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Lockhart Kathryn Rae

Disclosed activity across 1 company

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45950
SEC CIK
0001579599

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NOODLES & CoNDLS · Entity 6874Chief Accounting OfficerMay 15, 2026May 20, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NOODLES & Co

Report date May 15, 2026 · Filed May 20, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect13,423 Ending reported balance After 2026-05-15 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-05-15 · Tax withholding · Disposed 416 · Balance 8,688

F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Row 2 · 2026-05-15 · Grant · Acquired 4,735 · Balance 13,423

F2: Award of Restricted Stock Units ("RSU's"). Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal annual installments beginning on May 15, 2027.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2: Award of Restricted Stock Units ("RSU's"). Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal annual installments beginning on May 15, 2027.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2026 Filed May 20, 2026 00:29 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 4,735 $0.00 $0.00
Disclosure

SEC source: 0001628280-26-036694 · wk-form4_1779236952.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,423

F2 · shares: Award of Restricted Stock Units ("RSU's"). Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal annual installments beginning on May 15, 2027.

Read SEC document
May 15, 2026 Filed May 20, 2026 00:29 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 416 $12.59 $5,237.44
Disclosure

SEC source: 0001628280-26-036694 · wk-form4_1779236952.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,688

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2026 Filed Mar 17, 2026 21:22 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 192 $6.11 $1,173.12
Disclosure

SEC source: 0001579599-26-000003 · wk-form4_1773782570.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,104

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
May 15, 2025 Filed May 19, 2025 23:10 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 24,000 $0.00 $0.00
Disclosure

SEC source: 0001275158-25-000073 · wk-form4_1747696194.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,366

F2 · shares: Award of Restricted Stock Units ("RSU's"). Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal annual installments beginning on May 15, 2026.

Read SEC document
May 15, 2025 Filed May 19, 2025 23:10 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,278 $0.86 $1,101.64
Disclosure

SEC source: 0001275158-25-000073 · wk-form4_1747696194.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,366

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2025 Filed Mar 17, 2025 21:26 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,883 $1.11 $2,090.13
Disclosure

SEC source: 0001275158-25-000027 · wk-form4_1742246754.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,644

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
May 15, 2024 Filed May 17, 2024 20:23 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 15,015 $0.00 $0.00
Disclosure

SEC source: 0001275158-24-000054 · wk-form4_1715977406.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,527

F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on May 15, 2025.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 22:18 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 653 $1.80 $1,175.40
Disclosure

SEC source: 0001275158-24-000021 · wk-form4_1710800323.xml · nonDerivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,512

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 22:18 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 1,915 $0.00 $0.00
Disclosure

SEC source: 0001275158-24-000021 · wk-form4_1710800323.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,165

F2 · shares: On March 14th, 2021, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

Read SEC document
March 14, 2024 Filed Mar 18, 2024 22:18 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 3,763 $1.80 $6,773.40
Disclosure

SEC source: 0001275158-24-000021 · wk-form4_1710800323.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,250

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2023 Filed Jun 29, 2023 22:22 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 652 $3.62 $2,360.24
Disclosure

SEC source: 0001275158-23-000071 · wf-form4_168807733420434.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,013

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:34 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 2,926 $5.09 $14,893.34
Disclosure

SEC source: 0001275158-23-000027 · wf-form4_167891964818825.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,665

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:34 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 9,823 $0.00 $0.00
Disclosure

SEC source: 0001275158-23-000027 · wf-form4_167891964818825.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,591

F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14, 2024.

Read SEC document
January 12, 2023 Filed Jan 13, 2023 22:37 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 2,664 $6.00 $15,984.00
Disclosure

SEC source: 0001275158-23-000004 · wf-form4_167364945087283.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,768

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
June 29, 2022 Filed Jun 30, 2022 21:54 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 423 $4.65 $1,966.95
Disclosure

SEC source: 0001275158-22-000070 · wf-form4_165662603319813.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,432

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:54 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 661 $4.82 $3,186.02
Disclosure

SEC source: 0001275158-22-000070 · wf-form4_165662603319813.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,855

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 23:07 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,941 $6.17 $11,975.97
Disclosure

SEC source: 0001275158-22-000032 · wf-form4_164747205350331.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,516

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 23:07 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 8,103 $6.17 $49,995.51
Disclosure

SEC source: 0001275158-22-000032 · wf-form4_164747205350331.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,457

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 11:57 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,084 $12.48 $13,528.32
Disclosure

SEC source: 0001275158-21-000097 · wf-form4_162514060113115.xml · nonDerivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,354

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 11:57 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 423 $12.44 $5,262.12
Disclosure

SEC source: 0001275158-21-000097 · wf-form4_162514060113115.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,438

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 11:57 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 661 $12.09 $7,991.49
Disclosure

SEC source: 0001275158-21-000097 · wf-form4_162514060113115.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,861

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 20:52 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 3,675 $13.00 $47,775.00
Disclosure

SEC source: 0001275158-21-000079 · wf-form4_162266714083100.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,522

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
April 30, 2021 Filed May 5, 2021 00:26 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionClass A Common Stock · Derivative 2,500 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001275158-21-000075 · wf-form4_162017435802149.xml · derivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A Common Stock · 2,500 shares

