Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NASDAQ, INC.NDAQ · Entity 3019 | EVP, CPO | August 03, 2026 | August 05, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NASDAQ, INC.
Report date August 03, 2026 · Filed August 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 67,647 |
Reported balance
After 2026-08-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-08-03 · Sale · Disposed 1,556 · Balance 67,647 F1: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026. F2: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 40,202 shares of Common Stock underlying PSUs, 32,176 of which are vested, and (iii) 4,882 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026.
F2: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 40,202 shares of Common Stock underlying PSUs, 32,176 of which are vested, and (iii) 4,882 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2026 Filed Aug 5, 2026 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,556 | $95.07 | $147,928.92 |
DisclosureSEC source: 0001193125-26-335033 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 67,647 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026. F2 · balance_after: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 40,202 shares of Common Stock underlying PSUs, 32,176 of which are vested, and (iii) 4,882 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,000 | $80.00 | $240,000.00 |
DisclosureSEC source: 0001193125-26-294475 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,203 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026. F2 · balance_after: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 41,758 shares of Common Stock underlying PSUs, 33,732 of which are vested, and (iii) 4,882 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| June 11, 2026 Filed Jun 15, 2026 20:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,000 | $86.91 | $260,730.00 |
DisclosureSEC source: 0001193125-26-271080 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,944 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on March 12, 2026. F2 · balance_after: Represents (i) 22,563 shares or units of restricted stock, of which 1,465 are vested, (ii) 44,758 shares of Common Stock underlying PSUs, 36,732 of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 03, 2026 Filed Apr 7, 2026 20:14 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 813 | $86.65 | $70,446.45 |
DisclosureSEC source: 0001193125-26-145561 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,944 F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. F2 · balance_after: Represents (i) 24,955 shares or units of restricted stock, of which 3,857 are vested, (ii) 45,366 shares of Common Stock underlying PSUs, 37,340 of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:56 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,149 | $84.89 | $182,428.61 |
DisclosureSEC source: 0001193125-26-140420 · ownership.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,757 F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. F3 · balance_after: Represents (i) 25,768 shares or units of restricted stock, of which 3,200 are vested, (ii) 45,366 shares of Common Stock underlying PSUs, 37,340 of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:56 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-140420 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,906 F1 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2028, 33% on April 1, 2029, and the remainder on April 1, 2030. Read SEC document |
| March 02, 2026 Filed Mar 4, 2026 21:01 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 6,000 | $87.24 | $523,440.00 |
DisclosureSEC source: 0001193125-26-091449 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 70,860 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on August 29, 2025. F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.96 to $87.82, inclusive. The reporting person undertakes to provide to the Issuer, any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Represents (i) 20,871 shares or units of restricted stock, of which 1,465 are vested, (ii) 45,366 shares of Common Stock underlying PSUs, 37,340 of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:10 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-051391 · ownership.xml · nonDerivative · entry 3 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,860 F3 · kind: Represents PSUs that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a two-year performance period from January 1, 2024 through December 31, 2025. The shares underlying the PSUs will vest on January 4, 2027. F4 · balance_after: Represents (i) 20,871 shares or units of restricted stock, of which 1,465 are vested, (ii) 51,366 shares of Common Stock underlying PSUs, 43,340 of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:10 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 9,924 | $82.51 | $818,829.24 |
DisclosureSEC source: 0001193125-26-051391 · ownership.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 68,834 F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above. Read SEC document |
| February 11, 2026 Filed Feb 13, 2026 21:10 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 21,088 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-051391 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 78,758 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2023 through December 31, 2025. Read SEC document |
| December 01, 2025 Filed Dec 3, 2025 21:08 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 4,633 | $90.57 | $419,610.81 |
DisclosureSEC source: 0001193125-25-306668 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 57,670 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on August 29, 2025. F2 · balance_after: Represents (i) 20,871 shares or units of restricted stock, of which 1,465 are vested, (ii) 32,176 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,623 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 04, 2025 Filed Apr 7, 2025 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 657 | $71.81 | $47,179.17 |
DisclosureSEC source: 0000950170-25-051581 · ownership.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,980 F2 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024. F3 · balance_after: Represents (i) 22,874 shares or units of restricted stock, of which 3,468 are vested, (ii) 34,806 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 03, 2025 Filed Apr 7, 2025 20:05 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 813 | $78.30 | $63,657.90 |
DisclosureSEC source: 0000950170-25-051581 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 62,637 F1 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. Read SEC document |
| April 02, 2025 Filed Apr 3, 2025 20:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,132 | $75.67 | $85,658.44 |
DisclosureSEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 4 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,450 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024. F4 · balance_after: Represents (i) 24,344 shares or units of restricted stock, of which 3,465 are vested, (ii) 34,806 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Issuer's Employee Stock Purchase Plan. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,403 | $75.86 | $106,431.58 |
DisclosureSEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 3 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 64,582 F3 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of an equity award previously granted under the Issuer's Equity Incentive Plan. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 7,233 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 65,985 F2 · kind: Represents an award of Restricted Stock Units (RSUs) granted pursuant to the Issuer's Equity Incentive Plan. Each unit represents a contingent right to receive one share of the Issuer's Common Stock. The RSUs shall vest with respect to 33% of the RSUs on April 1, 2027, 33% on April 1, 2028, and the remainder on April 1, 2029. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,000 | $75.71 | $151,420.00 |
DisclosureSEC source: 0000950170-25-050503 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · EVP, CPO 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,752 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024. Read SEC document |
| March 03, 2025 Filed Mar 5, 2025 21:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,500 | $82.78 | $289,730.00 |
DisclosureSEC source: 0000950170-25-033513 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 60,752 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024. F2 · balance_after: Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 36,806 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:43 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 6,734 | $81.24 | $547,070.16 |
DisclosureSEC source: 0000950170-25-024918 · ownership.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,252 F2 · kind: Represents shares of Common Stock withheld for taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 40,306 shares of Common Stock underlying PSUs, all of which are vested, and (iii) 4,300 shares of Common Stock purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:43 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 15,410 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-024918 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 70,986 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares of Common Stock to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2022 through December 31, 2024. Read SEC document |
| February 03, 2025 Filed Feb 4, 2025 21:27 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,500 | $81.56 | $285,460.00 |
DisclosureSEC source: 0000950170-25-013514 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 55,576 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1(c) trading plan adopted on September 5, 2024. F2 · balance_after: Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 31,630 shares underlying PSUs, all of which are vested and (iii) 4,300 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:33 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,036 | $59.89 | $181,826.04 |
DisclosureSEC source: 0000950170-24-052979 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 58,636 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · balance_after: Represents (i) 19,646 shares or units of restricted stock, of which 3,465 are vested, (ii) 35,130 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 7,400 | $62.91 | $465,534.00 |
DisclosureSEC source: 0000950170-24-041253 · ownership.xml · nonDerivative · entry 3 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 61,672 F3 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan. F4 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.72 to $63.01, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (4) to this Form 4. F5 · balance_after: Represents (i) 20,516 shares or units of restricted stock, of which 4,335 are vested, (ii) 37,296 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,482 | $62.29 | $154,603.78 |
DisclosureSEC source: 0000950170-24-041253 · ownership.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 69,072 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:07 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 8,026 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-041253 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 71,554 F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028. Read SEC document |
| March 01, 2024 Filed Mar 4, 2024 21:00 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,064 | $56.29 | $116,182.56 |
DisclosureSEC source: 0000950170-24-024806 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 63,528 F1 · balance_after: Represents (i) 14,972 shares or units of restricted stock, of which 2,332 are vested, (ii) 44,696 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 12,126 | $55.54 | $673,478.04 |
DisclosureSEC source: 0000950170-24-018842 · ownership.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 65,592 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 14,972 shares or units of restricted stock, of which 2,332 are vested, (ii) 46,760 shares underlying PSUs, all of which are vested and (iii) 3,860 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 21:39 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 26,631 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-018842 · ownership.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 77,314 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,811 | $54.40 | $98,518.40 |
DisclosureSEC source: 0001209191-23-023303 · doc4.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,683 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 14,972 shares or units of restricted stock, of which 2,332 are vested, (ii) 32,255 shares underlying PSUs, all of which are vested and (iii) 3,456 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 03, 2023 Filed Apr 5, 2023 20:13 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,411 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023303 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 52,494 F1 · kind: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 3, 2025, 33% on April 3, 2026 and the remainder on April 3, 2027. Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 20:20 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 5,000 | $52.51 | $262,550.00 |
DisclosureSEC source: 0001209191-23-019288 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,083 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.510 to $52.511, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 12,372 shares or units of restricted stock, of which 870 are vested, (ii) 32,255 shares underlying PSUs, all of which are vested and (iii) 3,456 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 28, 2023 Filed Mar 2, 2023 21:02 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 3,000 | $56.17 | $168,510.00 |
DisclosureSEC source: 0001209191-23-014577 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,083 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.04 to $56.39, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Represents (i) 12,372 shares or units of restricted stock, of which 870 are vested, (ii) 37,255 shares underlying PSUs, all of which are vested and (iii) 3,456 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 21:57 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 6,000 | $57.06 | $342,360.00 |
DisclosureSEC source: 0001209191-23-013234 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,083 F1 · kind: The reported sale was effected pursuant to a Rule 10b5-1 trading plan. F2 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.94 to $57.24, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. F3 · balance_after: Represents (i) 12,372 shares or units of restricted stock, of which 870 are vested, (ii) 40,255 shares underlying PSUs, all of which are vested and (iii) 3,456 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:22 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 25,418 | $57.10 | $1,451,367.80 |
