Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Vroom, Inc.VRM · Entity 7212 | Director | July 19, 2021 | July 21, 2021 |
| WILLIAMS SONOMA INCWSM · Entity 3176 | Director | June 18, 2026 | June 22, 2026 |
| Wheels Up Experience Inc.ASPL · Entity 6501 | 10% owner | September 22, 2020 | September 23, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Vroom, Inc.
Report date July 19, 2021 · Filed July 21, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectDirectly held by CGP2 Lone Star, L.P. | 4,734 |
Reported balance
After 2021-07-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-07-19 · Other · Disposed 10,589,776 · Balance 4,734 F1: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners. F2: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any. F3: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectDirectly held by CGP2 Zoom Holding, L.P. | 0 |
Reported balance
After 2021-07-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-07-19 · Other · Disposed 6,994,354 · Balance 0 F1: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners. F3: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. |
| Common StockSEC Table I · non-derivative | IndirectDirectly held by LCGP3 Accelerator, L.P. | 318,181 |
Reported balance
Holding disclosure · report date 2021-07-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 318,181 F3: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners.
F2: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any.
F3: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any.
WILLIAMS SONOMA INC
Report date June 18, 2026 · Filed June 22, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,616 |
Reported balance
After 2026-06-18 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-06-18 · Grant · Acquired 1,616 · Balance 1,616 F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
F2: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting.
Wheels Up Experience Inc.
Report date September 22, 2020 · Filed September 23, 2020
Jointly reported with Aspirational Consumer Lifestyle Sponsor LLC, Dalvey Partners (BVI) Ltd, Liber Pater, LLC, Thakran Ravi, Chu James Michael
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B ordinary sharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-09-22 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248592) under the heading "Description of Securities--Founder Shares", Class B ordinary shares, par value $0.0001, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 843,750 Class B Ordinary Shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units. F2: The reporting owner, Aspirational Consumer Lifestyle Sponsor LLC (the "Sponsor"), in whose name the securities reported herein are held. The members of the Sponsor are Dalvey Partners (BVI) Limited and Liber Pater, LLC. Dalvey Partners (BVI) Limited is controlled by Ravi Thakran. Liber Pater, LLC is controlled by J. Michael Chu and Scott A. Dahnke. Each of the Reporting Persons (other than the Sponsor) may be deemed a beneficial owner of shares held by the Sponsor but each disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the issuer's registration statement on Form S-1 (File No. 333-248592) under the heading "Description of Securities--Founder Shares", Class B ordinary shares, par value $0.0001, of the issuer will automatically convert into Class A ordinary shares, par value $0.0001, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. Includes 843,750 Class B Ordinary Shares that are subject to forfeiture if the underwriter of the issuer's initial public offering does not exercise in full its option to purchase additional units.
F2: The reporting owner, Aspirational Consumer Lifestyle Sponsor LLC (the "Sponsor"), in whose name the securities reported herein are held. The members of the Sponsor are Dalvey Partners (BVI) Limited and Liber Pater, LLC. Dalvey Partners (BVI) Limited is controlled by Ravi Thakran. Liber Pater, LLC is controlled by J. Michael Chu and Scott A. Dahnke. Each of the Reporting Persons (other than the Sponsor) may be deemed a beneficial owner of shares held by the Sponsor but each disclaims beneficial ownership of the securities held by the Sponsor, except to the extent of his or its pecuniary interest therein.
Past disclosures · reporting ended (5)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BurgerFi International, Inc.
Report date February 24, 2023 · Filed February 28, 2023
Jointly reported with CP7 Warming Bag, L.P., CP7 Management, L.L.C., Chu James Michael
Section 16 reporting ended · disclosed 2023-02-28. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,429,741 |
Reported balance
After 2023-02-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2023-02-24 · Sale · Disposed 1,500,000 · Balance 1,429,741 F1: The shares were sold pursuant to the Stock Purchase Agreement dated February 24, 2023, by and among CP7 Warming Bag, L.P. and the buyers listed on the signature pages thereto. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares were sold pursuant to the Stock Purchase Agreement dated February 24, 2023, by and among CP7 Warming Bag, L.P. and the buyers listed on the signature pages thereto.
