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Boennighausen David James

Disclosed activity across 1 company

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111783
SEC CIK
0001579519

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
NOODLES & CoNDLS · Entity 6874Director · Chief Executive OfficerJune 28, 2023June 29, 2023

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

NOODLES & Co

Report date June 28, 2023 · Filed June 29, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect302,384 Reported balance After 2023-06-28 transaction · row 1
1 source row

Row 1 · 2023-06-28 · Tax withholding · Disposed 1,825 · Balance 302,384

F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2023 Filed Jun 29, 2023 22:28 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,825 $3.62 $6,606.50
Disclosure

SEC source: 0001275158-23-000079 · wf-form4_168807772579201.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,384

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:32 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 25,150 $5.09 $128,013.50
Disclosure

SEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 4

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,209

F4 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:32 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 87,477 $0.00 $0.00
Disclosure

SEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,359

F3 · shares: On March 14th, 2020, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:32 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 16,097 $5.09 $81,933.73
Disclosure

SEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,882

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units from grants in March of 2020, 2021 and 2022. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2023 Filed Mar 15, 2023 22:32 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 94,302 $0.00 $0.00
Disclosure

SEC source: 0001275158-23-000021 · wf-form4_167891954860910.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,979

F1 · shares: Award of Restricted Stock Units ("RSU's").Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on March 14th, 2024.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 21:53 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 6,130 $4.65 $28,504.50
Disclosure

SEC source: 0001275158-22-000067 · wf-form4_165662597912441.xml · nonDerivative · entry 4

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,677

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of PSUs. The shares were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 21:53 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 21,386 $0.00 $0.00
Disclosure

SEC source: 0001275158-22-000067 · wf-form4_165662597912441.xml · nonDerivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,807

F2 · shares: On June 28th, 2019, the Reporting Person was granted Performance Stock Units ("PSUs"), the vesting of which is subject to the achievement of certain performance criteria. The number of shares reported represents the number of PSUs that were earned as a result of the achievement of such performance criteria.

Read SEC document
June 29, 2022 Filed Jun 30, 2022 21:53 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,020 $4.65 $4,743.00
Disclosure

SEC source: 0001275158-22-000067 · wf-form4_165662597912441.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,421

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2022 Filed Jun 30, 2022 21:53 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,834 $4.82 $8,839.88
Disclosure

SEC source: 0001275158-22-000067 · wf-form4_165662597912441.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,441

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 23:05 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 10,560 $6.17 $65,155.20
Disclosure

SEC source: 0001275158-22-000026 · wf-form4_164747192309796.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,275

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 23:05 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 77,795 $6.17 $479,995.15
Disclosure

SEC source: 0001275158-22-000026 · wf-form4_164747192309796.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,835

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2022. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2023.

Read SEC document
March 03, 2022 Filed Mar 3, 2022 21:12 UTC NOODLES & Co NDLS · Entity 6874 PurchaseClass A Common Stock 7,485 $6.69 $50,070.91
Disclosure

SEC source: 0001275158-22-000011 · wf-form4_164634192275959.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,040

F1 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $6.68 to $6.69, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
September 21, 2021 Filed Sep 23, 2021 21:19 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 723 $11.98 $8,661.54
Disclosure

SEC source: 0001275158-21-000112 · wf-form4_163243193857867.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,440

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 30, 2021 Filed Jul 1, 2021 11:56 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 2,890 $12.48 $36,067.20
Disclosure

SEC source: 0001275158-21-000094 · wf-form4_162514054621285.xml · nonDerivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,163

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 29, 2021 Filed Jul 1, 2021 11:56 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,028 $12.44 $12,788.32
Disclosure

SEC source: 0001275158-21-000094 · wf-form4_162514054621285.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,053

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2021 Filed Jul 1, 2021 11:56 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,834 $12.09 $22,173.06
Disclosure

SEC source: 0001275158-21-000094 · wf-form4_162514054621285.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,081

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:53 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 7,660 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000046 · wf-form4_161601799226608.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,915

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of RSUs. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2021 Filed Mar 17, 2021 21:53 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 40,133 $0.00 $0.00
Disclosure

SEC source: 0001275158-21-000046 · wf-form4_161601799226608.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,575

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2021. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2022.

