Tapewire

Nasdaq · USD

MXL

MAXLINEAR, INC

Export transactions ↓
Tapewire entity
3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2019 Filed May 22, 2019 23:39 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 1,020 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · derivative · entry 5

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,901

Underlying: Common Stock · 1,020 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 47,204 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:39 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionRestricted Stock Units · Derivative 950 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · derivative · entry 4

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F3 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 44,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:39 UTC
Torgerson WilliamVP/GM, Broadband Group
GrantRestricted Stock Units · Derivative 23,638 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · derivative · entry 3

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,638

Underlying: Common Stock · 23,638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:39 UTC
Torgerson WilliamVP/GM, Broadband Group
Tax withholdingCommon Stock 2,535 $22.21 $56,302.35
Disclosure

SEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · nonDerivative · entry 2

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,156

Read SEC document
May 20, 2019 Filed May 22, 2019 23:39 UTC
Torgerson WilliamVP/GM, Broadband Group
Exercise / conversionCommon Stock 2,535 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000098 · wf-form4_155856836658571.xml · nonDerivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:37 UTC GrantRestricted Stock Units · Derivative 27,014 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000094 · wf-form4_155856824848812.xml · derivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,014

Underlying: Common Stock · 27,014 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-fourth (1/4th) of the RSUs subject to the award shall vest on May 20, 2020, and one-fourth (1/4th) of the RSUs subject to the award shall vest on each May 20 thereafter, such that the award shall be fully vested on May 20, 2023.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:36 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 756 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 8

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,266

Underlying: Common Stock · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F8 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

F8 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,021 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2022.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:36 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 504 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 7

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,226

Underlying: Common Stock · 504 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F7 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021.

F7 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 23,373 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive August 20, November 20, February 20 and May 20 thereafter, such that the award shall be fully vested on February 20, 2021.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:36 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 902 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 6

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,220

Underlying: Common Stock · 902 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 41,757 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award shall be fully vested on November 20, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:36 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionRestricted Stock Units · Derivative 756 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 5

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 35,000 RSUs subject to the award shall vest on August 20, 2015, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive November 20, February 20, May 20, and August 20 thereafter, such that the award shall be fully vested on May 20, 2019.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:36 UTC
LaChance Michael J.Vice President, Operations
GrantRestricted Stock Units · Derivative 21,949 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · derivative · entry 4

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,949

Underlying: Common Stock · 21,949 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, ten percent (10%) of the RSUs subject to the award shall vest on May 20, 2020; twenty percent (20%) of the RSUs subject to the award shall vest on May 20, 2021; thirty percent (30%) of the RSUs subject to the award shall vest on May 20, 2022; forty percent (40%) of the RSUs subject to the award shall vest on May 20, 2023, such that the award shall be fully vested on May 20, 2023.

Read SEC document
May 20, 2019 Filed May 22, 2019 23:36 UTC
LaChance Michael J.Vice President, Operations
Tax withholdingCommon Stock 2,918 $22.21 $64,808.78
Disclosure

SEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 2

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,440

Read SEC document
May 20, 2019 Filed May 22, 2019 23:36 UTC
LaChance Michael J.Vice President, Operations
Exercise / conversionCommon Stock 2,918 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000092 · wf-form4_155856819074738.xml · nonDerivative · entry 1

LaChance Michael J. · CIK 0001534350 · Vice President, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · balance_after: Includes 1,311 shares of Common Stock acquired under the Company's 2010 Employee Stock Purchase Plan on May 15, 2019.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:38 UTC GrantRestricted Stock Units · Derivative 6,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000076 · wf-form4_155753149307705.xml · derivative · entry 1

MOYER ALBERT J · CIK 0001016366 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Underlying: Common Stock · 6,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:40 UTC GrantRestricted Stock Units · Derivative 6,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000079 · wf-form4_155753159284709.xml · derivative · entry 1

Tewksbury Ted L III · CIK 0001375681 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Underlying: Common Stock · 6,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:39 UTC GrantRestricted Stock Units · Derivative 6,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000078 · wf-form4_155753155943535.xml · derivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Underlying: Common Stock · 6,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:39 UTC GrantRestricted Stock Units · Derivative 6,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000077 · wf-form4_155753152663282.xml · derivative · entry 1

