Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2019 Filed May 16, 2019 20:59 UTC |
Egan MaryDirector
|
GrantClass A Common Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-19-000037 · wf-form4_155804036734706.xml · nonDerivative · entry 1 Egan Mary · CIK 0001713652 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,691 F1 · shares: The Reporting Person is a director of the Issuer and receives a portion of their director fee in the form of RSU's. Pursuant to this arrangement, on an annual basis, RSU's with a value equal to the fees payable, calculated using the closing price on the day of the grant, are delivered to each eligibile director. The RSU's settle in common stock on the date of grant. Read SEC document |
| May 04, 2019 Filed May 7, 2019 21:45 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 1,320 | $7.38 | $9,741.60 |
DisclosureSEC source: 0001275158-19-000021 · wf-form4_155726551889029.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,120 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| May 04, 2019 Filed May 7, 2019 21:46 UTC |
Lockhart Kathryn RaeVice President & Controller
|
Tax withholdingClass A Common Stock | 251 | $7.38 | $1,852.38 |
DisclosureSEC source: 0001275158-19-000022 · wf-form4_155726554709816.xml · nonDerivative · entry 1 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,784 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on May 4, 2016. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| March 12, 2019 Filed Mar 19, 2019 13:04 UTC |
Hermann CharlesChief Brand Officer
|
Tax withholdingClass A Common Stock | 2,536 | $7.24 | $18,360.64 |
DisclosureSEC source: 0001275158-19-000012 · wf-form4_155300065510509.xml · nonDerivative · entry 1 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,594 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on March 12th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| November 29, 2018 Filed Nov 29, 2018 21:54 UTC |
Catterton-Noodles, LLC10% owner
CP6 Management, L.L.C.10% owner
Dahnke Scott ArnoldDirector · 10% owner
Chu James Michael10% owner
|
SaleClass A Common Stock | 1,858,387 | $8.90 | $16,539,644.30 |
DisclosureSEC source: 0001275158-18-000135 · wf-form4_154352845763597.xml · nonDerivative · entry 1 Catterton-Noodles, LLC · CIK 0001580004 · 10% owner CP6 Management, L.L.C. · CIK 0001555549 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · Director · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,173,858 F1 · ownership.direct: The securities reported on this Form 4 are held of record by Catterton-Noodles, LLC ("Catterton Noodles"). CP6 Management, L.L.C. ("CP^") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6. F2 · ownership.direct: Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles, LLC: 10% Owner; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner and Director; Chu, James Michael: 10% Owner. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:06 UTC |
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS EDirector · 10% owner
Scharfman Scott10% owner
|
SaleClass A Common Stock, $0.01 per share | 1,858,387 | $8.90 | $16,539,644.30 |
DisclosureSEC source: 0001209191-18-060363 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,804,037 F1 · ownership.direct: The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 21:12 UTC |
Argentia Private Investments Inc.10% owner
|
SaleClass A Common Stock | 1,858,387 | $8.90 | $16,539,644.30 |
DisclosureSEC source: 0001140361-18-044264 · form4.xml · nonDerivative · entry 1 PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner Argentia Private Investments Inc. · CIK 0001579903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,363,661 F1 · ownership.nature: Shares are owned directly by Argentia Private Investments Inc., which is a wholly owned subsidiary of Public Sector Pension Investment Board ("PSPIB"). PSPIB is an indirect beneficial owner of the reported securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:57 UTC |
Kuick KennethChief Financial Officer
|
GrantStock Option (Right to Buy) · Derivative | 23,110 | $0.00 Strike: $9.17 | $0.00 |
DisclosureSEC source: 0001275158-18-000133 · wf-form4_154214626043090.xml · derivative · entry 2 KUICK KENNETH J. · CIK 0001714887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,110 Underlying: Class A Common Stock · 23,110 shares Expires 2028-11-12 F2 · derivative.exercise_date: These options vest 25% per year beginning one year after the transaction date. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 21:57 UTC |
Kuick KennethChief Financial Officer
|
GrantClass A Common Stock | 19,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000133 · wf-form4_154214626043090.xml · nonDerivative · entry 1 KUICK KENNETH J. · CIK 0001714887 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,629 F1 · shares: Award of Restricted Stock Units ("RSU's") received on November 12th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSU's vest in four equal installments beginning on November 12th, 2019. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:42 UTC |
Lockhart Kathryn RaeVice President & Controller
|
SaleClass A Common Stock | 950 | $13.00 | $12,350.00 |
DisclosureSEC source: 0001275158-18-000115 · wf-form4_153990251107722.xml · nonDerivative · entry 1 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,035 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:41 UTC |
Heidman MelissaEVP & General Counsel