Honest Company, Inc.
Report date September 18, 2024 · Filed September 20, 2024
Jointly reported with THC Shared Abacus, LP, Chu James Michael
Section 16 reporting ended · disclosed 2024-09-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,869,803 |
Reported balance
After 2024-09-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2024-09-18 · Sale · Disposed 2,300,000 · Balance 9,869,803 F1: Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and J. Michael Chu and Scott A. Dahnke are the controlling managing members of C8 Management, L.L.C. Each of the reporting persons disclaim, for purposes of Section 16 of the Securities and Exchange Act of 1934, beneficial ownership of such shares except to the extent of his pecuniary interest therein. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830. F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 109,074 |
Reported balance
Holding disclosure · report date 2024-09-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 109,074 F2: The reported securities are directly held, 13,996 by Scott A. Dahnke and 85,027 by Avik Pramanik, for the benefit of L Catterton VIII, L.P and L Catterton VIII Offshore, L.P. (together, "L Catterton VIII"), pursuant to Nominee and Indemnity Agreements. L Catterton VIII, together with Catterton Managing Partner VIII, L.L.C as the general partner of L Catterton VIII, and C8 Management, L.L.C, as the managing member of Catterton Managing Partner VIII, L.L.C., may be deemed to have shared beneficial ownership of the reported securities received by Mssrs. Dahnke and Pramanik as equity awards from the Issuer. F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and J. Michael Chu and Scott A. Dahnke are the controlling managing members of C8 Management, L.L.C. Each of the reporting persons disclaim, for purposes of Section 16 of the Securities and Exchange Act of 1934, beneficial ownership of such shares except to the extent of his pecuniary interest therein. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830.
F2: The reported securities are directly held, 13,996 by Scott A. Dahnke and 85,027 by Avik Pramanik, for the benefit of L Catterton VIII, L.P and L Catterton VIII Offshore, L.P. (together, "L Catterton VIII"), pursuant to Nominee and Indemnity Agreements. L Catterton VIII, together with Catterton Managing Partner VIII, L.L.C as the general partner of L Catterton VIII, and C8 Management, L.L.C, as the managing member of Catterton Managing Partner VIII, L.L.C., may be deemed to have shared beneficial ownership of the reported securities received by Mssrs. Dahnke and Pramanik as equity awards from the Issuer.
F3: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Leslie's, Inc.
Report date December 12, 2022 · Filed December 13, 2022
Jointly reported with Bubbles Investor Aggregator, L.P., Chu James Michael
Section 16 reporting ended · disclosed 2022-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 8,776,904 |
Reported balance
After 2022-12-12 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2022-12-12 · Sale · Disposed 9,343,499 · Balance 8,776,904 F1: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F2: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board.
F2: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
NOODLES & Co
Report date December 01, 2020 · Filed December 03, 2020
Jointly reported with Catterton-Noodles Holdings, LLC, CP6 Management, L.L.C., Chu James Michael, Catterton-Noodles, LLC
Section 16 reporting ended · disclosed 2020-12-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,787,476 |
Reported balance
After 2020-12-01 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2020-12-01 · Sale · Disposed 1,000,000 · Balance 1,787,476 F1: On December 1, 2020, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") sold 1,000,000 shares of Class A Common Stock, at a price of $7.50 per share, pursuant to a private transaction. Upon completion of the transaction, Catterton Noodles Holdings is the holder of record of 1,787,476 shares of Class A Common Stock. Catterton-Noodles, LLC ("Catterton Noodles") holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock. CP6 Management, L.L.C. ("CP6") is the manager of each of Catterton Noodles and Catterton Noodles Holdings. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6. F2: Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles Holdings, LLC: 10% Owner; Catterton-Noodles, LLC: Member of 10% Owner Group; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner; Chu, James Michael: 10% Owner. |
| Warrants to Purchase Class A Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $4.35 · Expires 2022-02-09 | IndirectMultiple Owners | 1,913,793 |
Reported balance
Holding disclosure · report date 2020-12-01 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 1,913,793 F1: On December 1, 2020, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") sold 1,000,000 shares of Class A Common Stock, at a price of $7.50 per share, pursuant to a private transaction. Upon completion of the transaction, Catterton Noodles Holdings is the holder of record of 1,787,476 shares of Class A Common Stock. Catterton-Noodles, LLC ("Catterton Noodles") holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock. CP6 Management, L.L.C. ("CP6") is the manager of each of Catterton Noodles and Catterton Noodles Holdings. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6. F2: Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles Holdings, LLC: 10% Owner; Catterton-Noodles, LLC: Member of 10% Owner Group; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner; Chu, James Michael: 10% Owner. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 1, 2020, Catterton-Noodles Holdings, LLC ("Catterton Noodles Holdings") sold 1,000,000 shares of Class A Common Stock, at a price of $7.50 per share, pursuant to a private transaction. Upon completion of the transaction, Catterton Noodles Holdings is the holder of record of 1,787,476 shares of Class A Common Stock. Catterton-Noodles, LLC ("Catterton Noodles") holds warrants that are immediately exercisable for the purchase of up to 1,913,793 shares of Class A Common Stock. CP6 Management, L.L.C. ("CP6") is the manager of each of Catterton Noodles and Catterton Noodles Holdings. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6.
