Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NewtekOne, Inc.NEWT · Entity 5823 | Chief Info. Security Officer | December 31, 2017 | January 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NewtekOne, Inc.
Report date December 31, 2017 · Filed January 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common stockSEC Table I · non-derivative | Direct | 2,166 |
Reported balance
After 2017-03-31 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2017-03-31 · Purchase · Acquired 74 · Balance 2,166 F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. |
| Common stockSEC Table I · non-derivative | Direct | 2,166 |
Reported balance
After 2017-06-30 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2017-06-30 · Purchase · Acquired 87 · Balance 2,166 F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. |
| Common stockSEC Table I · non-derivative | Direct | 2,166 |
Reported balance
After 2017-08-15 transaction · row 3
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 3 · 2017-08-15 · Tax withholding · Disposed 1,481 · Balance 2,166 F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F2: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2017 Filed Jan 16, 2018 16:48 UTC | NewtekOne, Inc. NEWT · Entity 5823 | Tax withholdingCommon stock | 1,481 | $16.96 | $25,117.76 |
DisclosureSEC source: 0001209191-18-003615 · doc5.xml · nonDerivative · entry 3 RAVEN JOHN · CIK 0001280617 · Chief Info. Security Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166 F2 · kind: Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares. Read SEC document |
| June 30, 2017 Filed Jan 16, 2018 16:48 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 87 | $16.29 | $1,417.23 |
DisclosureSEC source: 0001209191-18-003615 · doc5.xml · nonDerivative · entry 2 RAVEN JOHN · CIK 0001280617 · Chief Info. Security Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| March 31, 2017 Filed Jan 16, 2018 16:48 UTC | NewtekOne, Inc. NEWT · Entity 5823 | PurchaseCommon stock | 74 | $16.98 | $1,256.52 |
DisclosureSEC source: 0001209191-18-003615 · doc5.xml · nonDerivative · entry 1 RAVEN JOHN · CIK 0001280617 · Chief Info. Security Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166 F1 · kind: Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer. Read SEC document |
| December 31, 2016 Filed Jan 9, 2017 14:09 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon Stock | 86 | $15.90 | $1,367.40 |
DisclosureSEC source: 0001209191-17-002894 · doc5.xml · nonDerivative · entry 2 RAVEN JOHN · CIK 0001280617 · Chief Info. Security Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,486 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
| September 30, 2016 Filed Jan 9, 2017 14:09 UTC | NewtekOne, Inc. NEWT · Entity 5823 | OtherCommon Stock | 100 | $14.26 | $1,426.00 |
DisclosureSEC source: 0001209191-17-002894 · doc5.xml · nonDerivative · entry 1 RAVEN JOHN · CIK 0001280617 · Chief Info. Security Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,400 F1 · kind: This stock was received by the Reporting Person pursuant to a regular quarterly dividend declared by Newtek Business Services Corp. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.