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 5,924 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001275158-18-000114 · wf-form4_153990247234158.xml · derivative · entry 3 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 5,924 shares Expires 2021-09-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:41 UTC |
Heidman MelissaEVP & General Counsel
|
SaleClass A Common Stock | 5,924 | $13.00 | $77,012.00 |
DisclosureSEC source: 0001275158-18-000114 · wf-form4_153990247234158.xml · nonDerivative · entry 2 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,095 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended Read SEC document |
| October 16, 2018 Filed Oct 18, 2018 22:41 UTC |
Heidman MelissaEVP & General Counsel
|
Exercise / conversionClass A Common Stock | 5,924 | $8.67 | $51,361.08 |
DisclosureSEC source: 0001275158-18-000114 · wf-form4_153990247234158.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,019 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 21, 2018 Filed Sep 24, 2018 21:06 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 725 | $12.50 | $9,062.50 |
DisclosureSEC source: 0001275158-18-000105 · wf-form4_153782316300564.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,440 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on September 21, 2017. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| August 29, 2018 Filed Aug 31, 2018 20:23 UTC |
Heidman MelissaEVP & General Counsel
|
SaleClass A Common Stock | 4,315 | $12.00 | $51,780.00 |
DisclosureSEC source: 0001275158-18-000103 · wf-form4_153574697408570.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,740 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended Read SEC document |
| August 29, 2018 Filed Oct 15, 2018 23:04 UTC Amendment |
Heidman MelissaEVP & General Counsel
|
SaleClass A Common Stock | 3,763 | $12.00 | $45,156.00 |
DisclosureSEC source: 0001275158-18-000111 · wf-form4a_153964464143457.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,740 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18 pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended F2 · shares: Due to a clerical error by a third party stock administrator, the Reporting Person's Form 4 dated August 31st, 2018 incorrectly reported a disposition of 4,315 shares, rather than 3,763 shares as should have been initially reported. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 21:39 UTC |
Hartnett Robert M.Director
|
SaleClass A Common Stock | 9,652 | $11.51 | $111,094.52 |
DisclosureSEC source: 0001275158-18-000101 · wf-form4_153557872220927.xml · nonDerivative · entry 1 Hartnett Robert M. · CIK 0001680495 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,606 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.50 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 21:38 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $8.67 | $0.00 |
DisclosureSEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · derivative · entry 4 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,333 Underlying: Class A Common Stock · 40,000 shares Expires 2020-12-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 21:38 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
SaleClass A Common Stock | 3,096 | $11.52 | $35,665.92 |
DisclosureSEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · nonDerivative · entry 3 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,165 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.45 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 21:38 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
SaleClass A Common Stock | 40,000 | $11.52 | $460,800.00 |
DisclosureSEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · nonDerivative · entry 2 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,261 F1 · kind: These shares were sold in compliance with a trading plan adopted by the reporting person on 7/26/18, pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. F2 · price: The price reported is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.45 to $11.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this disclosure. Read SEC document |
| August 27, 2018 Filed Aug 29, 2018 21:38 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Exercise / conversionClass A Common Stock | 40,000 | $8.67 | $346,800.00 |
DisclosureSEC source: 0001275158-18-000100 · wf-form4_153557868359415.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,261 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 02, 2018 Filed Aug 2, 2018 20:13 UTC |
Catterton-Noodles, LLC10% owner
CP6 Management, L.L.C.10% owner
Dahnke Scott ArnoldDirector · 10% owner
Chu James Michael10% owner
|
SaleClass A Common Stock | 526,541 | $10.00 | $5,265,410.00 |
DisclosureSEC source: 0001275158-18-000095 · wf-form4_153324076924759.xml · nonDerivative · entry 1 Catterton-Noodles, LLC · CIK 0001580004 · 10% owner CP6 Management, L.L.C. · CIK 0001555549 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · Director · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,032,245 F1 · ownership.direct: The securities reported on this Form 4 are held of record by Catterton-Noodles, LLC ("Catterton Noodles"). CP6 Management, L.L.C. ("CP^") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6. F2 · ownership.direct: Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles, LLC: 10% Owner; CP 6 Management, L.L.C.: 10% Owner; Dahnke, Scott Arnold: 10% Owner and Director; Chu, James Michael: 10% Owner. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:46 UTC |
