Last 12 months
Inside the activity.
0 purchase rows · 30 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 3 |
| Apr 2026 | 0 | 2 |
| May 2026 | 0 | 9 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 16 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 1,020 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · derivative · entry 5 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,901 Underlying: Common Stock · 1,020 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionRestricted Stock Units · Derivative | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · derivative · entry 4 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 950 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
GrantRestricted Stock Units · Derivative | 23,638 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · derivative · entry 3 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,638 Underlying: Common Stock · 23,638 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Tax withholdingCommon Stock | 2,535 | $22.21 | $56,302.35 |
DisclosureSEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · nonDerivative · entry 2 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,156 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:39 UTC |
Torgerson WilliamVP/GM, Broadband Group
|
Exercise / conversionCommon Stock | 2,535 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · nonDerivative · entry 1 Torgerson William · CIK 0001562306 · VP/GM, Broadband Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,691 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:37 UTC |
LITCHFIELD STEVEN GSee remarks
|
GrantRestricted Stock Units · Derivative | 27,014 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000094 · wf-form4_155856824848812.xml · derivative · entry 1 LITCHFIELD STEVEN G · CIK 0001286030 · See remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,014 Underlying: Common Stock · 27,014 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 8 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,266 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F8 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. F8 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 504 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 7 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,226 Underlying: Common Stock · 504 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 902 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 6 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,220 Underlying: Common Stock · 902 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionRestricted Stock Units · Derivative | 756 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 5 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 756 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
GrantRestricted Stock Units · Derivative | 21,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 4 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,949 Underlying: Common Stock · 21,949 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023. Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
Tax withholdingCommon Stock | 2,918 | $22.21 | $64,808.78 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 2 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,440 Read SEC document |
| May 20, 2019 Filed May 22, 2019 23:36 UTC |
LaChance Michael J.Vice President, Operations
|
Exercise / conversionCommon Stock | 2,918 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 1 LaChance Michael J. · CIK 0001534350 · Vice President, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · balance_after: Includes 1,311 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2019. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:38 UTC |
MOYER ALBERT JDirector
|
GrantRestricted Stock Units · Derivative | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000076 · wf-form4_155753149307705.xml · derivative · entry 1 MOYER ALBERT J · CIK 0001016366 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Underlying: Common Stock · 6,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:40 UTC |
Tewksbury Ted L IIIDirector
|
GrantRestricted Stock Units · Derivative | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000079 · wf-form4_155753159284709.xml · derivative · entry 1 Tewksbury Ted L III · CIK 0001375681 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Underlying: Common Stock · 6,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:39 UTC |
SCHROCK DONALD EDirector
|
GrantRestricted Stock Units · Derivative | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000078 · wf-form4_155753155943535.xml · derivative · entry 1 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Underlying: Common Stock · 6,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:39 UTC |
PARDUN THOMAS EDirector
|
GrantRestricted Stock Units · Derivative | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000077 · wf-form4_155753152663282.xml · derivative · entry 1 PARDUN THOMAS E · CIK 0001232833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Underlying: Common Stock · 6,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:37 UTC |
BEAVER CAROLYNDirector
|
GrantRestricted Stock Units · Derivative | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000075 · wf-form4_155753145967733.xml · derivative · entry 1 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Underlying: Common Stock · 6,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document |
| May 09, 2019 Filed May 10, 2019 23:37 UTC |
ARTUSI DANIEL ADirector
|
GrantRestricted Stock Units · Derivative | 6,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000074 · wf-form4_155753142663988.xml · derivative · entry 1 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,545 Underlying: Common Stock · 6,545 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 870,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 6 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,143,074 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 870,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 5 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 870,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,272,414 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 870,659 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 357,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,401,755 F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees. Read SEC document |
| May 07, 2019 Filed May 8, 2019 20:23 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
GiftCommon Stock | 357,573 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:54 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 226,039 | $0.00 Strike: $8.19 | $0.00 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · derivative · entry 10 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 226,039 shares Expires 2019-10-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, ten percent (10%) of the 226,039 shares subject to the option vested and became exercisable on October 27, 2010, twenty percent (20%) of the shares subject to the option vested and became exercisable October 27, 2011, thirty percent (30%) of the shares subject to the option vested and became exercisable on October 27, 2012, and forty percent (40%) of the shares subject to option vested and became exercisable October 27, 2013. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:54 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Tax withholdingCommon Stock | 147,139 | $26.62 | $3,916,840.18 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 4 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 357,573 Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:54 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 226,039 | $8.19 | $1,851,485.45 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 3 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,712 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:57 UTC |
