organization · Reporting owner
Mill Road Capital II, L.P.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ECOLOGY & ENVIRONMENT INCEEI · Entity 152446 | 10% owner | August 02, 2019 | August 06, 2019 |
| NOODLES & CoNDLS · Entity 6874 | 10% owner | May 15, 2026 | May 19, 2026 |
| SCHOOL SPECIALTY INCSCOO · Entity 16699 | 10% owner | September 24, 2019 | October 02, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ECOLOGY & ENVIRONMENT INC
Report date August 02, 2019 · Filed August 06, 2019
Jointly reported with Mill Road Capital II GP LLC, LYNCH THOMAS E, Scharfman Scott, Jacobs Justin
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 4,693 |
Reported balance
After 2019-08-02 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-08-02 · Other · Acquired 1,376 · Balance 4,693 F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 463,072 |
Reported balance
Holding disclosure · report date 2019-08-02 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 463,072 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the Reporting Persons' acquisition of an indirect pecuniary interest in shares of restricted stock granted by the issuer to Mr. Jacobs in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any shares of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Jacobs has no direct pecuniary interest in such shares. Each of the Reporting Persons may be deemed to have an indirect pecuniary interest in the reported shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
NOODLES & Co
Report date May 15, 2026 · Filed May 19, 2026
Jointly reported with Mill Road Capital III, L.P., Mill Road Capital III GP LLC, Mill Road Capital II GP LLC, LYNCH THOMAS E
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 21,476 |
Reported balance
After 2026-05-15 transaction · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · 2026-05-15 · Other · Acquired 7,103 · Balance 21,476 F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectSee footnote | 587,393 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 587,393 F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Class A Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 283,267 |
Reported balance
Holding disclosure · report date 2026-05-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 283,267 F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. ("Fund II"). Mr. Lynch is a management committee director of Mill Road Capital II GP LLC, which is the sole general partner of Fund II and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund II. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F3: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
SCHOOL SPECIALTY INC
Report date September 24, 2019 · Filed October 02, 2019
Jointly reported with Yanagi Eric, Mill Road Capital II GP LLC, LYNCH THOMAS E, Jacobs Justin
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 3,870 |
Reported balance
After 2019-09-24 transaction · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · 2019-09-24 · Other · Acquired 3,870 · Balance 3,870 F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 6,865 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 6,865 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | IndirectSee footnote | 3,870 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 3,870 F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
| Common Stock, $0.001 par valueSEC Table I · non-derivative | Direct | 2,423,516 |
Reported balance
Holding disclosure · report date 2019-09-24 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,423,516 F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F2: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
F3: Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LIFETIME BRANDS, INC
Report date March 06, 2018 · Filed March 12, 2018
Jointly reported with Mill Road Capital II GP LLC, LYNCH THOMAS E, Scharfman Scott
Section 16 reporting ended · disclosed 2018-03-12. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 1,628,203 |
Reported balance
Holding disclosure · report date 2018-03-06 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,628,203 F1: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2026 Filed May 19, 2026 19:46 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 7,103 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-230614 · ownership.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 21,476 F3 · ownership.nature: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 15, 2025 Filed May 19, 2025 18:27 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 36,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-074185 · ownership.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 114,982 F3 · ownership.nature: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 15, 2024 Filed May 17, 2024 21:33 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 27,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-005665 · doc4.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 78,982 F3 · ownership.nature: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:24 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 178 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-056259 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 17,800 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| November 17, 2023 Filed Nov 21, 2023 21:24 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 17,800 | $5.00 | $89,000.00 |
DisclosureSEC source: 0001209191-23-056259 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,266,143 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 22:35 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 19 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-053502 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 1,900 shares Expires 2023-10-20 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| October 20, 2023 Filed Oct 24, 2023 22:35 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 1,900 | $5.00 | $9,500.00 |
DisclosureSEC source: 0001209191-23-053502 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,248,343 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 21:00 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 2 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-051574 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 178 Underlying: Class A Common Stock · 200 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 21:00 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 200 | $5.00 | $1,000.00 |
DisclosureSEC source: 0001209191-23-051574 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,246,443 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 19, 2023 Filed Sep 20, 2023 21:08 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 1 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050180 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19 Underlying: Class A Common Stock · 100 shares Expires 2023-10-20 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 19, 2023 Filed Sep 20, 2023 21:08 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 69 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050180 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180 Underlying: Class A Common Stock · 6,900 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 19, 2023 Filed Sep 20, 2023 21:08 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 7,000 | $5.00 | $35,000.00 |
DisclosureSEC source: 0001209191-23-050180 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,246,243 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 21:08 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 1,692 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-050180 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 249 Underlying: Class A Common Stock · 169,200 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 18, 2023 Filed Sep 20, 2023 21:08 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 169,200 | $5.00 | $846,000.00 |
DisclosureSEC source: 0001209191-23-050180 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,239,243 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:22 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 2,455 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-049590 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 245,500 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 20:22 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 245,500 | $7.50 | $1,841,250.00 |
DisclosureSEC source: 0001209191-23-049590 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,070,043 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 23:37 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 707 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-049029 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,941 Underlying: Class A Common Stock · 70,700 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 07, 2023 Filed Sep 11, 2023 23:37 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 70,700 | $5.00 | $353,500.00 |
