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Nasdaq · USD

MXL

MAXLINEAR, INC

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3882
SEC CIK
0001288469
Parsed reports
721

Last 12 months

Inside the activity.

0 purchase rows · 30 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202603
Apr 202602
May 202609
Jun 202600
Jul 202600
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2023 Filed Feb 8, 2023 02:45 UTC GrantCommon Stock 3,495 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 6

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,522

F4 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:45 UTC GrantCommon Stock 7,919 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 5

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,027

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

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February 03, 2023 Filed Feb 8, 2023 02:45 UTC GrantCommon Stock 11,878 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 4

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 346,108

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

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February 03, 2023 Filed Feb 8, 2023 02:45 UTC GrantCommon Stock 52,052 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 3

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 334,230

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:45 UTC GrantCommon Stock 78,085 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 2

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,178

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2020 performance-based restricted stock award granted on March 31, 2020. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:45 UTC GrantCommon Stock 10,149 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000049 · wf-form4_167582433100376.xml · nonDerivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,093

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023. The Reporting Person has deferred settlement of the shares pursuant to a Restricted Stock Unit Election Form entered into by the Reporting Person on December 31, 2021 until the earliest of (i) the date of termination of the executive officer's service to the Company; or (ii) a qualifying change in control.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
Tax withholdingCommon Stock 242 $40.67 $9,842.14
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 10

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,134

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
GrantCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 9

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,376

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
Tax withholdingCommon Stock 362 $40.67 $14,722.54
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 8

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,676

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
GrantCommon Stock 1,048 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 7

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,038

F3 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2022 performance-based restricted stock award granted on January 3, 2022. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
Tax withholdingCommon Stock 473 $40.67 $19,236.91
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 6

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,990

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
GrantCommon Stock 1,369 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 5

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,463

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
Tax withholdingCommon Stock 709 $40.67 $28,835.03
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 4

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,094

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
GrantCommon Stock 2,053 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 3

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,803

F2 · shares: Represents shares of Common Stock issued to the Reporting Person in connection with the achievement of financial performance conditions for the 2022 fiscal year that were approved as part of the 2021 performance-based restricted stock award granted on May 20, 2021. All shares were issued pursuant to the Company's 2010 Equity Incentive Plan.

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
Tax withholdingCommon Stock 3,045 $40.67 $123,840.15
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 2

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,750

Read SEC document
February 03, 2023 Filed Feb 8, 2023 02:44 UTC
Jones William KellyVP of Worldwide Operations
GrantCommon Stock 8,251 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000046 · wf-form4_167582427832311.xml · nonDerivative · entry 1

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,795

F1 · shares: Represents shares of Common Stock issued to the Reporting Person for the 2022 performance period under the Company's Executive Incentive Bonus Plan (the "Bonus Plan"). All shares were issued pursuant to the Company's 2010 Equity Incentive Plan. Grant amounts were determined based on the award amount earned under the Bonus Plan and the closing price of the Company's Common Stock in trading on The Nasdaq Global Select Market on February 3, 2023.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 20:09 UTC
Sayer Michelle MarieGeneral Counsel
GrantRestricted Stock Units · Derivative 4,592 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000030 · wf-form4_167547297189127.xml · derivative · entry 1

Sayer Michelle Marie · CIK 0001927839 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,592

Underlying: Common Stock · 4,592 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 20:07 UTC
Bollesen MichaelVice President of Sales
GrantRestricted Stock Units · Derivative 18,371 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000023 · wf-form4_167547283283455.xml · derivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,371

Underlying: Common Stock · 18,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 4, 2023 01:08 UTC
Kwong Connie H.Corporate Controller & PAO
GrantRestricted Stock Units · Derivative 5,358 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000025 · wf-form4_167547287271561.xml · derivative · entry 1

Kwong Connie H. · CIK 0001666994 · Corporate Controller & PAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,358

Underlying: Common Stock · 5,358 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 4, 2023 01:10 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GrantRestricted Stock Units · Derivative 61,236 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000031 · wf-form4_167547299171952.xml · derivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,236

Underlying: Common Stock · 61,236 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 20:08 UTC
LING CURTISChief Technical Officer
GrantRestricted Stock Units · Derivative 4,975 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000026 · wf-form4_167547289391846.xml · derivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,975

Underlying: Common Stock · 4,975 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 20:10 UTC
WALSH BRENDANVP, Product Line Marketing
GrantRestricted Stock Units · Derivative 9,951 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000033 · wf-form4_167547303241028.xml · derivative · entry 1