F2 · balance_after: 132,459 Performance RSUs previously reported in Table I of Form 4s filed on 7/5/2019 and 3/17/2020 are being removed from the reporting person's holdings until such time as the performance RSUs vest.

Read SEC document
March 01, 2021 Filed Mar 2, 2021 22:56 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 5,298 $10.12 $53,615.76
Disclosure

SEC source: 0001275158-21-000019 · wf-form4_161472578499844.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,901

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $___ to $___, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
February 22, 2021 Filed Feb 24, 2021 21:25 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 300 $10.00 $3,000.00
Disclosure

SEC source: 0001275158-21-000008 · wf-form4_161420187312317.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,199

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:12 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionStock Option (Right to Buy) · Derivative 799 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001275158-20-000142 · wf-form4_160858510194758.xml · derivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,034

Underlying: Class A Common Stock · 799 shares

Expires 2020-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:12 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 799 $8.71 $6,959.29
Disclosure

SEC source: 0001275158-20-000142 · wf-form4_160858510194758.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,499

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 3/12/20, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.70 to $8.72, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 21:12 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionClass A Common Stock 799 $8.67 $6,927.33
Disclosure

SEC source: 0001275158-20-000142 · wf-form4_160858510194758.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:49 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionStock Option (Right to Buy) · Derivative 1,500 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001275158-20-000136 · wf-form4_160772336498838.xml · derivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,833

Underlying: Class A Common Stock · 1,500 shares

Expires 2020-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:49 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 1,500 $8.70 $13,050.00
Disclosure

SEC source: 0001275158-20-000136 · wf-form4_160772336498838.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,499

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 3/12/20, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.70 to $8.725, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

Read SEC document
December 09, 2020 Filed Dec 11, 2020 21:49 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionClass A Common Stock 1,500 $8.67 $13,005.00
Disclosure

SEC source: 0001275158-20-000136 · wf-form4_160772336498838.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 21, 2020 Filed Sep 23, 2020 21:07 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 725 $7.03 $5,096.75
Disclosure

SEC source: 0001275158-20-000115 · wf-form4_160089521187001.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,499

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 00:02 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 2,898 $6.05 $17,532.90
Disclosure

SEC source: 0001275158-20-000091 · wf-form4_159356171283869.xml · nonDerivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,224

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 00:02 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,031 $6.02 $6,206.62
Disclosure

SEC source: 0001275158-20-000091 · wf-form4_159356171283869.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,122

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2020 Filed Jul 1, 2020 00:02 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,839 $5.64 $10,371.96
Disclosure

SEC source: 0001275158-20-000091 · wf-form4_159356171283869.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,153

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
May 04, 2020 Filed May 6, 2020 10:57 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,320 $5.27 $6,956.40
Disclosure

SEC source: 0001275158-20-000070 · wf-form4_158876266039367.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,992

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
March 14, 2020 Filed Mar 17, 2020 21:58 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 106,007 $0.00 $0.00
Disclosure

SEC source: 0001275158-20-000037 · wf-form4_158448229211398.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,312

F2 · shares: Award of Performance Restricted Stock Units ("RSUs") received on March 14th, 2020. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through January 3, 2023 (the "Performance Period").

Read SEC document
March 14, 2020 Filed Mar 17, 2020 21:58 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 106,007 $0.00 $0.00
Disclosure

SEC source: 0001275158-20-000037 · wf-form4_158448229211398.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,305

F1 · shares: Award of Restricted Stock Units ("RSUs") received on March 14th, 2020. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on March 14th, 2021.

Read SEC document
September 21, 2019 Filed Sep 24, 2019 20:06 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 725 $5.92 $4,292.00
Disclosure

SEC source: 0001275158-19-000097 · wf-form4_156935555039211.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,361

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 30, 2019 Filed Jul 5, 2019 21:03 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 2,898 $7.88 $22,836.24
Disclosure

SEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 4

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,086

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 29, 2019 Filed Jul 5, 2019 21:03 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,031 $7.88 $8,124.28
Disclosure

SEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,984

F3 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender.