PARDUN THOMAS E · CIK 0001232833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Underlying: Common Stock · 6,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:37 UTC GrantRestricted Stock Units · Derivative 6,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000075 · wf-form4_155753145967733.xml · derivative · entry 1

BEAVER CAROLYN · CIK 0001335581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Underlying: Common Stock · 6,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 09, 2019 Filed May 10, 2019 23:37 UTC GrantRestricted Stock Units · Derivative 6,545 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000074 · wf-form4_155753142663988.xml · derivative · entry 1

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,545

Underlying: Common Stock · 6,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2020 or the date immediately preceding the 2020 annual meeting of stockholders.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 870,660 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 6

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 4,143,074

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 870,660 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 870,659 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,272,414

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 870,659 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2017 Annuity Trust dated February 17, 2017, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 357,573 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,401,755

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
May 07, 2019 Filed May 8, 2019 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 357,573 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000065 · wf-form4_155734699739074.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 01, 2019 Filed May 2, 2019 21:54 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 226,039 $0.00 Strike: $8.19 $0.00
Disclosure

SEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · derivative · entry 10

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 226,039 shares

Expires 2019-10-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, ten percent (10%) of the 226,039 shares subject to the option vested and became exercisable on October 27, 2010, twenty percent (20%) of the shares subject to the option vested and became exercisable October 27, 2011, thirty percent (30%) of the shares subject to the option vested and became exercisable on October 27, 2012, and forty percent (40%) of the shares subject to option vested and became exercisable October 27, 2013.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:54 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 147,139 $26.62 $3,916,840.18
Disclosure

SEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,573

Read SEC document
May 01, 2019 Filed May 2, 2019 21:54 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 226,039 $8.19 $1,851,485.45
Disclosure

SEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:57 UTC Exercise / conversionRestricted Stock Units · Derivative 3,346 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000063 · wf-form4_155683426125863.xml · derivative · entry 2

BEAVER CAROLYN · CIK 0001335581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,346 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:57 UTC Exercise / conversionCommon Stock 3,346 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000063 · wf-form4_155683426125863.xml · nonDerivative · entry 1

BEAVER CAROLYN · CIK 0001335581 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,346

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:56 UTC Exercise / conversionRestricted Stock Units · Derivative 3,621 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000062 · wf-form4_155683416786983.xml · derivative · entry 2

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,621 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019.

F2 · derivative.expiration_date: Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award vested on May 1, 2019.

Read SEC document
May 01, 2019 Filed May 2, 2019 21:56 UTC Exercise / conversionCommon Stock 3,621 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000062 · wf-form4_155683416786983.xml · nonDerivative · entry 1

ARTUSI DANIEL A · CIK 0001197847 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,621

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:54 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionStock Option (right to buy) · Derivative 86,110 $0.00 Strike: $4.69 $0.00
Disclosure

SEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · derivative · entry 9

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 86,110 shares

Expires 2019-07-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the 86,110 shares subject to the option vested and became exercisable on May 10, 2010, and, 2.08% of the shares subject to the option vested and became exercisable at the end of each monthly period thereafter.

Read SEC document
April 30, 2019 Filed May 2, 2019 21:54 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Tax withholdingCommon Stock 50,263 $26.91 $1,352,577.33
Disclosure

SEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,673

Read SEC document
April 30, 2019 Filed May 2, 2019 21:54 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
Exercise / conversionCommon Stock 86,110 $4.69 $404,002.29
Disclosure

SEC source: 0001288469-19-000061 · wf-form4_155683404409220.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,936

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2019 Filed Apr 11, 2019 17:34 UTC
LING CURTISChief Technical Officer
GiftCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000050 · wf-form4_155501847965455.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,421

Read SEC document
April 11, 2019 Filed Apr 12, 2019 17:48 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.64 $0.00
Disclosure

SEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · derivative · entry 7

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2019-08-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one forty-eighth (1/48th) of the 50,000 shares subject to the option vested and became exercisable on each one month anniversary of the vesting commencement date, such that the option became fully vested and exercisable on August 9, 2016.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 17:48 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionStock Option (right to buy) · Derivative 80,000 $0.00 Strike: $4.81 $0.00
Disclosure

SEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · derivative · entry 6

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 80,000 shares

Expires 2019-05-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the 80,000 shares subject to the option vested and became exercisable on May 10, 2013, and an additional twenty five percent (25%) of the shares subject to the option vested and became exercisable on each successive anniversary thereafter, such that the option became fully vested and exercisable on May 10, 2016.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 17:48 UTC
REDDY MADHUKARVP, Central Engineering
Tax withholdingCommon Stock 72,506 $26.85 $1,946,786.10
Disclosure

SEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · nonDerivative · entry 3

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 328,274

Read SEC document
April 11, 2019 Filed Apr 12, 2019 17:48 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 50,000 $5.64 $282,000.00
Disclosure

SEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 17:48 UTC
REDDY MADHUKARVP, Central Engineering
Exercise / conversionCommon Stock 80,000 $4.81 $384,800.00
Disclosure

SEC source: 0001288469-19-000052 · wf-form4_155510567904902.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:16 UTC Exercise / conversionStock Option (right to buy) · Derivative 34,575 $0.00 Strike: $7.45 $0.00
Disclosure

SEC source: 0001288469-19-000044 · wf-form4_155147495949482.xml · derivative · entry 3

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 34,575 shares

Expires 2019-10-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five percent (25%) of the shares subject to the option vested and became exercisable on October 27, 2010, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:16 UTC SaleCommon Stock 34,575 $25.36 $876,680.24
Disclosure

SEC source: 0001288469-19-000044 · wf-form4_155147495949482.xml · nonDerivative · entry 2

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,703

F1 · price: Represents the weighted average share price of an aggregate total of 34,575 shares sold in the price range of $25.25 to $25.40 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
February 28, 2019 Filed Mar 1, 2019 21:16 UTC Exercise / conversionCommon Stock 34,575 $7.45 $257,507.69
Disclosure

SEC source: 0001288469-19-000044 · wf-form4_155147495949482.xml · nonDerivative · entry 1

SCHROCK DONALD E · CIK 0001191317 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,278

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:16 UTC
Bollesen MichaelVice President of Sales
Tax withholdingCommon Stock 837 $23.63 $19,778.31
Disclosure

SEC source: 0001288469-19-000036 · wf-form4_155121575839403.xml · nonDerivative · entry 2

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211

Read SEC document
February 22, 2019 Filed Feb 26, 2019 16:16 UTC
Bollesen MichaelVice President of Sales
GrantCommon Stock 2,048 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000036 · wf-form4_155121575839403.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,048

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2018 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 540 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 9

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,133

Underlying: Common Stock · 540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F7 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F7 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 16,163 RSUs subject to the award shall vest on August 20, 2018, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each November 20, February 20, May 20, and August 20 thereafter, such that the award will be fully vested on May 20, 2022. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 125 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 8

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,869

Underlying: Common Stock · 125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F6 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F6 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 3,739 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 267 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 7

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 267 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F5 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F5 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 8,000 RSUs subject to the award shall vest on May 20, 2017, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each August 20, November 20, February 20 and May 20 thereafter, such that the award will be fully vested on February 20, 2021. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document
February 22, 2019 Filed Feb 26, 2019 21:16 UTC
Kwong Connie H.Corporate Controller & PAO
Exercise / conversionRestricted Stock Units · Derivative 334 $0.00 $0.00
Disclosure

SEC source: 0001288469-19-000037 · wf-form4_155121578192289.xml · derivative · entry 6

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,875

Underlying: Common Stock · 334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F4 · derivative.exercise_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

F4 · derivative.expiration_date: Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-sixteenth (1/16th) of the 10,000 RSUs subject to the award shall vest on February 20, 2016, and an additional one-sixteenth (1/16th) of the RSUs subject to the award shall vest on each successive May 20, August 20, November 20, and February 20 thereafter, such that the award will be fully vested on November 20, 2019. Reporting Person deferred delivery of shares of Common Stock issuable upon the vesting of RSUs on February 20, 2019. On February 22, 2019, the deferred shares of Common Stock were delivered to the Reporting Person. Shares withheld by the Company to satisfy tax withholding obligations (and the net issuance) is be based on the closing price of the Company's Common Stock in trading on the New York Stock Exchange on February 22, 2019.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.