NDAQ

SEC source: 0001209191-21-008175 · doc5.xml · nonDerivative · entry 1

ARNOLDI MELISSA · CIK 0001706528 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,268

F1 · shares: The shares were transferred from the Reporting Person to her former spouse in connection with a settlement agreement and the Reporting Person expressly disclaims beneficial ownership in these shares.

F2 · balance_after: Represents shares or units of restricted stock, of which 6,143 are vested as of the date hereof.

SEC source: 0001209191-20-026315 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,463

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.27 to $111.28, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 6,235 shares or units of restricted stock of which none are vested, and (ii) 7,228 shares underlying PSUs, of which 1,366 are vested.

SEC source: 0001209191-20-026191 · doc4.xml · nonDerivative · entry 2

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,270

F1 · balance_after: Represents (i) 1,951 shares or units of restricted stock, of which none are vested, (ii) 9,018 vested shares underlying PSUs and (iii) 301 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-026191 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,599

SEC source: 0001209191-20-026190 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,206

F1 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 16,997 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-026188 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,149

F1 · balance_after: Represents (i) 23,681 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested.

SEC source: 0001209191-20-025835 · doc4.xml · nonDerivative · entry 1

Wedenborn Lars · CIK 0001429096 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,795

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, all of which are vested.

SEC source: 0001209191-20-025831 · doc4.xml · nonDerivative · entry 1

Wallenberg Jacob · CIK 0001422970 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,933

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, all of which are vested.

SEC source: 0001209191-20-025819 · doc4.xml · nonDerivative · entry 1

Kazim Essa · CIK 0001428856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,094

F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan.

F2 · balance_after: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, all of which are vested.

SEC source: 0001209191-20-023178 · doc4.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,726

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 1,300 shares or units of restricted stock, of which none are vested, and (ii) 21,426 shares underlying PSUs, of which 16,982 are vested.

SEC source: 0001209191-20-023172 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,714

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 13,157 shares underlying PSUs, of which 5,149 are vested and (iii) 607 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-023166 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,404

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 10,149 shares underlying PSUs, of which 9,083 are vested and (iii) 305 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-023161 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,282

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 1,951 shares or units of restricted stock, of which none are vested, (ii) 11,347 vested shares underlying PSUs and (iii) 984 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-023157 · doc4.xml · nonDerivative · entry 1

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,658

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 15,189 shares or units of restricted stock, of which 11,071 are vested, and (ii) 16,469 vested shares underlying PSUs.

SEC source: 0001209191-20-023153 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,508

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 2,275 shares or units of restricted stock, of which none are vested, (ii) 12,604 shares underlying PSUs of which 4,463 are vested and (iii) 629 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-023147 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,706

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 15,866 shares or units of restricted stock, of which 11,965 shares are vested, (ii) 18,497 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-023139 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,446

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 11,680 shares underlying PSUs, all of which are vested, (ii) 2,384 shares or units of restricted stock, of which none are vested, and (iii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-023134 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,149

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 25,681 shares underlying PSUs, all of which are vested and (ii) 3,468 shares or units of restricted stock, of which none are vested.

SEC source: 0001209191-20-023126 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,380

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 101,091 shares or units of restricted stock, of which 81,584 are vested, (ii) 190,838 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.

SEC source: 0001209191-20-023122 · doc4.xml · nonDerivative · entry 1

Dillard Lauren B. · CIK 0001693945 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,519

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents 29,519 shares or units of restricted stock, of which none are vested.

SEC source: 0001209191-20-023119 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,366

F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2022, 33% on April 1, 2023 and 34% on April 1, 2024.

F2 · balance_after: Represents (i) 7,244 Shares or units of restricted stock of which 1,009 are vested, and (ii) 8,122 shares underlying PSUs, of which 2,260 are vested.

SEC source: 0001209191-20-017667 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,454

F1 · balance_after: Represents (i) 10,149 shares underlying PSUs, of which 9,083 are vested and (ii) 305 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-013565 · doc4.xml · nonDerivative · entry 2

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,426

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents 21,426 shares underlying PSUs, of which 16,982 are vested.

SEC source: 0001209191-20-013565 · doc4.xml · nonDerivative · entry 1

Zecca John · CIK 0001789709 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,085

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

F2 · kind: Also represents the settlement of PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2019 through December 31, 2019. The shares underlying the PSUs will vest as to one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

SEC source: 0001209191-20-013550 · doc4.xml · nonDerivative · entry 2

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,540

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 11,071 vested units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, and (ii) 16,469 vested shares underlying PSUs.

