Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTELLIGENT PROTECTION MANAGEMENT CORP.IPM · Entity 7555 | Director | May 21, 2026 | May 22, 2026 |
| NewtekOne, Inc.NEWT · Entity 5823 | Director · President, Chairman & CEO | June 15, 2026 | June 16, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTELLIGENT PROTECTION MANAGEMENT CORP.
Report date May 21, 2026 · Filed May 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2026-05-21 transaction · row 1
1 source rowRow 1 · 2026-05-21 · Purchase · Acquired 5,000 · Balance 5,000 |
NewtekOne, Inc.
Report date June 15, 2026 · Filed June 16, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,181,914 |
Reported balance
After 2026-06-15 transaction · row 1
1 source rowRow 1 · 2026-06-15 · Purchase · Acquired 5,000 · Balance 1,181,914 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2026 Filed Jun 15, 2026 14:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 1,000 | $14.27 | $14,265.00 |
DisclosureSEC source: 0001628280-26-043047 · wk-form4_1781532649.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,176,914 Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 14:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 5,000 | $14.20 | $70,995.00 |
DisclosureSEC source: 0001628280-26-043047 · wk-form4_1781532649.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,175,914 Read SEC document |
| June 15, 2026 Filed Jun 15, 2026 14:10 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 5,000 | $14.20 | $71,000.00 |
DisclosureSEC source: 0001628280-26-043047 · wk-form4_1781532649.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,170,914 Read SEC document |
| June 15, 2026 Filed Jun 16, 2026 12:54 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 5,000 | $14.20 | $71,000.00 |
DisclosureSEC source: 0001628280-26-043433 · wk-form4_1781614443.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,181,914 Read SEC document |
| May 21, 2026 Filed May 22, 2026 10:30 UTC | INTELLIGENT PROTECTION MANAGEMENT CORP. IPM · Entity 7555 | PurchaseCommon Stock | 5,000 | $1.95 | $9,750.00 |
DisclosureSEC source: 0001213900-26-060283 · ownership.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 14:49 UTC Amendment | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon Stock | 3,595 | $13.91 | $50,006.45 |
DisclosureSEC source: 0001628280-26-002290 · wk-form4a_1768574951.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194,180 F1 · kind: This Amendment to Form 4 is being filed to correct the Transaction Code in Table I, Column 3a, from P to A. Read SEC document |
| January 14, 2026 Filed Jan 16, 2026 13:56 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 3,595 | $13.91 | $50,006.45 |
DisclosureSEC source: 0001628280-26-002269 · wk-form4_1768571786.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,194,180 F1 · kind: On January 14, 2026, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 3,595 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twenty-four (24) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $10.23 | $20,460.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,212,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $10.25 | $20,490.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,210,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $10.27 | $20,530.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,208,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $10.16 | $20,320.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,206,459 Read SEC document |
| November 03, 2025 Filed Nov 3, 2025 15:44 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $10.19 | $20,370.00 |
DisclosureSEC source: 0001628280-25-048009 · wk-form4_1762184643.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,204,459 Read SEC document |
| October 24, 2025 Filed Jan 15, 2026 21:15 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 1,437 | $11.05 | $15,878.85 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 6 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 15, 2025 Filed Jan 15, 2026 21:15 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon Stock | 4,921 | $11.00 | $54,131.00 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F3 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2023 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| August 15, 2025 Filed Jan 15, 2026 21:15 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon Stock | 23,229 | $12.11 | $281,303.19 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| July 21, 2025 Filed Jan 15, 2026 21:15 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 2,322 | $11.48 | $26,656.56 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 12:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $10.39 | $10,392.50 |
DisclosureSEC source: 0001587987-25-000111 · wk-form4_1750681949.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,202,459 Read SEC document |
| June 20, 2025 Filed Jun 23, 2025 12:32 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $10.39 | $10,392.30 |
DisclosureSEC source: 0001587987-25-000111 · wk-form4_1750681949.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,201,459 Read SEC document |
| May 29, 2025 Filed May 29, 2025 17:22 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $10.91 | $10,910.00 |
DisclosureSEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,200,459 Read SEC document |
| May 29, 2025 Filed May 29, 2025 17:22 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,000 | $10.85 | $32,550.00 |
DisclosureSEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,199,459 Read SEC document |
| May 29, 2025 Filed May 29, 2025 17:22 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,000 | $10.86 | $32,575.50 |
DisclosureSEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,196,459 Read SEC document |
| May 29, 2025 Filed May 29, 2025 17:22 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,000 | $10.86 | $32,575.20 |
DisclosureSEC source: 0001587987-25-000096 · wk-form4_1748539350.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,193,459 Read SEC document |
| May 19, 2025 Filed May 20, 2025 12:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,500 | $11.26 | $16,887.75 |
DisclosureSEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,459 Read SEC document |
| May 19, 2025 Filed May 20, 2025 12:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,500 | $11.27 | $16,902.75 |
DisclosureSEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,188,959 Read SEC document |
| May 19, 2025 Filed May 20, 2025 12:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $11.22 | $22,440.00 |
DisclosureSEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,187,459 Read SEC document |
| May 19, 2025 Filed May 20, 2025 12:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,000 | $11.23 | $33,685.20 |
DisclosureSEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,185,459 Read SEC document |
| May 19, 2025 Filed May 20, 2025 12:31 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $11.21 | $22,410.00 |
DisclosureSEC source: 0001587987-25-000094 · wk-form4_1747744276.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,182,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $11.58 | $23,159.00 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 8 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $11.60 | $11,597.00 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 7 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $11.64 | $11,637.00 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 6 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $11.68 | $11,678.50 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $11.68 | $11,680.00 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $11.68 | $11,677.00 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $11.57 | $23,140.00 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| May 13, 2025 Filed May 14, 2025 12:30 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $11.56 | $11,557.00 |
DisclosureSEC source: 0001587987-25-000088 · wk-form4_1747225852.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,180,459 Read SEC document |
| April 30, 2025 Filed Jan 15, 2026 21:15 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 2,517 | $10.40 | $26,176.80 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| January 13, 2025 Filed Jan 15, 2026 21:15 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon Stock | 2,123 | $12.14 | $25,773.22 |
DisclosureSEC source: 0001628280-26-002186 · wk-form5_1768511703.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · President, Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,190,585 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 23, 2024 Filed Dec 23, 2024 15:43 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,000 | $12.95 | $38,838.00 |
DisclosureSEC source: 0001587987-24-000253 · wk-form4_1734968615.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,164,855 Read SEC document |
| November 26, 2024 Filed Nov 26, 2024 14:40 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,000 | $14.75 | $44,250.00 |
DisclosureSEC source: 0001587987-24-000241 · wk-form4_1732631997.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,161,855 Read SEC document |
| October 21, 2024 Filed Feb 10, 2025 19:58 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,888 | $13.46 | $25,412.48 |
DisclosureSEC source: 0001587987-25-000032 · wk-form5_1739217523.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,168,337 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| October 04, 2024 Filed Oct 8, 2024 20:03 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GrantCommon stock | 11,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000220 · wk-form4_1728417774.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,158,855 F1 · kind: On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 11,532 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule. Read SEC document |
| September 24, 2024 Filed Sep 24, 2024 15:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | GiftCommon stock | 40,134 | $0.00 | $0.00 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 7 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,147,323 F1 · kind: Represents a bona fide gift of securities by the Reporting Person to the CAMCO ONE IRREVOCABLE TRUST (the "Trust"). The Reporting Person is the grantor of the Trust and does not have voting or investment control over the securities and disclaims beneficial ownership of the securities. Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 15:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 3,614 | $11.92 | $43,077.07 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 6 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,187,457 Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 15:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 5,386 | $11.79 | $63,500.94 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,183,843 Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 15:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,134 | $11.75 | $13,322.80 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 4 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,178,457 Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 15:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 10,000 | $11.68 | $116,800.00 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 3 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,177,323 Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 15:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 10,000 | $11.69 | $116,905.00 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 2 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,167,323 Read SEC document |
| September 23, 2024 Filed Sep 24, 2024 15:51 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 10,000 | $11.80 | $117,954.00 |
DisclosureSEC source: 0001587987-24-000201 · wk-form4_1727193065.xml · nonDerivative · entry 1 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,157,323 Read SEC document |
| August 14, 2024 Filed Aug 14, 2024 16:56 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 2,000 | $12.17 | $24,344.00 |
DisclosureSEC source: 0001587987-24-000172 · wk-form4_1723654565.xml · nonDerivative · entry 6 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,147,323 Read SEC document |
| August 14, 2024 Filed Aug 14, 2024 16:56 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 1,000 | $12.14 | $12,140.00 |
DisclosureSEC source: 0001587987-24-000172 · wk-form4_1723654565.xml · nonDerivative · entry 5 SLOANE BARRY · CIK 0001124485 · Director · Chairman & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,145,323 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.