Read SEC document
June 28, 2019 Filed Jul 5, 2019 21:03 UTC NOODLES & Co NDLS · Entity 6874 GrantStock Option (Right to Buy) · Derivative 46,832 $0.00 Strike: $7.88 $0.00
Disclosure

SEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · derivative · entry 5

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,832

Underlying: Class A Common Stock · 46,832 shares

Expires 2029-06-28

F4 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 28th, 2020.

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June 28, 2019 Filed Jul 5, 2019 21:03 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 15,515 $0.00 $0.00
Disclosure

SEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,015

F2 · shares: Award of Performance Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2021 (the "Performance Period").

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June 28, 2019 Filed Jul 5, 2019 21:03 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 25,380 $0.00 $0.00
Disclosure

SEC source: 0001275158-19-000070 · wf-form4_156236058288714.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 98,500

F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 28th, 2019. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 28th, 2020.

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June 28, 2019 Filed Mar 16, 2020 20:29 UTC Amendment NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 25,381 $0.00 $0.00
Disclosure

SEC source: 0001275158-20-000027 · wf-form4a_158439053402159.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,298

F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 9,866 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person.

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May 04, 2019 Filed May 7, 2019 21:45 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 1,320 $7.38 $9,741.60
Disclosure

SEC source: 0001275158-19-000021 · wf-form4_155726551889029.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,120

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

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September 21, 2018 Filed Sep 24, 2018 21:06 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 725 $12.50 $9,062.50
Disclosure

SEC source: 0001275158-18-000105 · wf-form4_153782316300564.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,440

F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on September 21, 2017. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender.

F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions.

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August 27, 2018 Filed Aug 29, 2018 21:38 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionStock Option (Right to Buy) · Derivative 40,000 $0.00 Strike: $8.67 $0.00
Disclosure

SEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · derivative · entry 4

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,333

Underlying: Class A Common Stock · 40,000 shares

Expires 2020-12-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 27, 2018 Filed Aug 29, 2018 21:38 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 3,096 $11.52 $35,665.92
Disclosure

SEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · nonDerivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,165

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.45 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

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August 27, 2018 Filed Aug 29, 2018 21:38 UTC NOODLES & Co NDLS · Entity 6874 SaleClass A Common Stock 40,000 $11.52 $460,800.00
Disclosure

SEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,261

F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.45 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure.

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August 27, 2018 Filed Aug 29, 2018 21:38 UTC NOODLES & Co NDLS · Entity 6874 Exercise / conversionClass A Common Stock 40,000 $8.67 $346,800.00
Disclosure

SEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 30, 2018 Filed Jul 3, 2018 22:43 UTC NOODLES & Co NDLS · Entity 6874 Tax withholdingClass A Common Stock 2,899 $12.30 $35,657.70
Disclosure

SEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · nonDerivative · entry 2

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,261

F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16, 2018. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender.

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June 29, 2018 Filed Jul 3, 2018 22:43 UTC NOODLES & Co NDLS · Entity 6874 GrantRestricted Stock Units · Derivative 13,157 $0.00 $0.00
Disclosure

SEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · derivative · entry 4

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,157

Underlying: Class A Common Stock · 13,157 shares

Expires not disclosed

F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period").

F4 · derivative.exercise_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period").

F4 · derivative.expiration_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period").

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June 29, 2018 Filed Jul 3, 2018 22:43 UTC NOODLES & Co NDLS · Entity 6874 GrantStock Option (Right to Buy) · Derivative 25,233 $0.00 Strike: $12.30 $0.00
Disclosure

SEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · derivative · entry 3

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,233

Underlying: Class A Common Stock · 25,233 shares

Expires 2028-06-29

F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019.

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June 29, 2018 Filed Jul 3, 2018 22:43 UTC NOODLES & Co NDLS · Entity 6874 GrantClass A Common Stock 14,227 $0.00 $0.00
Disclosure

SEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · nonDerivative · entry 1

Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,160

F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.