Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2019 Filed Jan 3, 2020 16:12 UTC |
Pool StaceyChief Marketing Officer
|
GrantStock Option (Right to Buy) · Derivative | 16,834 | $0.00 Strike: $5.44 | $0.00 |
DisclosureSEC source: 0001275158-20-000004 · wf-form4_157808592401932.xml · derivative · entry 3 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,834 Underlying: Class A Common Stock · 16,834 shares Expires 2029-12-30 F3 · derivative.exercise_date: These options vest in four equal installments beginning one year after the transaction date. Read SEC document |
| December 30, 2019 Filed Jan 3, 2020 16:12 UTC |
Pool StaceyChief Marketing Officer
|
GrantClass A Common Stock | 5,618 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000004 · wf-form4_157808592401932.xml · nonDerivative · entry 2 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,809 F2 · shares: Award of Performance Restricted Stock Units ("RSUs") received on December 30th, 2019. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These RSUs are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31st, 2021 (the "Performance Period"). Read SEC document |
| December 30, 2019 Filed Jan 3, 2020 16:12 UTC |
Pool StaceyChief Marketing Officer
|
GrantClass A Common Stock | 9,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000004 · wf-form4_157808592401932.xml · nonDerivative · entry 1 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,191 F1 · shares: Award of Restricted Stock Units ("RSU's") received on December 30th, 2019.Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on December 30th, 2020. Read SEC document |
| December 30, 2019 Filed Mar 16, 2020 16:30 UTC Amendment |
Pool StaceyChief Marketing Officer
|
GrantClass A Common Stock | 9,191 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000031 · wf-form4a_158439062102350.xml · nonDerivative · entry 1 Pool Stacey · CIK 0001797448 · Chief Marketing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,382 F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 3,573 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person. Read SEC document |
| December 03, 2019 Filed Dec 4, 2019 21:20 UTC |
Schreiber ElisaDirector
|
GrantClass A Common Stock | 3,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000116 · wf-form4_157549438504732.xml · nonDerivative · entry 1 Schreiber Elisa · CIK 0001795154 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,762 F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, upon appointment, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to the director. The RSU's settle in common stock on the date of grant. Read SEC document |
| November 12, 2019 Filed Nov 14, 2019 21:33 UTC |
Kuick KennethChief Financial Officer
|
Tax withholdingClass A Common Stock | 1,423 | $6.22 | $8,851.06 |
DisclosureSEC source: 0001275158-19-000106 · wf-form4_157376717845084.xml · nonDerivative · entry 1 KUICK KENNETH J. · CIK 0001714887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,653 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| September 21, 2019 Filed Sep 24, 2019 20:06 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 725 | $5.92 | $4,292.00 |
DisclosureSEC source: 0001275158-19-000097 · wf-form4_156935555039211.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,361 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 16:07 UTC |
MURPHY PAUL J B IIIDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $8.13 | $0.00 |
DisclosureSEC source: 0001275158-19-000077 · wf-form4_156296203461857.xml · derivative · entry 2 MURPHY PAUL J B III · CIK 0001274078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2029-07-10 F2 · derivative.exercise_date: These options vest in four equal installments beginning on July 10, 2020. Read SEC document |
| July 10, 2019 Filed Jul 12, 2019 16:07 UTC |
MURPHY PAUL J B IIIDirector
|
Tax withholdingClass A Common Stock | 10,868 | $8.13 | $88,356.84 |
DisclosureSEC source: 0001275158-19-000077 · wf-form4_156296203461857.xml · nonDerivative · entry 1 MURPHY PAUL J B III · CIK 0001274078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,264 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 30, 2019 Filed Jul 5, 2019 21:05 UTC |
Lockhart Kathryn RaeVice President & Controller
|
Tax withholdingClass A Common Stock | 1,079 | $7.88 | $8,502.52 |
DisclosureSEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · nonDerivative · entry 3 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,431 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 30, 2019 Filed Jul 5, 2019 17:04 UTC |
WEST THOMAS BEVP - Operations
|
Tax withholdingClass A Common Stock | 2,243 | $7.88 | $17,674.84 |
DisclosureSEC source: 0001275158-19-000074 · wf-form4_156236066975423.xml · nonDerivative · entry 4 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,642 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 30, 2019 Filed Jul 5, 2019 21:04 UTC |
Heidman MelissaEVP & General Counsel
|
Tax withholdingClass A Common Stock | 1,278 | $7.88 | $10,070.64 |
DisclosureSEC source: 0001275158-19-000073 · wf-form4_156236065092780.xml · nonDerivative · entry 4 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,775 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 30, 2019 Filed Jul 5, 2019 21:03 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 2,898 | $7.88 | $22,836.24 |
DisclosureSEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 4 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,086 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 29, 2019 Filed Jul 5, 2019 21:05 UTC |
Lockhart Kathryn RaeVice President & Controller
|
Tax withholdingClass A Common Stock | 411 | $7.88 | $3,238.68 |
DisclosureSEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · nonDerivative · entry 2 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,510 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 29, 2019 Filed Jul 5, 2019 17:04 UTC |
WEST THOMAS BEVP - Operations
|