DisclosureSEC source: 0001209191-23-012706 · doc4.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,083 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 12,372 shares or units of restricted stock, of which 870 are vested, (ii) 46,255 shares underlying PSUs, all of which are vested and (iii) 3,456 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 22, 2023 Filed Feb 24, 2023 21:22 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 46,818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-012706 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,501 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2020 through December 31, 2022. Read SEC document |
| December 31, 2022 Filed Jan 4, 2023 22:06 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,292 | $61.76 | $141,553.92 |
DisclosureSEC source: 0001209191-23-001087 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,683 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 12,372 shares or units of restricted stock, of which 870 are vested, (ii) 24,855 shares underlying PSUs, all of which are vested and (iii) 3,456 shares purchased under the Employee Stock Purchase Plan. Total shares reported reflect the Company's three-for-one stock split, which was effected through a stock dividend on August 26, 2022. Read SEC document |
| July 25, 2022 Filed Jul 27, 2022 20:03 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,079 | $171.76 | $185,329.04 |
DisclosureSEC source: 0001209191-22-043258 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,201 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $171.74 to $171.80, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 4,124 shares or units of restricted stock, of which 290 are vested, (ii) 9,049 shares underlying PSUs, of which 7,668 are vested and (iii) 1,028 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:22 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 360 | $181.92 | $65,491.20 |
DisclosureSEC source: 0001209191-22-023005 · doc4.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,280 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with vestings of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 4,124 shares or units of restricted stock, of which 290 are vested, (ii) 10,128 shares underlying PSUs, of which 8,747 are vested and (iii) 1,028 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2022 Filed Apr 5, 2022 20:22 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 1,209 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-023005 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,640 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2024, one-third on April 1, 2025 and one-third on April 1, 2026. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:11 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,888 | $168.19 | $485,732.72 |
DisclosureSEC source: 0001209191-22-013140 · doc4.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,431 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. F3 · balance_after: Represents (i) 3,275 shares or units of restricted stock, of which none are vested, (ii) 10,128 shares underlying PSUs, of which 8,747 are vested and (iii) 1,028 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 21:11 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 6,786 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-013140 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,319 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2019 through December 31, 2021. Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 21:21 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,597 | $210.01 | $335,385.97 |
DisclosureSEC source: 0001209191-22-000743 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,533 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 3,275 shares or units of restricted stock, of which none are vested, (ii) 6,230 shares underlying PSUs, of which 4,849 are vested and (iii) 1,028 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 23, 2021 Filed Apr 27, 2021 20:18 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 2,149 | $162.74 | $349,728.26 |
DisclosureSEC source: 0001209191-21-028564 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,941 F1 · balance_after: Represents (i) 3,275 shares or units of restricted stock, of which none are vested, (ii) 7,827 shares underlying PSUs, of which 3,665 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 21:17 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 1,325 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-025259 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,090 F1 · shares: Represents shares or units of restricted stock granted pursuant to Nasdaq's Equity Incentive Plan, which vest one-third on April 1, 2023, one-third on April 1, 2024 and one-third on April 1, 2025. F2 · balance_after: Represents (i) 3,275 shares or units of restricted stock, of which none are vested, (ii) 9,976 shares underlying PSUs, of which 5,814 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:58 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 1,821 | $140.34 | $255,559.14 |
DisclosureSEC source: 0001209191-21-014384 · doc4.xml · nonDerivative · entry 2 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,765 F2 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F3 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 9,976 shares underlying PSUs, of which 5,814 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 21:58 UTC | NASDAQ, INC. NDAQ · Entity 3019 | GrantCommon Stock, par value $0.01 per share | 4,696 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-014384 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,586 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2018 through December 31, 2020. Read SEC document |
| February 04, 2021 Filed Feb 8, 2021 22:04 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $143.48 | $143,480.00 |
DisclosureSEC source: 0001209191-21-008526 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,890 F1 · price: The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.44 to $143.50, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4. F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 7,101 shares underlying PSUs, of which 2,939 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| December 31, 2020 Filed Jan 5, 2021 22:02 UTC | NASDAQ, INC. NDAQ · Entity 3019 | Tax withholdingCommon Stock, par value $0.01 per share | 2,056 | $132.74 | $272,913.44 |
DisclosureSEC source: 0001209191-21-001244 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,890 F1 · kind: Represents the surrender of shares to pay withholding taxes in connection with a vesting of equity previously granted under Nasdaq's Equity Incentive Plan. F2 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 8,101 shares underlying PSUs, of which 3,939 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 22:01 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $130.00 | $130,000.00 |
DisclosureSEC source: 0001209191-20-061521 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,946 F1 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 10,157 shares underlying PSUs, of which 2,149 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
| August 11, 2020 Filed Aug 13, 2020 21:33 UTC | NASDAQ, INC. NDAQ · Entity 3019 | SaleCommon Stock, par value $0.01 per share | 1,000 | $132.00 | $132,000.00 |
DisclosureSEC source: 0001209191-20-046643 · doc4.xml · nonDerivative · entry 1 Smith Bryan Everard · CIK 0001799366 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,946 F1 · balance_after: Represents (i) 1,950 shares or units of restricted stock, of which none are vested, (ii) 11,157 shares underlying PSUs, of which 3,149 are vested and (iii) 839 shares purchased under the Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.