MURPHY PAUL J B IIIDirector
|
GrantStock Option (Right to Buy) · Derivative | 25,000 | $0.00 Strike: $10.50 | $0.00 |
DisclosureSEC source: 0001275158-18-000097 · wf-form4_153332914966305.xml · derivative · entry 2 MURPHY PAUL J B III · CIK 0001274078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Class A Common Stock · 25,000 shares Expires 2028-08-01 F2 · derivative.exercise_date: These options vest 25% per year beginning one year after the transaction date. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:46 UTC |
MURPHY PAUL J B IIIDirector
|
GrantRestricted Stock Units | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000097 · wf-form4_153332914966305.xml · nonDerivative · entry 1 MURPHY PAUL J B III · CIK 0001274078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,132 F1 · shares: These Restricted Stock Units vest on June 30, 2021. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:07 UTC |
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS EDirector · 10% owner
Scharfman Scott10% owner
|
SaleClass A Common Stock, $0.01 per share | 387,463 | $9.50 | $3,680,898.50 |
DisclosureSEC source: 0001209191-18-044930 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,662,424 F1 · shares: Represents shares that Mill Road Capital II, L.P. (the "Fund") agreed to sell, subject to specified closing conditions, pursuant to an underwriting agreement, dated as of July 26, 2018, by and among the issuer, the Fund, the other selling stockholders named therein, and Jefferies LLC, Citigroup Global Markets Inc. and RBC Capital Markets, LLC, as representatives of the underwriters, in connection with a public offering of the issuer's Class A common stock. F2 · ownership.direct: The shares reported are directly held by the Fund. Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:15 UTC |
Argentia Private Investments Inc.10% owner
|
SaleClass A Common Stock | 360,996 | $9.50 | $3,429,462.00 |
DisclosureSEC source: 0001140361-18-035132 · form4.xml · nonDerivative · entry 1 PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner Argentia Private Investments Inc. · CIK 0001579903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,222,048 F1 · ownership.nature: Shares are owned directly by Argentia Private Investments Inc., which is a wholly owned subsidiary of Public Sector Pension Investment Board ("PSPIB"). PSPIB is an indirect beneficial owner of the reported securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 21:46 UTC |
Mill Road Capital II, L.P.10% owner
Mill Road Capital II GP LLC10% owner
LYNCH THOMAS EDirector · 10% owner
Scharfman Scott10% owner
|
SaleClass A Common Stock, $0.01 par value | 1,823,353 | $9.50 | $17,321,853.50 |
DisclosureSEC source: 0001209191-18-044450 · doc4.xml · nonDerivative · entry 1 Mill Road Capital II, L.P. · CIK 0001550729 · 10% owner Mill Road Capital II GP LLC · CIK 0001550728 · 10% owner LYNCH THOMAS E · CIK 0001244666 · Director · 10% owner Scharfman Scott · CIK 0001435257 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,049,887 F1 · shares: Represents shares that Mill Road Capital II, L.P. (the "Fund") agreed to sell, subject to specified closing conditions, pursuant to an underwriting agreement, dated as of July 26, 2018, by and among the issuer, the Fund, the other selling stockholders named therein, and Jefferies LLC, Citigroup Global Markets Inc. and RBC Capital Markets, LLC, as representatives of the underwriters, in connection with a public offering of the issuer's Class A common stock. F2 · ownership.direct: The shares reported are directly held by the Fund. Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Each of Messrs. Lynch and Scharfman is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 23:01 UTC |
Argentia Private Investments Inc.10% owner
|
SaleClass A Common Stock | 1,698,805 | $9.50 | $16,138,647.50 |
DisclosureSEC source: 0001140361-18-034280 · form4.xml · nonDerivative · entry 1 PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner Argentia Private Investments Inc. · CIK 0001579903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 6,583,044 F1 · ownership.nature: Shares are owned directly by Argentia Private Investments Inc., which is a wholly owned subsidiary of Public Sector Pension Investment Board ("PSPIB"). PSPIB is an indirect beneficial owner of the reported securities. F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| July 26, 2018 Filed Jul 30, 2018 11:45 UTC |
Catterton-Noodles, LLC10% owner
CP6 Management, L.L.C.10% owner
Dahnke Scott ArnoldDirector · 10% owner
Chu James Michael10% owner
|
SaleClass A Common Stock | 2,477,842 | $10.00 | $24,778,420.00 |
DisclosureSEC source: 0001275158-18-000090 · wf-form4_153295113261185.xml · nonDerivative · entry 1 Catterton-Noodles, LLC · CIK 0001580004 · 10% owner CP6 Management, L.L.C. · CIK 0001555549 · 10% owner Dahnke Scott Arnold · CIK 0001545446 · Director · 10% owner Chu James Michael · CIK 0001544498 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,558,786 F1 · ownership.direct: The securities reported on this Form 4 are held of record by Catterton-Noodles, LLC ("Catterton Noodles"). CP6 Management, L.L.C. ("CP^") is the manager of Catterton Noodles. The management of CP6 is controlled by a management board. J. Michael Chu and Scott A. Dahnke are the members of the management board of CP6. F2 · ownership.direct: Relationship of Reporting Person(s) to the Issuer: Catterton-Noodles, LLC: 10% Owner and CP 6 Management, L.L.C.: 10% Owner and Dahnke, Scott Arnold: 10% Owner, Director and Chu, James Michael: 10% Owner Read SEC document |