SEC source: 0001209191-20-013550 · doc4.xml · nonDerivative · entry 1

PTASZNIK MICHAEL · CIK 0001678850 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,329

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

SEC source: 0001209191-20-013563 · doc4.xml · nonDerivative · entry 2

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,764

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 13,157 shares underlying PSUs, of which 5,149 are vested and (ii) 607 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-013563 · doc4.xml · nonDerivative · entry 1

Smith Bryan Everard · CIK 0001799366 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,114

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

F2 · kind: Also represents the settlement of PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2019 through December 31, 2019. The shares underlying the PSUs will vest as to one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

SEC source: 0001209191-20-013560 · doc4.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,209

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 12,904 shares underlying PSUs, of which 11,838 are vested and (ii) 305 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-013560 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,480

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

SEC source: 0001209191-20-013559 · doc4.xml · nonDerivative · entry 2

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,331

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 11,347 shares underlying PSUs, all of which are vested and (ii) 984 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-013559 · doc4.xml · nonDerivative · entry 1

SIBBERN BJORN · CIK 0001687575 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,824

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

SEC source: 0001209191-20-013557 · doc4.xml · nonDerivative · entry 2

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,233

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F4 · balance_after: Represents (i) 12,604 shares underlying PSUs of which 4,463 are vested and (ii) 629 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-013557 · doc4.xml · nonDerivative · entry 1

DENNISON ANN M · CIK 0001671708 · Controller and Prin Acctg Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,593

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

F2 · kind: Also represents the settlement of PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2019 through December 31, 2019. The shares underlying the PSUs will vest as to one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

SEC source: 0001209191-20-013547 · doc4.xml · nonDerivative · entry 2

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,805

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 11,965 shares of vested restricted stock, (ii) 18,497 shares underlying PSUs, all of which are vested, and (iii) 1,343 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-013547 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,051

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

SEC source: 0001209191-20-013548 · doc4.xml · nonDerivative · entry 2

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,062

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 11,680 shares underlying PSUs, all of which are vested and (ii) 5,382 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-013548 · doc4.xml · nonDerivative · entry 1

Ottersgard Lars · CIK 0001622630 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,930

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

SEC source: 0001209191-20-013546 · doc4.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,681

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents 25,681 shares underlying PSUs, all of which are vested.

SEC source: 0001209191-20-013546 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,474

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

SEC source: 0001209191-20-013543 · doc4.xml · derivative · entry 3

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,817

Underlying: Common Stock · 89,606 shares

Expires 2027-01-03

F4 · derivative.exercise_date: Options exercisable.

F5 · balance_after: On January 3, 2017, Ms. Friedman received a grant of 268,817 performance-based options that vests in one-third annual installments based on Nasdaq's satisfaction of certain performance goals for each of the fiscal years ending December 31, 2018, 2018 and 2019. On February 25, 2020, Nasdaq's Management Compensation Committee and Board of Directors determined that the performance goal for 2019 was met, resulting in the settlement of the final one-third of the grant.

SEC source: 0001209191-20-013543 · doc4.xml · nonDerivative · entry 2

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,873

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.

F3 · balance_after: Represents (i) 81,584 shares of vested restricted stock, (ii) 190,838 vested shares underlying PSUs and (iii) 34,451 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq.

SEC source: 0001209191-20-013543 · doc4.xml · nonDerivative · entry 1

FRIEDMAN ADENA T · CIK 0001240169 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,174

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

SEC source: 0001209191-20-013539 · doc4.xml · nonDerivative · entry 2

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,199

F3 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described in Footnote (1) above.

F4 · balance_after: Represents (i) 5,077 Shares or units of restricted stock of which 1,009 are vested, and (ii) 8,122 shares underlying PSUs, of which 2,260 are vested.

SEC source: 0001209191-20-013539 · doc4.xml · nonDerivative · entry 1

Tal Cohen · CIK 0001781714 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,527

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2017 through December 31, 2019.

F2 · kind: Also represents the settlement of PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2019 through December 31, 2019. The shares underlying the PSUs will vest as to one-third on December 31, 2020, one-third on December 31, 2021 and one-third on December 31, 2022.

SEC source: 0001209191-22-013146 · doc4.xml · nonDerivative · entry 2

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,689

F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above

F3 · balance_after: Represents (i) 3,607 shares or units of restricted stock, of which none are vested, (ii) 17,355 shares underlying PSUs, all of which are vested and (iii) 727 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-22-013146 · doc4.xml · nonDerivative · entry 1

SKULE JEREMY · CIK 0001736565 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,700

F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021.

SEC source: 0001209191-20-006863 · doc4.xml · nonDerivative · entry 2

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,840

F2 · balance_after: Represents 18,840 shares underlying performance share units, all of which are vested.

SEC source: 0001209191-20-006865 · doc4.xml · nonDerivative · entry 1

Peterson Bradley J · CIK 0001568592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,532

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.50 to $117.57, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

F2 · balance_after: Represents (i) 11,965 shares of vested restricted stock, (ii) 5,224 shares underlying performance share units, all of which are vested, and (ii) 1,343 shares purchased under the Employee Stock Purchase Plan.

SEC source: 0001209191-20-006863 · doc4.xml · nonDerivative · entry 1

Griggs PC Nelson · CIK 0001622632 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,840

F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.85 to $117.88, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.