F2: Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles Holdings, LLC: 10% Owner; Catterton-Noodles, LLC: Member of 10% Owner Group; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner; Chu, James Michael: 10% Owner.
Norwegian Cruise Line Holdings Ltd.
Report date March 09, 2021 · Filed March 09, 2021
Section 16 reporting ended · disclosed 2021-03-09. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Exchangeable Senior Notes due 2026SEC Table II · derivative / convertible security | IndirectSee Footnote | 0 |
Reported balance
After 2021-03-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-03-09 · Disposition to issuer · Disposed 414,311,111.11 · Balance 0 F1: The securities were exchangeable into ordinary shares of Norwegian Cruise Line Holdings Ltd. LC9 Skipper, L.P. ("Skipper") held these securities directly. LC9 Managers Ltd. is the general partner of Skipper. Scott A. Dahnke is a member of the managing board of LC9 Managers Ltd. Scott A. Dahnke expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities were exchangeable into ordinary shares of Norwegian Cruise Line Holdings Ltd. LC9 Skipper, L.P. ("Skipper") held these securities directly. LC9 Managers Ltd. is the general partner of Skipper. Scott A. Dahnke is a member of the managing board of LC9 Managers Ltd. Scott A. Dahnke expressly disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 18, 2026 Filed Jun 22, 2026 22:42 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 1,616 | $0.00 | $0.00 |
DisclosureSEC source: 0000719955-26-000166 · form4.xml · derivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,616 Underlying: Common Stock · 1,616 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 22:08 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000719955-26-000152 · form4.xml · derivative · entry 3 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,103 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units fully vested on June 11, 2026. F2 · derivative.expiration_date: The restricted stock units fully vested on June 11, 2026. Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 22:08 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000719955-26-000152 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| June 11, 2026 Filed Jun 12, 2026 22:08 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0000719955-26-000152 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,103 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 11, 2025 Filed Jun 13, 2025 22:04 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 2,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-017513 · form4.xml · derivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,103 Underlying: Common Stock · 2,103 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 22:42 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-016258 · form4.xml · derivative · entry 3 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,180 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units fully vested on May 29, 2025. F2 · derivative.expiration_date: The restricted stock units fully vested on May 29, 2025. Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 22:42 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-016258 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Read SEC document |
| May 29, 2025 Filed Jun 2, 2025 22:42 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-016258 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,180 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2024 Filed Sep 20, 2024 16:47 UTC | Honest Company, Inc. HNST · Entity 5346 | SaleCommon Stock | 2,300,000 | $3.50 | $8,050,000.00 |
DisclosureSEC source: 0000950170-24-108442 · ownership.xml · nonDerivative · entry 1 THC Shared Abacus, LP · CIK 0001860260 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,869,803 F1 · ownership.direct: Shares are held by THC Shared Abacus, LP. C8 Management, L.L.C. is the general partner of THC Shared Abacus, LP, and J. Michael Chu and Scott A. Dahnke are the controlling managing members of C8 Management, L.L.C. Each of the reporting persons disclaim, for purposes of Section 16 of the Securities and Exchange Act of 1934, beneficial ownership of such shares except to the extent of his pecuniary interest therein. The address of the entities and individuals mentioned in this footnote is 599 West Putnam Avenue, Greenwich, CT 06830. F3 · ownership.direct: Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| May 29, 2024 Filed May 30, 2024 23:52 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 1,090 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017051 · form4.xml · derivative · entry 4 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,090 Underlying: Common Stock · 1,090 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 28, 2024 Filed May 30, 2024 23:52 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017051 · form4.xml · derivative · entry 3 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F2 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F2 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 28, 2024 Filed May 30, 2024 23:52 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017051 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Read SEC document |