| July 10, 2018 Filed Jul 12, 2018 17:47 UTC |
MURPHY PAUL J B IIIDirector
|
Tax withholdingClass A Common Stock | 10,868 | $11.90 | $129,329.20 |
DisclosureSEC source: 0001275158-18-000080 · wf-form4_153143202143552.xml · nonDerivative · entry 1 MURPHY PAUL J B III · CIK 0001274078 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,132 F1 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on July 10, 2017. The shares surrendered were valued based on the closing price of the common stock of the Issuer on the date of surrender. F2 · balance_after: Includes previously reported shares of common stock underlying Restricted Stock Units granted to the Reporting Person, which are subject to certain vesting conditions. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 18:44 UTC |
WEST THOMAS BEVP - Operations
|
Tax withholdingClass A Common Stock | 2,168 | $12.30 | $26,666.40 |
DisclosureSEC source: 0001275158-18-000076 · wf-form4_153065784131807.xml · nonDerivative · entry 2 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,916 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 22:44 UTC |
Heidman MelissaEVP & General Counsel
|
Tax withholdingClass A Common Stock | 1,238 | $12.30 | $15,227.40 |
DisclosureSEC source: 0001275158-18-000077 · wf-form4_153065787036722.xml · nonDerivative · entry 2 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,579 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 22:45 UTC |
Lockhart Kathryn RaeVice President & Controller
|
Tax withholdingClass A Common Stock | 1,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000078 · wf-form4_153065789752559.xml · nonDerivative · entry 2 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,877 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16th, 2018. The shares surrendered were valued based on the most recent closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 22:43 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
Tax withholdingClass A Common Stock | 2,899 | $12.30 | $35,657.70 |
DisclosureSEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · nonDerivative · entry 2 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,261 F2 · shares: Represents shares surrendered to the Issuer by the Reporting Person to pay required tax withholdings due upon vesting of Restricted Stock Units granted to the Reporting Person on January 16, 2018. The shares surrendered were valued based on most recent the closing price of the common stock of the Issuer on the date of surrender. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:44 UTC |
WEST THOMAS BEVP - Operations
|
GrantRestricted Stock Units · Derivative | 5,012 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000076 · wf-form4_153065784131807.xml · derivative · entry 4 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,012 Underlying: Class A Common Stock · 5,012 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). F4 · derivative.exercise_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). F4 · derivative.expiration_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:44 UTC |
WEST THOMAS BEVP - Operations
|
GrantStock Option (Right to Buy) · Derivative | 9,612 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001275158-18-000076 · wf-form4_153065784131807.xml · derivative · entry 3 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,612 Underlying: Class A Common Stock · 9,612 shares Expires 2028-06-29 F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 18:44 UTC |
WEST THOMAS BEVP - Operations
|
GrantClass A Common Stock | 5,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000076 · wf-form4_153065784131807.xml · nonDerivative · entry 1 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,420 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:44 UTC |
Heidman MelissaEVP & General Counsel
|
GrantStock Option (Right to Buy) · Derivative | 11,535 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001275158-18-000077 · wf-form4_153065787036722.xml · derivative · entry 3 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,535 Underlying: Class A Common Stock · 11,535 shares Expires 2028-06-29 F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:44 UTC |
Heidman MelissaEVP & General Counsel
|
GrantClass A Common Stock | 9,756 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000077 · wf-form4_153065787036722.xml · nonDerivative · entry 1 Heidman Melissa · CIK 0001743074 · EVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,293 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:45 UTC |
Lockhart Kathryn RaeVice President & Controller
|
GrantStock Option (Right to Buy) · Derivative | 2,595 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001275158-18-000078 · wf-form4_153065789752559.xml · derivative · entry 3 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,190 Underlying: Class A Common Stock · 2,595 shares Expires 2028-06-29 F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:45 UTC |
Lockhart Kathryn RaeVice President & Controller
|
GrantClass A Common Stock | 5,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000078 · wf-form4_153065789752559.xml · nonDerivative · entry 1 Lockhart Kathryn Rae · CIK 0001579599 · Vice President & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,039 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:43 UTC |