WALSH BRENDAN · CIK 0001478342 · VP, Product Line Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,951

Underlying: Common Stock · 9,951 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 3, 2023 20:09 UTC
REDDY MADHUKARVP, Central Engineering
GrantRestricted Stock Units · Derivative 26,025 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000029 · wf-form4_167547295234131.xml · derivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,025

Underlying: Common Stock · 26,025 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 4, 2023 01:10 UTC
Torgerson WilliamVP/GM, Broadband Group
GrantRestricted Stock Units · Derivative 27,556 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000032 · wf-form4_167547301289756.xml · derivative · entry 1

Torgerson William · CIK 0001562306 · VP/GM, Broadband Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,556

Underlying: Common Stock · 27,556 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 4, 2023 01:09 UTC
LOUGHEED JAMESSee Remarks
GrantRestricted Stock Units · Derivative 18,371 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000028 · wf-form4_167547293127703.xml · derivative · entry 1

LOUGHEED JAMES · CIK 0001642366 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,371

Underlying: Common Stock · 18,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 4, 2023 01:08 UTC GrantRestricted Stock Units · Derivative 18,371 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000027 · wf-form4_167547291110127.xml · derivative · entry 1

LITCHFIELD STEVEN G · CIK 0001286030 · See remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,371

Underlying: Common Stock · 18,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
January 03, 2023 Filed Feb 4, 2023 01:07 UTC
Jones William KellyVP of Worldwide Operations
GrantRestricted Stock Units · Derivative 18,371 $0.00 $0.00
Disclosure

SEC source: 0001288469-23-000024 · wf-form4_167547285197956.xml · derivative · entry 1

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,371

Underlying: Common Stock · 18,371 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F2 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

F2 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, twenty five percent (25%) of the RSUs subject to the award will vest on February 20, 2024, and twenty five percent (25%) of the RSUs subject to the award will vest annually on each February 20 thereafter, such that the award will be fully vested on February 20, 2027.

Read SEC document
December 28, 2022 Filed Dec 28, 2022 16:26 UTC
LING CURTISChief Technical Officer
GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000192 · wf-form4_167226277318365.xml · nonDerivative · entry 1

LING CURTIS · CIK 0001478341 · Chief Technical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 947,985

Read SEC document
December 14, 2022 Filed Dec 15, 2022 18:48 UTC
Bollesen MichaelVice President of Sales
SaleCommon Stock 5,757 $38.93 $224,103.89
Disclosure

SEC source: 0001288469-22-000190 · wf-form4_167114808254917.xml · nonDerivative · entry 1

Bollesen Michael · CIK 0001747650 · Vice President of Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,474

F1 · price: Represents the weighted average share price of an aggregate total of 5,757 shares sold in the price range of $38.86 to $39.05 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

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December 12, 2022 Filed Dec 14, 2022 22:36 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 285,552 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000188 · wf-form4_167105735138969.xml · nonDerivative · entry 6

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 285,552

F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2022 Annuity Trust B, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

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December 12, 2022 Filed Dec 14, 2022 22:36 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 285,552 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000188 · wf-form4_167105735138969.xml · nonDerivative · entry 5

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 117,340

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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December 12, 2022 Filed Dec 14, 2022 22:36 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 285,552 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000188 · wf-form4_167105735138969.xml · nonDerivative · entry 4

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 285,552

F2 · ownership.nature: Shares held by the Kishore V. Seendripu 2022 Annuity Trust B, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

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December 12, 2022 Filed Dec 14, 2022 22:36 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 285,552 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000188 · wf-form4_167105735138969.xml · nonDerivative · entry 3

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 402,892

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

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December 09, 2022 Filed Dec 12, 2022 17:56 UTC
REDDY MADHUKARVP, Central Engineering
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000186 · wf-form4_167088577431677.xml · nonDerivative · entry 4

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,969

F3 · ownership.nature: Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.

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December 09, 2022 Filed Dec 12, 2022 17:56 UTC
REDDY MADHUKARVP, Central Engineering
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000186 · wf-form4_167088577431677.xml · nonDerivative · entry 3

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,549

Read SEC document
December 09, 2022 Filed Dec 12, 2022 17:56 UTC
REDDY MADHUKARVP, Central Engineering
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000186 · wf-form4_167088577431677.xml · nonDerivative · entry 2

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 32,969

F2 · ownership.nature: Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.