| May 28, 2024 Filed May 30, 2024 23:52 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-017051 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,462 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2023 Filed Jun 1, 2023 23:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 2,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017390 · form4.xml · derivative · entry 4 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,462 Underlying: Common Stock · 2,462 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vest on the earlier of the one year anniversary of the grant date or the day prior to the next annual meeting. F4 · derivative.expiration_date: The restricted stock units vest on the earlier of the one year anniversary of the grant date or the day prior to the next annual meeting. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017390 · form4.xml · derivative · entry 3 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,227 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F3 · derivative.exercise_date: The restricted stock units fully vested on May 30, 2023. F3 · derivative.expiration_date: The restricted stock units fully vested on May 30, 2023. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017390 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| May 30, 2023 Filed Jun 1, 2023 23:41 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-017390 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,227 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 19:45 UTC | BurgerFi International, Inc. BFI · Entity 87763 | SaleCommon Stock | 1,500,000 | $0.50 | $750,000.00 |
DisclosureSEC source: 0001062993-23-005208 · form4.xml · nonDerivative · entry 1 CP7 Warming Bag, L.P. · CIK 0001891754 · 10% owner CP7 Management, L.L.C. · CIK 0001803053 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,429,741 F1 · kind: The shares were sold pursuant to the Stock Purchase Agreement dated February 24, 2023, by and among CP7 Warming Bag, L.P. and the buyers listed on the signature pages thereto. F1 · price: The shares were sold pursuant to the Stock Purchase Agreement dated February 24, 2023, by and among CP7 Warming Bag, L.P. and the buyers listed on the signature pages thereto. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 01:10 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002791 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| January 30, 2023 Filed Feb 1, 2023 01:10 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-002791 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,394 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| December 12, 2022 Filed Dec 13, 2022 21:05 UTC | Leslie's, Inc. LESL · Entity 8291 | SaleCommon Stock, par value $0.001 per share | 9,343,499 | $12.02 | $112,308,857.98 |
DisclosureSEC source: 0000899243-22-038305 · doc4.xml · nonDerivative · entry 1 Bubbles Investor Aggregator, L.P. · CIK 0001829133 · Former 10% Owner Chu James Michael · CIK 0001544498 · Former 10% Owner Dahnke Scott Arnold · CIK 0001545446 · Former 10% Owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,776,904 F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 17:13 UTC | BurgerFi International, Inc. BFI · Entity 87763 | OtherNon-Convertible Series A Preferred Stock | 2,120,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-021668 · form4.xml · nonDerivative · entry 2 CP7 Warming Bag, L.P. · CIK 0001891754 · 10% owner Cardboard Box LLC · CIK 0001891805 · 10% owner CP7 Management, L.L.C. · CIK 0001803053 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On November 3, 2022, Cardboard Box LLC ("Cardboard Box") effected a distribution of all of the shares of Common Stock and Series A Preferred Stock of the Issuer to the members of Cardboard Box. F1 · price: On November 3, 2022, Cardboard Box LLC ("Cardboard Box") effected a distribution of all of the shares of Common Stock and Series A Preferred Stock of the Issuer to the members of Cardboard Box. F2 · ownership.nature: Held directly by Cardboard Box. CP7 Warming Bag, L.P. ("CP7 Warming Bag") serves as the majority member of Cardboard Box. CP7 Management, LLC ("CP7 Management") is the general partner of CP7 Warming Bag, and Scott Dahnke and J. Michael Chu are managing members of CP7 Management. Each of the Reporting Persons disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| November 03, 2022 Filed Nov 7, 2022 17:13 UTC | BurgerFi International, Inc. BFI · Entity 87763 | OtherCommon Stock | 3,076,031 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-22-021668 · form4.xml · nonDerivative · entry 1 CP7 Warming Bag, L.P. · CIK 0001891754 · 10% owner Cardboard Box LLC · CIK 0001891805 · 10% owner CP7 Management, L.L.C. · CIK 0001803053 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 