DisclosureSEC source: 0001209191-23-049029 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,824,543 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 1 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-048659 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,648 Underlying: Class A Common Stock · 100 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| September 05, 2023 Filed Sep 7, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 100 | $5.00 | $500.00 |
DisclosureSEC source: 0001209191-23-048659 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,753,843 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 21:15 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 601 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 9 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,649 Underlying: Class A Common Stock · 60,100 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 31, 2023 Filed Sep 1, 2023 21:15 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 60,100 | $5.00 | $300,500.00 |
DisclosureSEC source: 0001209191-23-047993 · doc4.xml · nonDerivative · entry 3 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,753,743 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 21:15 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 91 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 8 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,455 Underlying: Class A Common Stock · 9,100 shares Expires 2023-11-17 F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 21:15 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 316 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,250 Underlying: Class A Common Stock · 31,600 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 21:15 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 10 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047993 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20 Underlying: Class A Common Stock · 1,000 shares Expires 2023-10-20 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 21:15 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 9,100 | $7.50 | $68,250.00 |
DisclosureSEC source: 0001209191-23-047993 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,693,643 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 30, 2023 Filed Sep 1, 2023 21:15 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 32,600 | $5.00 | $163,000.00 |
DisclosureSEC source: 0001209191-23-047993 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,684,543 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 23:12 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 22 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047782 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,566 Underlying: Class A Common Stock · 2,200 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 29, 2023 Filed Aug 30, 2023 23:12 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 2,200 | $5.00 | $11,000.00 |
DisclosureSEC source: 0001209191-23-047782 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,651,943 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 23:12 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 1,290 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047782 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,588 Underlying: Class A Common Stock · 129,000 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 23:12 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 131 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047782 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30 Underlying: Class A Common Stock · 13,100 shares Expires 2023-10-20 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 23:12 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 29,569 | $2.79 | $82,497.51 |
DisclosureSEC source: 0001209191-23-047782 · doc4.xml · nonDerivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 51,955 F3 · ownership.nature: Represents restricted stock units (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. Mill Road Capital Management, LLC, an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 28, 2023 Filed Aug 30, 2023 23:12 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 142,100 | $5.00 | $710,500.00 |
DisclosureSEC source: 0001209191-23-047782 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,649,743 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 141 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-047086 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,878 Underlying: Class A Common Stock · 14,100 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 21, 2023 Filed Aug 23, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 14,100 | $5.00 | $70,500.00 |
DisclosureSEC source: 0001209191-23-047086 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,507,643 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 21:32 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 20 | $0.00 Strike: $5.00 | $0.00 |
DisclosureSEC source: 0001209191-23-046616 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,019 Underlying: Class A Common Stock · 2,000 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 03/13/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| August 16, 2023 Filed Aug 18, 2023 21:32 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 2,000 | $5.00 | $10,000.00 |
DisclosureSEC source: 0001209191-23-046616 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,493,543 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 5 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032518 · doc4.xml · derivative · entry 4 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,546 Underlying: Class A Common Stock · 500 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 24, 2023 Filed May 26, 2023 20:14 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 500 | $7.50 | $3,750.00 |
DisclosureSEC source: 0001209191-23-032518 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,491,543 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 23, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 167 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 7 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,551 Underlying: Class A Common Stock · 16,700 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 23, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 21 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 2,100 shares Expires 2023-10-20 F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/13/2023 to 03/14/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 23, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 18,800 | $7.50 | $141,000.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,491,043 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 129 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,718 Underlying: Class A Common Stock · 12,900 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:36 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 12,900 | $7.50 | $96,750.00 |
DisclosureSEC source: 0001209191-23-032016 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,472,243 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 125 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21 Underlying: Class A Common Stock · 12,500 shares Expires 2023-10-20 F5 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/13/2023 to 03/14/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 19, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 12,500 | $7.50 | $93,750.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,459,343 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 38 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · derivative · entry 5 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,847 Underlying: Class A Common Stock · 3,800 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 18, 2023 Filed May 22, 2023 21:06 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 3,800 | $7.50 | $28,500.00 |
DisclosureSEC source: 0001209191-23-031522 · doc4.xml · nonDerivative · entry 1 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,446,843 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherPut Option (obligation to buy) · Derivative | 1,390 | $0.00 Strike: $7.50 | $0.00 |
DisclosureSEC source: 0001209191-23-030270 · doc4.xml · derivative · entry 6 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,885 Underlying: Class A Common Stock · 139,000 shares Expires 2023-11-17 F4 · derivative.exercise_date: Each put option became exercisable on the date purchased, which dates range from 03/09/2023 to 04/25/2023. F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| May 16, 2023 Filed May 17, 2023 21:07 UTC | NOODLES & Co NDLS · Entity 6874 | OtherClass A Common Stock, $0.01 par value | 139,000 | $7.50 | $1,042,500.00 |
DisclosureSEC source: 0001209191-23-030270 · doc4.xml · nonDerivative · entry 2 Mill Road Capital III, L.P. · CIK 0001767199 · 10% owner Mill Road Capital III GP LLC · CIK 0001767178 · 10% owner Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,443,043 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital III, L.P. ("Fund III"). Mr. Lynch is a management committee director of Mill Road Capital III GP LLC, which is the sole general partner of Fund III and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of Fund III. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.