BEAVER CAROLYNDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000063 · wf-form4_155683426125863.xml · derivative · entry 2 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,346 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:57 UTC |
BEAVER CAROLYNDirector
|
Exercise / conversionCommon Stock | 3,346 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000063 · wf-form4_155683426125863.xml · nonDerivative · entry 1 BEAVER CAROLYN · CIK 0001335581 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:56 UTC |
ARTUSI DANIEL ADirector
|
Exercise / conversionRestricted Stock Units · Derivative | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000062 · wf-form4_155683416786983.xml · derivative · entry 2 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,621 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019. F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 2, 2019 21:56 UTC |
ARTUSI DANIEL ADirector
|
Exercise / conversionCommon Stock | 3,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000062 · wf-form4_155683416786983.xml · nonDerivative · entry 1 ARTUSI DANIEL A · CIK 0001197847 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,621 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:54 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionStock Option (right to buy) · Derivative | 86,110 | $0.00 Strike: $4.69 | $0.00 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · derivative · entry 9 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,110 shares Expires 2019-07-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the 86,110 shares subject to the option vested and became exercisable on May 10, 2010, and, 2.08% of the shares subject to the option vested and became exercisable at the end of each monthly period thereafter. Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:54 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Tax withholdingCommon Stock | 50,263 | $26.91 | $1,352,577.33 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 2 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,673 Read SEC document |
| April 30, 2019 Filed May 2, 2019 21:54 UTC |
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
|
Exercise / conversionCommon Stock | 86,110 | $4.69 | $404,002.29 |
DisclosureSEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 1 SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,936 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2019 Filed Apr 11, 2019 17:34 UTC |
LING CURTISChief Technical Officer
|
GiftCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000050 · wf-form4_155501847965455.xml · nonDerivative · entry 1 LING CURTIS · CIK 0001478341 · Chief Technical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,421 Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 17:48 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $5.64 | $0.00 |
DisclosureSEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · derivative · entry 7 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2019-08-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one forty-eighth (1/48th) of the 50,000 shares subject to the option vested and became exercisable on each one month anniversary of the vesting commencement date, such that the option became fully vested and exercisable on August 9, 2016. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 17:48 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionStock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $4.81 | $0.00 |
DisclosureSEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · derivative · entry 6 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 80,000 shares Expires 2019-05-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 80,000 shares subject to the option vested and became exercisable on May 10, 2013, and an additional twenty five percent (25%) of the shares subject to the option vested and became exercisable on each successive anniversary thereafter, such that the option became fully vested and exercisable on May 10, 2016. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 17:48 UTC |
REDDY MADHUKARVP, Central Engineering
|
Tax withholdingCommon Stock | 72,506 | $26.85 | $1,946,786.10 |
DisclosureSEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · nonDerivative · entry 3 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 328,274 Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 17:48 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 50,000 | $5.64 | $282,000.00 |
DisclosureSEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · nonDerivative · entry 2 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 400,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 11, 2019 Filed Apr 12, 2019 17:48 UTC |
REDDY MADHUKARVP, Central Engineering
|
Exercise / conversionCommon Stock | 80,000 | $4.81 | $384,800.00 |
DisclosureSEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · nonDerivative · entry 1 REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:16 UTC |
SCHROCK DONALD EDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 34,575 | $0.00 Strike: $7.45 | $0.00 |
DisclosureSEC source: 0001288469-19-000044 · wf-form4_155147495949482.xml · derivative · entry 3 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,575 shares Expires 2019-10-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on October 27, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:16 UTC |
SCHROCK DONALD EDirector
|
SaleCommon Stock | 34,575 | $25.36 | $876,680.24 |
DisclosureSEC source: 0001288469-19-000044 · wf-form4_155147495949482.xml · nonDerivative · entry 2 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,703 F1 · price: Represents the weighted average share price of an aggregate total of 34,575 shares sold in the price range of $25.25 to $25.40 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 21:16 UTC |
SCHROCK DONALD EDirector
|
Exercise / conversionCommon Stock | 34,575 | $7.45 | $257,507.69 |
DisclosureSEC source: 0001288469-19-000044 · wf-form4_155147495949482.xml · nonDerivative · entry 1 SCHROCK DONALD E · CIK 0001191317 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,278 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:16 UTC |
Bollesen MichaelVice President of Sales
|
Tax withholdingCommon Stock | 837 | $23.63 | $19,778.31 |
DisclosureSEC source: 0001288469-19-000036 · wf-form4_155121575839403.xml · nonDerivative · entry 2 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211 Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 16:16 UTC |
Bollesen MichaelVice President of Sales
|
GrantCommon Stock | 2,048 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000036 · wf-form4_155121575839403.xml · nonDerivative · entry 1 Bollesen Michael · CIK 0001747650 · Vice President of Sales 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,048 F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:16 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 540 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 9 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,133 Underlying: Common Stock · 540 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F7 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. F7 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:16 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 125 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 8 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,869 Underlying: Common Stock · 125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:16 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 267 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 7 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 Underlying: Common Stock · 267 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document |
| February 22, 2019 Filed Feb 26, 2019 21:16 UTC |
Kwong Connie H.Corporate Controller & PAO
|
Exercise / conversionRestricted Stock Units · Derivative | 334 | $0.00 | $0.00 |
DisclosureSEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 6 Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 334 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock. F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.