 | May 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NewtekOne, Inc.
Report date May 26, 2026 · Filed May 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,539 |
Reported balance
After 2026-05-26 transaction · row 1
1 source rowRow 1 · 2026-05-26 · Purchase · Acquired 737 · Balance 87,539 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 26, 2026 Filed May 26, 2026 15:54 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 737 | $13.56 | $9,993.72 |
DisclosureSEC source: 0001628280-26-037967 · wk-form4_1779810866.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 87,539 Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 14:14 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon Stock | 2,696 | $13.91 | $37,501.36 |
DisclosureSEC source: 0001628280-26-002279 · wk-form4_1768572886.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,756 F1 · kind: On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,696 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| October 24, 2025 Filed Jan 15, 2026 21:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 189 | $11.05 | $2,088.45 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 6 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 15, 2025 Filed Jan 15, 2026 21:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon Stock | 4,053 | $11.00 | $44,583.00 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 5 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F3 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| August 15, 2025 Filed Jan 15, 2026 21:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon Stock | 8,401 | $12.11 | $101,736.11 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| July 21, 2025 Filed Jan 15, 2026 21:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 714 | $11.48 | $8,196.72 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 12:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 500 | $11.07 | $5,535.00 |
DisclosureSEC source: 0001587987-25-000098 · wk-form4_1748867533.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President - Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,185 Read SEC document |
| May 15, 2025 Filed May 15, 2025 16:06 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 500 | $11.06 | $5,530.00 |
DisclosureSEC source: 0001587987-25-000090 · wk-form4_1747325200.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President - Newtek Bank, N.A. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,685 Read SEC document |
| April 30, 2025 Filed Jan 15, 2026 21:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 774 | $10.40 | $8,049.60 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Jan 15, 2026 21:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 653 | $12.14 | $7,927.42 |
DisclosureSEC source: 0001628280-26-002176 · wk-form5_1768511428.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · President, Newtek Bank 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,060 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 18:40 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 750 | $12.93 | $9,697.50 |
DisclosureSEC source: 0001587987-24-000257 · wk-form4_1734979242.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 92,129 Read SEC document |
| October 21, 2024 Filed Feb 6, 2025 20:50 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 581 | $13.46 | $7,820.26 |
DisclosureSEC source: 0001587987-25-000028 · wk-form5_1738875047.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,185 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 19:49 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 10,297 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000214 · wk-form4_1728416983.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 91,379 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 10,297 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| July 19, 2024 Filed Feb 6, 2025 20:50 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 402 | $14.38 | $5,780.76 |
DisclosureSEC source: 0001587987-25-000028 · wk-form5_1738875047.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,185 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 01, 2024 Filed Jul 2, 2024 16:18 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 9,944 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000149 · wk-form4_1719937125.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 81,082 F1 · kind: On July 1, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 9,944 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| April 15, 2024 Filed Feb 6, 2025 20:50 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 341 | $11.22 | $3,826.02 |
DisclosureSEC source: 0001587987-25-000028 · wk-form5_1738875047.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,185 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 12, 2024 Filed Feb 6, 2025 20:50 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 352 | $12.79 | $4,502.08 |
DisclosureSEC source: 0001587987-25-000028 · wk-form5_1738875047.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,185 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 20, 2023 Filed Jan 30, 2024 13:24 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 332 | $13.40 | $4,448.80 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 13:00 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 500 | $16.10 | $8,050.00 |
DisclosureSEC source: 0001209191-23-049378 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,937 Read SEC document |
| September 06, 2023 Filed Jan 30, 2024 13:24 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 672 | $26.70 | $17,942.40 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F2 · kind: Dividends received on vested shares which inadvertently were not previously posted to Reporting Person's account and reported. Read SEC document |
| July 21, 2023 Filed Jan 30, 2024 13:24 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 246 | $17.92 | $4,408.32 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| April 14, 2023 Filed Jan 30, 2024 13:24 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 333 | $13.05 | $4,345.65 |
DisclosureSEC source: 0001587987-24-000027 · wk-form5_1706621052.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,517 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 22, 2023 Filed Mar 22, 2023 14:01 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $12.73 | $12,730.00 |
DisclosureSEC source: 0001209191-23-020433 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,437 Read SEC document |
| December 30, 2022 Filed Jan 27, 2023 16:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,200 | $16.25 | $19,500.00 |
DisclosureSEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2022 Filed Jan 27, 2023 16:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,067 | $16.32 | $17,413.44 |
DisclosureSEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 15:44 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon Stock | 17,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044509 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,613 F1 · kind: On August 4, 2022, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 17,655 restricted shares of the Issuer's common stock as a restricted stock award with a three (3) year cliff vest. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| June 30, 2022 Filed Jan 27, 2023 16:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 348 | $18.93 | $6,587.64 |
DisclosureSEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2022 Filed Jan 27, 2023 16:46 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 209 | $26.70 | $5,580.30 |
DisclosureSEC source: 0001209191-23-005177 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,437 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| December 30, 2021 Filed Jan 10, 2022 13:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 475 | $27.39 | $13,010.25 |
DisclosureSEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 5 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,958 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| September 30, 2021 Filed Jan 10, 2022 13:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 389 | $27.73 | $10,786.97 |
DisclosureSEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,958 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| June 30, 2021 Filed Jan 10, 2022 13:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 236 | $34.92 | $8,241.12 |
DisclosureSEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,958 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 31, 2021 Filed Jan 10, 2022 13:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 551 | $26.70 | $14,711.70 |
DisclosureSEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,958 F2 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer Read SEC document |
| March 15, 2021 Filed Jan 10, 2022 13:13 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon stock | 6,081 | $27.52 | $167,349.12 |
DisclosureSEC source: 0001209191-22-002620 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,958 F1 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of restricted shares of the Issuer's common stock Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 15:14 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 11,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-008031 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,388 F1 · shares: On February 3, 2021, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 11,557 restricted shares of the Issuer's common stock as a restricted stock award. One-third of the Award will vest on each of the following dates: February 15, 2022; February 15, 2023; and February 15, 2024. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| December 30, 2020 Filed Feb 5, 2021 15:02 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 440 | $18.65 | $8,206.00 |
DisclosureSEC source: 0001209191-21-008029 · doc5.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,831 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| September 30, 2020 Filed Feb 5, 2021 15:02 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 529 | $18.57 | $9,823.53 |
DisclosureSEC source: 0001209191-21-008029 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,831 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| July 31, 2020 Filed Feb 5, 2021 15:02 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 492 | $18.73 | $9,215.16 |
DisclosureSEC source: 0001209191-21-008029 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,831 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 31, 2020 Filed Feb 5, 2021 15:02 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 531 | $13.21 | $7,014.51 |
DisclosureSEC source: 0001209191-21-008029 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,831 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 15:25 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 500 | $8.50 | $4,250.00 |
DisclosureSEC source: 0001209191-20-019933 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,082 Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 15:53 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 750 | $13.16 | $9,870.00 |
DisclosureSEC source: 0001209191-20-018718 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,582 Read SEC document |
| December 30, 2019 Filed Feb 25, 2020 14:34 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 538 | $22.37 | $12,035.06 |
DisclosureSEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,832 Read SEC document |
| September 30, 2019 Filed Feb 25, 2020 14:34 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 425 | $22.58 | $9,596.50 |
DisclosureSEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,832 Read SEC document |
| June 28, 2019 Filed Feb 25, 2020 14:34 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 324 | $23.00 | $7,452.00 |
DisclosureSEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,832 Read SEC document |
| April 26, 2019 Filed Apr 30, 2019 11:38 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 1,446 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-026516 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,250 F1 · shares: On April 26, 2019, under the Shareholder and Board approved Newtek Business Services Corp. 2015 Stock Incentive Plan, the reporting person was granted 1,446 restricted shares of the Issuer's common stock as a restricted stock award. The award vests on May 15, 2020. Dividends, in the form of common stock, will be paid during the restricted period, and such common stock will also vest on May 15, 2020. Read SEC document |
| March 29, 2019 Filed Feb 25, 2020 14:34 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 295 | $19.64 | $5,793.80 |
DisclosureSEC source: 0001209191-20-012339 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,832 Read SEC document |
| December 28, 2018 Filed Feb 4, 2019 17:01 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 406.7 | $17.28 | $7,027.78 |
DisclosureSEC source: 0001209191-19-006667 · doc5.xml · nonDerivative · entry 4 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510.24 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 20, 2018 Filed Dec 20, 2018 18:53 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 312 | $16.07 | $5,013.84 |
DisclosureSEC source: 0001209191-18-063639 · doc4.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,206 Read SEC document |
| September 30, 2018 Filed Feb 4, 2019 17:01 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 314.97 | $20.94 | $6,595.47 |
DisclosureSEC source: 0001209191-19-006667 · doc5.xml · nonDerivative · entry 3 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510.24 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 30, 2018 Filed Feb 4, 2019 17:01 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 283.87 | $19.91 | $5,651.85 |
DisclosureSEC source: 0001209191-19-006667 · doc5.xml · nonDerivative · entry 2 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510.24 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 30, 2018 Filed Feb 4, 2019 17:01 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 298.7 | $17.62 | $5,263.09 |
DisclosureSEC source: 0001209191-19-006667 · doc5.xml · nonDerivative · entry 1 Downs Peter Mathison · CIK 0001624862 · Director · Chief Lending Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,510.24 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.