Tax withholdingClass A Common Stock | 406 | $7.88 | $3,199.28 |
DisclosureSEC source: 0001275158-19-000074 · wf-form4_156236066975423.xml · nonDerivative · entry 3 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,885 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 29, 2019 Filed Jul 5, 2019 21:03 UTC |
Hermann CharlesChief Brand Officer
|
Tax withholdingClass A Common Stock | 590 | $7.88 | $4,649.20 |
DisclosureSEC source: 0001275158-19-000071 · wf-form4_156236060427282.xml · nonDerivative · entry 3 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,451 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 29, 2019 Filed Jul 5, 2019 21:04 UTC |
Heidman MelissaEVP & General Counsel
|
Tax withholdingClass A Common Stock | 707 | $7.88 | $5,571.16 |
DisclosureSEC source: 0001275158-19-000073 · wf-form4_156236065092780.xml · nonDerivative · entry 3 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,053 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 29, 2019 Filed Jul 5, 2019 21:03 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 1,031 | $7.88 | $8,124.28 |
DisclosureSEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 3 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,984 F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:05 UTC |
Lockhart Kathryn RaeVice President & Controller
|
GrantStock Option (Right to Buy) · Derivative | 4,214 | $0.00 Strike: $7.88 | $0.00 |
DisclosureSEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · derivative · entry 4 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,214 Underlying: Class A Common Stock · 4,214 shares Expires 2029-06-28 F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:05 UTC |
Lockhart Kathryn RaeVice President & Controller
|
GrantClass A Common Stock | 9,137 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · nonDerivative · entry 1 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,921 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 17:04 UTC |
WEST THOMAS BEVP - Operations
|
GrantStock Option (Right to Buy) · Derivative | 19,513 | $0.00 Strike: $7.88 | $0.00 |
DisclosureSEC source: 0001275158-19-000074 · wf-form4_156236066975423.xml · derivative · entry 5 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,513 Underlying: Class A Common Stock · 19,513 shares Expires 2029-06-28 F4 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 17:04 UTC |
WEST THOMAS BEVP - Operations
|
GrantClass A Common Stock | 6,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000074 · wf-form4_156236066975423.xml · nonDerivative · entry 2 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,291 F2 · shares: Award of Performance Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2021 (the "Performance Period"). Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 17:04 UTC |
WEST THOMAS BEVP - Operations
|
GrantClass A Common Stock | 10,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000074 · wf-form4_156236066975423.xml · nonDerivative · entry 1 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,827 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:03 UTC |
Hermann CharlesChief Brand Officer
|
GrantStock Option (Right to Buy) · Derivative | 14,419 | $0.00 Strike: $7.88 | $0.00 |
DisclosureSEC source: 0001275158-19-000071 · wf-form4_156236060427282.xml · derivative · entry 4 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,419 Underlying: Class A Common Stock · 14,419 shares Expires 2029-06-28 F4 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:03 UTC |
Hermann CharlesChief Brand Officer
|
GrantClass A Common Stock | 7,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000071 · wf-form4_156236060427282.xml · nonDerivative · entry 2 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,041 F2 · shares: Award of Performance Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2021 (the "Performance Period"). Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:03 UTC |
Hermann CharlesChief Brand Officer
|
GrantClass A Common Stock | 12,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000071 · wf-form4_156236060427282.xml · nonDerivative · entry 1 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,284 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:04 UTC |
Heidman MelissaEVP & General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 11,535 | $0.00 Strike: $7.88 | $0.00 |
DisclosureSEC source: 0001275158-19-000073 · wf-form4_156236065092780.xml · derivative · entry 5 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Underlying: Class A Common Stock · 11,535 shares Expires 2029-06-28 F4 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:04 UTC |
Heidman MelissaEVP & General Counsel
|
GrantClass A Common Stock | 6,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000073 · wf-form4_156236065092780.xml · nonDerivative · entry 2 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,760 F2 · shares: Award of Performance Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2021 (the "Performance Period"). Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:04 UTC |
Heidman MelissaEVP & General Counsel
|
GrantClass A Common Stock | 10,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000073 · wf-form4_156236065092780.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,296 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:04 UTC |
Kuick KennethChief Financial Officer
|
GrantClass A Common Stock · Derivative | 23,416 | $0.00 Strike: $7.88 | $0.00 |
DisclosureSEC source: 0001275158-19-000072 · wf-form4_156236062915912.xml · derivative · entry 3 KUICK KENNETH J. · CIK 0001714887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,416 Underlying: Class A Common Stock · 23,416 shares Expires 2029-06-28 F3 · derivative.exercise_date: These options vest in four equal installments beginning June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:04 UTC |
Kuick KennethChief Financial Officer
|