F1 · kind: On November 3, 2022, Cardboard Box LLC ("Cardboard Box") effected a distribution of all of the shares of Common Stock and Series A Preferred Stock of the Issuer to the members of Cardboard Box. F1 · price: On November 3, 2022, Cardboard Box LLC ("Cardboard Box") effected a distribution of all of the shares of Common Stock and Series A Preferred Stock of the Issuer to the members of Cardboard Box. F2 · ownership.nature: Held directly by Cardboard Box. CP7 Warming Bag, L.P. ("CP7 Warming Bag") serves as the majority member of Cardboard Box. CP7 Management, LLC ("CP7 Management") is the general partner of CP7 Warming Bag, and Scott Dahnke and J. Michael Chu are managing members of CP7 Management. Each of the Reporting Persons disclaim, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his or its indirect pecuniary interest therein, and this report shall not be deemed an admission that they are the beneficial owner of such securities for purposes of Section 16 or for any other purposes. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 23:31 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 407 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024813 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 23:31 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 407 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-024813 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,407 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 23:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020287 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| August 01, 2022 Filed Aug 2, 2022 23:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 346 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-020287 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,346 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| June 01, 2022 Filed Jun 2, 2022 23:35 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 2,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016518 · form4.xml · derivative · entry 4 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,227 Underlying: Common Stock · 2,227 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F4 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:35 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016518 · form4.xml · derivative · entry 3 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F3 · derivative.exercise_date: The restricted stock units fully vested on May 31, 2022. F3 · derivative.expiration_date: The restricted stock units fully vested on May 31, 2022. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:35 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016518 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 23:35 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionCommon Stock | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-016518 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| May 02, 2022 Filed May 5, 2022 01:47 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-013357 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| May 02, 2022 Filed May 5, 2022 01:47 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 383 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-013357 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,383 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:39 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002849 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| January 31, 2022 Filed Feb 2, 2022 00:39 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-002849 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,322 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton GP LLC. Read SEC document |
| January 21, 2022 Filed Mar 22, 2022 17:09 UTC | BurgerFi International, Inc. BFI · Entity 87763 | OtherCommon Stock | 123,131 | $10.25 | $1,262,092.75 |
DisclosureSEC source: 0001062993-22-008329 · form4.xml · nonDerivative · entry 1 Cardboard Box LLC · CIK 0001891805 · 10% owner CP7 Warming Bag, L.P. · CIK 0001891754 · 10% owner CP7 Management, L.L.C. · CIK 0001803053 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,076,031 F1 · kind: The shares were acquired pursuant to the Stock Purchase Agreement dated November 3, 2021, by and between Cardboard Box LLC, Hot Air, Inc. and the Issuer (the "Stock Purchase Agreement") pursuant to an adjustment to the consideration based on Leakage (as defined in the Stock Purchase Agreement). F1 · price: The shares were acquired pursuant to the Stock Purchase Agreement dated November 3, 2021, by and between Cardboard Box LLC, Hot Air, Inc. and the Issuer (the "Stock Purchase Agreement") pursuant to an adjustment to the consideration based on Leakage (as defined in the Stock Purchase Agreement). Read SEC document |
| January 01, 2022 Filed Feb 24, 2022 22:20 UTC | Honest Company, Inc. HNST · Entity 5346 | GrantCommon Stock (RSUs) | 6,188 | $0.00 | $0.00 |