Expires 2028-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2021 Filed May 5, 2021 00:26 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 2,500 $12.00 $30,000.00
Disclosure

SEC source: 0001275158-21-000075 · wf-form4_162017435802149.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,197

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
April 30, 2021 Filed May 5, 2021 00:26 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionClass A Common Stock 2,500 $5.80 $14,500.00
Disclosure

SEC source: 0001275158-21-000075 · wf-form4_162017435802149.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,697

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:55 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,846 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000051 · wf-form4_161601813644850.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,197

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:55 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 4,180 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000051 · wf-form4_161601813644850.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,043

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:57 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 5,961 $10.24 $61,040.64
Disclosure

SEC source: 0001275158-21-000021 · wf-form4_161472582972959.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,863

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.15 to $10.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
November 19, 2020 Filed Nov 23, 2020 21:15 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 3,723 $7.60 $28,294.80
Disclosure

SEC source: 0001275158-20-000128 · wf-form4_160616613841108.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,824

Read SEC document
June 30, 2020 Filed Jul 1, 2020 00:04 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,071 $6.05 $6,479.55
Disclosure

SEC source: 0001275158-20-000095 · wf-form4_159356183413419.xml · nonDerivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,547

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 00:04 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 412 $6.02 $2,480.24
Disclosure

SEC source: 0001275158-20-000095 · wf-form4_159356183413419.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,618

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2020 Filed Jul 1, 2020 00:04 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 642 $5.64 $3,620.88
Disclosure

SEC source: 0001275158-20-000095 · wf-form4_159356183413419.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,030

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
May 04, 2020 Filed May 6, 2020 10:58 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 307 $5.27 $1,617.89
Disclosure

SEC source: 0001275158-20-000071 · wf-form4_158876268175125.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,672

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
February 06, 2020 Filed Feb 7, 2020 21:46 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 3,536 $8.00 $28,288.00
Disclosure

SEC source: 0001275158-20-000008 · wf-form4_158111199943253.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,895

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

Read SEC document
June 30, 2019 Filed Jul 5, 2019 21:05 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,079 $7.88 $8,502.52
Disclosure

SEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · nonDerivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,431

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 29, 2019 Filed Jul 5, 2019 21:05 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 411 $7.88 $3,238.68
Disclosure

SEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,510

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2019 Filed Jul 5, 2019 21:05 UTC NOODLES & Co NDLS · Entity 6874 GrantStock Option (Right to Buy) · Derivative 4,214 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · derivative · entry 4

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,214

Underlying: Class A Common Stock · 4,214 shares

Expires 2029-06-28

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019.

Read SEC document
June 28, 2019 Filed Jul 5, 2019 21:05 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 9,137 $0.00 $0.00
Disclosure

SEC source: 0001275158-19-000075 · wf-form4_156236069029468.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,921

F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019.

Read SEC document
May 04, 2019 Filed May 7, 2019 21:46 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 251 $7.38 $1,852.38
Disclosure

SEC source: 0001275158-19-000022 · wf-form4_155726554709816.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,784

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

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October 16, 2018 Filed Oct 18, 2018 22:42 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 950 $13.00 $12,350.00
Disclosure

SEC source: 0001275158-18-000115 · wf-form4_153990251107722.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,035

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

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June 30, 2018 Filed Jul 3, 2018 22:45 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0001275158-18-000078 · wf-form4_153065789752559.xml · nonDerivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,877

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender.

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June 29, 2018 Filed Jul 3, 2018 22:45 UTC NOODLES & Co NDLS · Entity 6874 GrantStock Option (Right to Buy) · Derivative 2,595 $0.00 Strike: $12.30 $0.00
Disclosure

SEC source: 0001275158-18-000078 · wf-form4_153065789752559.xml · derivative · entry 3

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,190

Underlying: Class A Common Stock · 2,595 shares

Expires 2028-06-29

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019.

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June 29, 2018 Filed Jul 3, 2018 22:45 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 5,853 $0.00 $0.00
Disclosure

SEC source: 0001275158-18-000078 · wf-form4_153065789752559.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,039

F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019.

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May 04, 2018 Filed May 8, 2018 21:26 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 307 $7.25 $2,225.75
Disclosure

SEC source: 0001275158-18-000028 · wf-form4_152581473050253.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,186

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

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January 16, 2018 Filed Jan 18, 2018 22:35 UTC NOODLES & Co NDLS · Entity 6874 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001275158-18-000008 · wf-form4_151631494063926.xml · derivative · entry 2

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2028-01-16

F2 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 30th, 2018.

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January 16, 2018 Filed Jan 18, 2018 22:35 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001275158-18-000008 · wf-form4_151631494063926.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F1 · shares: Award of Restricted Stock Units ("RSUs") received on January 16th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 30th, 2018.

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May 04, 2017 Filed May 8, 2017 22:14 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 334 $5.55 $1,853.70
Disclosure

SEC source: 0001275158-17-000050 · wf-form4_149428166796451.xml · nonDerivative · entry 1

Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,493

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.