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December 09, 2022 Filed Dec 12, 2022 17:56 UTC
REDDY MADHUKARVP, Central Engineering
GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000186 · wf-form4_167088577431677.xml · nonDerivative · entry 1

REDDY MADHUKAR · CIK 0001478343 · VP, Central Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,449

F1 · balance_after: Includes 363 shares of Common Stock acquired May 16, 2022 under the Company's 2010 Employee Stock Purchase Plan.

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November 29, 2022 Filed Dec 14, 2022 22:36 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 390,415 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000188 · wf-form4_167105735138969.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 688,444

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
November 29, 2022 Filed Dec 14, 2022 22:36 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 390,415 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000188 · wf-form4_167105735138969.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,800

Read SEC document
November 20, 2022 Filed Nov 22, 2022 22:28 UTC
Jones William KellyVP of Worldwide Operations
Exercise / conversionRestricted Stock Units · Derivative 7,195 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000184 · wf-form4_166915609904385.xml · derivative · entry 3

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 7,195 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

F3 · derivative.exercise_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023.

F3 · derivative.expiration_date: Subject to the Reporting Person continuing to be a Service Provider (as defined in the 2010 Equity Incentive Plan) through each applicable vesting date, one-third (1/3rd) of the 60,000 RSUs subject to the award will vest on November 20, 2021, one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2022, and one-third (1/3rd) of the RSUs subject to the award will vest on November 20, 2023.

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November 20, 2022 Filed Nov 22, 2022 22:28 UTC
Jones William KellyVP of Worldwide Operations
Tax withholdingCommon Stock 7,195 $35.60 $256,142.00
Disclosure

SEC source: 0001288469-22-000184 · wf-form4_166915609904385.xml · nonDerivative · entry 2

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,544

F2 · price: On November 20, 2022, the Reporting Person's RSUs vested. The RSUs were settled on November 21, 2022, the first business day following the vesting date. The closing price of the Issuer's Common Stock on November 18, 2022 was the settlement price used to calculate the shares withheld.

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November 20, 2022 Filed Nov 22, 2022 22:28 UTC
Jones William KellyVP of Worldwide Operations
Exercise / conversionCommon Stock 7,195 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000184 · wf-form4_166915609904385.xml · nonDerivative · entry 1

Jones William Kelly · CIK 0001829404 · VP of Worldwide Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,739

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.

Read SEC document
November 16, 2022 Filed Nov 18, 2022 21:52 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 182,893 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000182 · wf-form4_166880833943687.xml · nonDerivative · entry 2

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 182,893

F2 · ownership.nature: Shares held by The Seendripu Family Fund, a donor advised fund, for which the Reporting Person and the Reporting Person's spouse serve as advisors.

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November 16, 2022 Filed Nov 18, 2022 21:52 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 182,893 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000182 · wf-form4_166880833943687.xml · nonDerivative · entry 1

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 298,029

F1 · ownership.nature: Shares held by the Seendripu Family Trust dated 10/5/09, a trust for the benefit of the Reporting Person and the Reporting Person's spouse, for which the Reporting Person and the Reporting Person's spouse serve as trustees.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 80,366 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000167 · wf-form4_166154540370305.xml · nonDerivative · entry 12

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 565,161

F5 · ownership.nature: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 80,366 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000167 · wf-form4_166154540370305.xml · nonDerivative · entry 11

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnoe

Disclosed balance after: 0

F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 80,365 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000167 · wf-form4_166154540370305.xml · nonDerivative · entry 10

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 484,795

F5 · ownership.nature: Shares held by the Samira Seendripu Trust dtd 10/5/2009, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 80,365 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000167 · wf-form4_166154540370305.xml · nonDerivative · entry 9

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · ownership.nature: Shares held by the Kishore V. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 80,365 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000167 · wf-form4_166154540370305.xml · nonDerivative · entry 8

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 565,161

F4 · ownership.nature: Shares held by the Ishan Krishna Seendripu Trust dtd 10/5/09, a trust for the benefit of the Reporting Person's child, and for which the Reporting Person serves as co-trustee.

Read SEC document
August 24, 2022 Filed Aug 26, 2022 20:23 UTC
SEENDRIPU KISHOREDirector · Chairman, President and CEO · 10% owner
GiftCommon Stock 80,365 $0.00 $0.00
Disclosure

SEC source: 0001288469-22-000167 · wf-form4_166154540370305.xml · nonDerivative · entry 7

SEENDRIPU KISHORE · CIK 0001478340 · Director · Chairman, President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnoe

Disclosed balance after: 80,366

F3 · ownership.nature: Shares held by the Rekha S. Seendripu 2020 Annuity Trust A dated June 1, 2020, a grantor retained annuity trust, for which the Reporting Person serves as trustee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.