GrantClass A Common Stock | 7,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000072 · wf-form4_156236062915912.xml · nonDerivative · entry 2 KUICK KENNETH J. · CIK 0001714887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,076 F2 · shares: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2021 (the "Performance Period"). Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:04 UTC |
Kuick KennethChief Financial Officer
|
GrantClass A Common Stock | 12,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000072 · wf-form4_156236062915912.xml · nonDerivative · entry 1 KUICK KENNETH J. · CIK 0001714887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,319 F1 · shares: Award of Restricted Stock Units ("RSU's") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:03 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 46,832 | $0.00 Strike: $7.88 | $0.00 |
DisclosureSEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · derivative · entry 5 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,832 Underlying: Class A Common Stock · 46,832 shares Expires 2029-06-28 F4 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:03 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantClass A Common Stock | 15,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 2 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,015 F2 · shares: Award of Performance Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2021 (the "Performance Period"). Read SEC document |
| June 28, 2019 Filed Jul 5, 2019 21:03 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantClass A Common Stock | 25,380 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,500 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 28th, 2020. Read SEC document |
| June 28, 2019 Filed Mar 16, 2020 16:30 UTC Amendment |
WEST THOMAS BEVP - Operations
|
GrantClass A Common Stock | 10,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000030 · wf-form4a_158439060007541.xml · nonDerivative · entry 1 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,161 F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 4,111 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person. Read SEC document |
| June 28, 2019 Filed Mar 16, 2020 20:29 UTC Amendment |
Heidman MelissaEVP & General Counsel
|
GrantClass A Common Stock | 10,575 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000029 · wf-form4a_158439057894531.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,399 F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 4,111 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person. Read SEC document |
| June 28, 2019 Filed Mar 16, 2020 20:29 UTC Amendment |
Kuick KennethChief Financial Officer
|
GrantClass A Common Stock | 12,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000028 · wf-form4a_158439055542846.xml · nonDerivative · entry 1 Kuick Kenneth · CIK 0001714887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,586 F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 4,933 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person. Read SEC document |
| June 28, 2019 Filed Mar 16, 2020 20:29 UTC Amendment |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantClass A Common Stock | 25,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000027 · wf-form4a_158439053402159.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,298 F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 9,866 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person. Read SEC document |
| June 06, 2019 Filed Jun 10, 2019 22:27 UTC |
Heidman MelissaEVP & General Counsel
|
Tax withholdingClass A Common Stock | 256 | $7.36 | $1,884.16 |
DisclosureSEC source: 0001275158-19-000055 · wf-form4_156020564521658.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,721 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on June 6, 2017. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| May 15, 2019 Filed May 28, 2019 22:09 UTC Amendment |
MADSEN ANDREW HDirector
|
GrantClass A Common Stock | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000053 · wf-form4a_155908136679570.xml · nonDerivative · entry 1 MADSEN ANDREW H · CIK 0001170840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,554 F1 · date: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F1 · shares: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F2 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 15, 2019 Filed May 28, 2019 22:09 UTC Amendment |
JONES JEFFREY WDirector
|
GrantClass A Common Stock | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000052 · wf-form4a_155908133971418.xml · nonDerivative · entry 1 JONES JEFFREY W · CIK 0001265321 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,172 F1 · date: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F1 · shares: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F2 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 15, 2019 Filed May 28, 2019 22:08 UTC Amendment |
Hartnett Robert M.Director
|
GrantClass A Common Stock | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000051 · wf-form4a_155908131151173.xml · nonDerivative · entry 1 Hartnett Robert M. · CIK 0001680495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,200 F1 · date: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F1 · shares: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F2 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 15, 2019 Filed May 28, 2019 22:08 UTC Amendment |
Egan MaryDirector
|
GrantClass A Common Stock | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000050 · wf-form4a_155908128208229.xml · nonDerivative · entry 1 Egan Mary · CIK 0001713652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,554 F1 · date: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F1 · shares: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F2 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 15, 2019 Filed May 28, 2019 22:07 UTC Amendment |
Dahnke Scott Arnold10% owner
|