DisclosureSEC source: 0001530979-22-000012 · wf-form4_164574123264772.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,637 F1 · kind: 1.Pursuant to the Issuer's Non-Employee Director Compensation Policy, directors may elect to receive an award of restricted stock units (RSUs) in lieu of an annual cash retainer for their service on the board. In accordance with the reporting person's election, the reporting person was issued the RSUs for the fiscal year 2022. The RSUs vest in four installments on March 31, 2022, June 30, 2022, September 30, 2022 and December 31, 2022 and are payable in an equivalent number of shares of the Issuer's Common Stock. F2 · ownership.direct: 2.Scott A. Dahnke has entered into a Nominee and Indemnity Agreement, pursuant to which he has agreed that all equity awards granted to him for his service as director of the Issuer are held, from the date of grant, for the benefit of L Catterton VIII, L.P and L Catterton VIII Offshore, L.P. (together, "L Catterton VIII"). L Catterton VIII, together with Catterton Managing Partner VIII, L.L.C as the general partner of L Catterton VIII, and C8 Management, L.L.C, as the managing member of Catterton Managing Partner VIII, L.L.C. (each of the foregoing, the "Catterton Entities"), may be deemed to have shared beneficial ownership of the equity awards granted to and held by Scott A. Dahnke. Solely for purposes of Section 16 of the Securities and Exchange Act of 1934, the L Catterton Entities and THC Shared Abacus, LP may be deemed directors by deputization with respect to the Issuer. F3 · ownership.direct: The reporting person disclaims beneficial ownership of, and all right title and interest in, the Shares reported as directly held by the reporting person herein, except to the extent of his pecuniary interest in respect of such Shares beneficially owned indirectly by the L Catterton Entities. Read SEC document |
| December 16, 2021 Filed Dec 17, 2021 21:15 UTC | Leslie's, Inc. LESL · Entity 8291 | SaleCommon Stock, par value $0.001 per share | 13,625,310 | $20.25 | $275,912,527.50 |
DisclosureSEC source: 0000899243-21-048766 · doc4.xml · nonDerivative · entry 1 Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,120,403 F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 23:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028188 · form4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton Global Inc. Read SEC document |
| November 01, 2021 Filed Nov 2, 2021 23:32 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantCommon Stock | 269 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-028188 · form4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,269 F1 · shares: The reporting person elected to receive these fully vested shares, which were granted under the Issuer's 2001 Long-Term Incentive Plan, pursuant to the Issuer's Director Compensation Policy (the "Policy"), in lieu of the cash portion of the annual retainers under the Policy. F2 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton Global Inc. Read SEC document |
| September 17, 2021 Filed Sep 20, 2021 20:15 UTC | Leslie's, Inc. LESL · Entity 8291 | SaleCommon Stock, par value $0.001 per share | 10,933,841 | $21.34 | $233,328,166.94 |
DisclosureSEC source: 0000899243-21-036580 · doc4.xml · nonDerivative · entry 1 Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,745,713 F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:54 UTC | Vroom, Inc. VRM · Entity 7212 | OtherCommon Stock | 6,994,354 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-029277 · doc4.xml · nonDerivative · entry 2 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by CGP2 Zoom Holding, L.P. Disclosed balance after: 0 F1 · kind: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners. F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| July 19, 2021 Filed Jul 21, 2021 21:54 UTC | Vroom, Inc. VRM · Entity 7212 | OtherCommon Stock | 10,589,776 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-029277 · doc4.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by CGP2 Lone Star, L.P. Disclosed balance after: 4,734 F1 · kind: Each of CGP2 Lone Star, L.P. and CGP2 Zoom Holding, L.P. distributed its shares of common stock in-kind to its limited partners. F2 · ownership.nature: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any. F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are managing members of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. Read SEC document |
| June 29, 2021 Filed Jun 30, 2021 20:30 UTC | Leslie's, Inc. LESL · Entity 8291 | SaleCommon Stock, par value $0.001 per share | 799,669 | $26.81 | $21,439,765.63 |