Hermann CharlesChief Brand Officer
|
GrantRestricted Stock Units · Derivative | 7,518 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000075 · wf-form4_153065781223578.xml · derivative · entry 3 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,518 Underlying: Class A Common Stock · 7,518 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). F3 · derivative.exercise_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). F3 · derivative.expiration_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:43 UTC |
Hermann CharlesChief Brand Officer
|
GrantStock Option (Right to Buy) · Derivative | 14,419 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001275158-18-000075 · wf-form4_153065781223578.xml · derivative · entry 2 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,419 Underlying: Class A Common Stock · 14,419 shares Expires 2028-06-29 F2 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:43 UTC |
Hermann CharlesChief Brand Officer
|
GrantClass A Common Stock | 8,130 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000075 · wf-form4_153065781223578.xml · nonDerivative · entry 1 Hermann Charles · CIK 0001732983 · Chief Brand Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,130 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:43 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 13,157 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · derivative · entry 4 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,157 Underlying: Class A Common Stock · 13,157 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). F4 · derivative.exercise_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). F4 · derivative.expiration_date: Each RSU represents a right to receive one share of Noodles & Company's Class A common stock. These restricted stock units are subject to performance-based vesting conditions linked to Noodles & Company's Same Store Sales and Adjusted EBITDA targets through December 31, 2020 (the "Performance Period"). Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:43 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantStock Option (Right to Buy) · Derivative | 25,233 | $0.00 Strike: $12.30 | $0.00 |
DisclosureSEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · derivative · entry 3 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,233 Underlying: Class A Common Stock · 25,233 shares Expires 2028-06-29 F3 · derivative.exercise_date: These options vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 22:43 UTC |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantClass A Common Stock | 14,227 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-18-000074 · wf-form4_153065778145223.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,160 F1 · shares: Award of Restricted Stock Units ("RSUs") received on June 29th, 2018. Each RSU represents a right to receive one share of Noodles & Company Class A common stock. The RSUs vest in four equal annual installments beginning on June 29th, 2019. Read SEC document |
| June 29, 2018 Filed Mar 16, 2020 16:28 UTC Amendment |
WEST THOMAS BEVP - Operations
|
GrantClass A Common Stock | 5,420 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000026 · wf-form4a_158439051167322.xml · nonDerivative · entry 1 WEST THOMAS B · CIK 0001716280 · EVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,050 F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 408 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person. Read SEC document |
| June 29, 2018 Filed Mar 16, 2020 20:28 UTC Amendment |
Boennighausen David JamesDirector · Chief Executive Officer
|
GrantClass A Common Stock | 14,228 | $0.00 | $0.00 |
DisclosureSEC source: 0001275158-20-000025 · wf-form4a_158439048789703.xml · nonDerivative · entry 1 Boennighausen David James · CIK 0001579519 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,432 F1 · shares: Due to administrative error, the reporting person's restricted stock units were under-reported by 1,071 units. This Form 4 reflects the corrected total beneficial ownership for this reporting person. Read SEC document |
| May 24, 2018 Filed May 29, 2018 20:15 UTC |
Argentia Private Investments Inc.10% owner
|
ConversionClass B Common Stock · Derivative | 1,522,098 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-18-025989 · form4.xml · derivative · entry 2 PUBLIC SECTOR PENSION INVESTMENT BOARD · CIK 0001396318 · 10% owner Argentia Private Investments Inc. · CIK 0001579903 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 0 Underlying: Class A Common Stock · 1,522,098 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: The Class B Common Stock has no expiration date and is convertible at any time at the election of the holder on a share-for-share basis into Class A Common Stock. F1 · price: Not applicable. F4 · derivative.exercise_date: The Class B Common Stock has no expiration date and is convertible at any time at the election of the holder on a share-for-share basis into Class A Common Stock. F4 · derivative.expiration_date: The Class B Common Stock has no expiration date and is convertible at any time at the election of the holder on a share-for-share basis into Class A Common Stock. F2 · ownership.nature: Shares are owned directly by Argentia Private Investments Inc., which is a wholly owned subsidiary of Public Sector Pension Investment Board ("PSPIB"). PSPIB is an indirect beneficial owner of the reported securities. F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.