OtherClass A Common Stock | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000049 · wf-form4a_155908125529520.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 41,672 F1 · date: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F2 · kind: This grant is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3(d) of the Exchange Act, as the Restricted Stock Units ("RSUs") were granted pursuant to a plan approved by the board of directors of Noodles & Company (the "Company"). F1 · shares: This amended Form 4 is filed to correct an administrative error in the date of the original transaction and the reported amount of securities acquired. The amount of securities beneficially owned following the reported transaction has been updated accordingly. F3 · shares: Grant of RSUs to Catterton Management Company, L.L.C., constituting half of Andrew Taub's annual compensation for serving as a member of the Company's board of directors, which Mr. Taub was legally obligated to direct to Catterton Management Company, L.L.C. Mr. Taub has no direct pecuniary interest in the shares. Each RSU represents the right to receive one share of the Company's Class A common stock, and the RSUs settled in shares of the Company's Class A common stock on the date of the grant. Mr. Dahnke may be deemed to share voting and dispositive power with respect to the securities held by Catterton Management Company, L.L.C. Mr. Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. F3 · ownership.nature: Grant of RSUs to Catterton Management Company, L.L.C., constituting half of Andrew Taub's annual compensation for serving as a member of the Company's board of directors, which Mr. Taub was legally obligated to direct to Catterton Management Company, L.L.C. Mr. Taub has no direct pecuniary interest in the shares. Each RSU represents the right to receive one share of the Company's Class A common stock, and the RSUs settled in shares of the Company's Class A common stock on the date of the grant. Mr. Dahnke may be deemed to share voting and dispositive power with respect to the securities held by Catterton Management Company, L.L.C. Mr. Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
| May 15, 2019 Filed May 31, 2019 21:08 UTC |
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS EDirector · 10% owner
Scharfman Scott10% owner
|
OtherClass A Common Stock, $0.01 par value | 6,594 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-033692 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 22,386 F1 · kind: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Lynch in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. F1 · ownership.nature: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in restricted stock units ("RSUs") granted by the issuer to Mr. Lynch in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Each RSU represents the right to receive one share of the issuer's Class A common stock, and the RSUs were fully vested on the date of grant. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Lynch has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:01 UTC |
MADSEN ANDREW HDirector
|
GrantClass A Common Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000040 · wf-form4_155804046914683.xml · nonDerivative · entry 1 MADSEN ANDREW H · CIK 0001170840 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,691 F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:00 UTC |
JONES JEFFREY WDirector
|
GrantClass A Common Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000039 · wf-form4_155804043115141.xml · nonDerivative · entry 1 JONES JEFFREY W · CIK 0001265321 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,309 F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 14, 2019 Filed May 16, 2019 21:00 UTC |
Hartnett Robert M.Director
|
GrantClass A Common Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000038 · wf-form4_155804039738164.xml · nonDerivative · entry 1 Hartnett Robert M. · CIK 0001680495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,337 F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 14, 2019 Filed May 16, 2019 20:59 UTC |
Dahnke Scott Arnold10% owner
|
OtherClass A Common Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000036 · wf-form4_155804033701614.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 41,809 F1 · kind: This grant is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), pursuant to Rule 16b-3(d) of the Exchange Act, as the Restricted Stock Units ("RSUs") were granted pursuant to a plan approved by the board of directors of Noodles & Company (the "Company"). F2 · shares: Grant of RSUs to Catterton Management Company, L.L.C., constituting half of Andrew Taub's annual compensation for serving as a member of the Company's board of directors, which Mr. Taub was legally obligated to direct to Catterton Management Company, L.L.C. Mr. Taub has no direct pecuniary interest in the shares. Each RSU represents the right to receive one share of the Company's Class A common stock, and the RSUs settled in shares of the Company's Class A common stock on the date of the grant. Mr. Dahnke may be deemed to share voting and dispositive power with respect to the securities held by Catterton Management Company, L.L.C. Mr. Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. F2 · ownership.nature: Grant of RSUs to Catterton Management Company, L.L.C., constituting half of Andrew Taub's annual compensation for serving as a member of the Company's board of directors, which Mr. Taub was legally obligated to direct to Catterton Management Company, L.L.C. Mr. Taub has no direct pecuniary interest in the shares. Each RSU represents the right to receive one share of the Company's Class A common stock, and the RSUs settled in shares of the Company's Class A common stock on the date of the grant. Mr. Dahnke may be deemed to share voting and dispositive power with respect to the securities held by Catterton Management Company, L.L.C. Mr. Dahnke expressly disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.