DisclosureSEC source: 0000899243-21-026749 · doc4.xml · nonDerivative · entry 1 Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,679,554 F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 24, 2021 Filed Jun 28, 2021 21:56 UTC | Vroom, Inc. VRM · Entity 7212 | GrantCommon Stock | 4,734 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-21-004539 · primarydocument.xml · nonDerivative · entry 1 Dahnke Scott Arnold · CIK 0001545446 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Directly held by CGP2 Lone Star, L.P. Disclosed balance after: 10,594,510 F1 · shares: Represents awards of restricted stock units that vest in full on the earlier of the day immediately preceding the date of the Issuer's first annual meeting of stockholders following the date of grant and June 24, 2022. Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. F2 · ownership.nature: Each of Michael Farello and Scott Dahnke have entered into a Nominee and Indemnity Agreement, pursuant to which they have agreed to hold any equity awards granted to them for their service as directors of the Issuer as nominee for CGP2 Lone Star, L.P. ("CGP2 Lone Star"). Catterton Management Company, L.L.C., as manager of CGP2 Lone Star, may be deemed to share beneficial ownership of the equity awards held as nominee by Messrs. Farello and Dahnke. Each of the foregoing entities and individuals disclaims beneficial ownership the shares underlying such equity awards except to the extent of their pecuniary interest therein, if any. F3 · ownership.nature: CGP2 Managers, L.L.C. ("CGP2 Managers") is the general partner for each of CGP2 Zoom Holding, L.P. ("CGP2 Zoom Holding") and CGP2 Lone Star. CGP3 Managers, L.L.C. ("CGP3 Managers") is the general partner of LCGP3 Accelerator, L.P. ("LCGP3 Accelerator"). As such, CGP2 Managers may be deemed to beneficially own the shares held of record by each of CGP2 Zoom Holding and CGP2 Lone Star, and CGP3 Managers may be deemed to beneficially own the shares held of record by LCGP3 Accelerator. J. Michael Chu and Scott A. Dahnke are the members of the managing board of each of CGP2 Managers, L.L.C. and CGP3 Managers, L.L.C. and as such may be deemed to share beneficial ownership of the securities held of record by each of the foregoing entities. Each of Mr. Chu and Mr. Dahnke disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, if any. A Form 4 is being filed separately by Mr. Dahnke in his capacity as a director of the Issuer. Read SEC document |
| June 14, 2021 Filed Jun 15, 2021 20:30 UTC | Leslie's, Inc. LESL · Entity 8291 | SaleCommon Stock, par value $0.001 per share | 13,505,650 | $26.81 | $362,097,281.02 |
DisclosureSEC source: 0000899243-21-023859 · doc4.xml · nonDerivative · entry 1 Bubbles Investor Aggregator, L.P. · CIK 0001829133 · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,479,223 F1 · ownership.direct: C8 Management, L.L.C. is the general partner of Bubbles Investor Aggregator, L.P. and the management of C8 Management, L.L.C. is controlled by a managing board. F2 · ownership.direct: J. Michael Chu and Scott A. Dahnke are the members of the managing board of C8 Management, L.L.C. and as such could be deemed to share voting control and investment power over shares that may be deemed to be beneficially owned by the entities affiliated with Catterton Management Company, L.L.C., but each disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 23:46 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GrantRestricted Stock Units · Derivative | 1,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019115 · form4.xml · derivative · entry 6 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667 Underlying: Common Stock · 1,667 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F5 · derivative.exercise_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. F5 · derivative.expiration_date: The restricted stock units vest on the earlier of one year from the date of grant or the day before the next regularly scheduled annual meeting. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:46 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019115 · form4.xml · derivative · entry 5 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F4 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:46 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | Exercise / conversionRestricted Stock Units · Derivative | 3,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019115 · form4.xml · derivative · entry 4 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,080 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of WSM common stock. F4 · derivative.exercise_date: The restricted stock units vested on June 1, 2021. F4 · derivative.expiration_date: The restricted stock units vested on June 1, 2021. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 23:46 UTC | WILLIAMS SONOMA INC WSM · Entity 3176 | GiftCommon Stock | 3,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-019115 · form4.xml · nonDerivative · entry 3 Dahnke Scott Arnold · CIK 0001545446 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: The reporting person previously assigned all rights, title and interest in these securities to L Catterton Global Inc. F2 · balance_after: The total excludes previously reported shares held by L Catterton Global, since Mr. Dahnke no longer has voting or dispositive power over those shares. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.