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MORGAN STANLEY

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2815
SEC CIK
0000895421
Parsed reports
1,217

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026016
Feb 202600
Mar 202600
Apr 2026012
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 22, 2003 Filed Dec 23, 2003 10:43 UTC SaleCommon Stock 1,042 $57.22 $59,623.24
Disclosure

SEC source: 0001204892-03-000083 · doc4.xml · nonDerivative · entry 1

SCOTT ROBERT G · CIK 0001182531 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,753,199

Read SEC document
December 22, 2003 Filed Jan 7, 2004 18:07 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
GiftCommon Stock 29,404 $0.00 $0.00
Disclosure

SEC source: 0001204892-04-000013 · doc4.xml · nonDerivative · entry 1

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,129,508

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:25 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
GrantEmployee Stock Option (Right to Buy) · Derivative 90,626 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000067 · doc4.xml · derivative · entry 3

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,626

Underlying: Common Stock · 90,626 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:25 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
GrantCommon Stock 40,278 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000067 · doc4.xml · nonDerivative · entry 1

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 539,563

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:25 UTC
CRAWFORD STEPHEN SChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 90,626 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000068 · doc4.xml · derivative · entry 3

CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,626

Underlying: Common Stock · 90,626 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:25 UTC
CRAWFORD STEPHEN SChief Financial Officer
GrantCommon Stock 40,278 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000068 · doc4.xml · nonDerivative · entry 1

CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,718

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:25 UTC
CRUZ ZOEBusiness Unit Head
GrantEmployee Stock Option (Right to Buy) · Derivative 185,311 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000069 · doc4.xml · derivative · entry 3

CRUZ ZOE · CIK 0001185268 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,311

Underlying: Common Stock · 185,311 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:25 UTC
CRUZ ZOEBusiness Unit Head
GrantCommon Stock 82,360 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000069 · doc4.xml · nonDerivative · entry 1

CRUZ ZOE · CIK 0001185268 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,694

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:26 UTC
HAVENS JOHN PBusiness Unit Head
GrantEmployee Stock Option (Right to Buy) · Derivative 131,205 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000070 · doc4.xml · derivative · entry 3

HAVENS JOHN P · CIK 0001183832 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,205

Underlying: Common Stock · 131,205 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:26 UTC
HAVENS JOHN PBusiness Unit Head
GrantCommon Stock 58,313 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000070 · doc4.xml · nonDerivative · entry 1

HAVENS JOHN P · CIK 0001183832 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 959,576

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 19:26 UTC
HOCHSCHILD ROGER CChief Strategic/Admin Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 29,866 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000071 · doc4.xml · derivative · entry 3

HOCHSCHILD ROGER C · CIK 0001183833 · Chief Strategic/Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,866

Underlying: Common Stock · 29,866 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 19:26 UTC
HOCHSCHILD ROGER CChief Strategic/Admin Officer
GrantCommon Stock 13,273 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000071 · doc4.xml · nonDerivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Chief Strategic/Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,661

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:26 UTC
KEMPF DONALD G JRChief Legal Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 50,047 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000072 · doc4.xml · derivative · entry 3

KEMPF DONALD G JR · CIK 0001185271 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,047

Underlying: Common Stock · 50,047 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:26 UTC
KEMPF DONALD G JRChief Legal Officer
GrantCommon Stock 24,046 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000072 · doc4.xml · nonDerivative · entry 1

KEMPF DONALD G JR · CIK 0001185271 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,533

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:27 UTC
MERIN MITCHELL MBusiness Unit Head
GrantEmployee Stock Option (Right to Buy) · Derivative 51,738 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000073 · doc4.xml · derivative · entry 4

MERIN MITCHELL M · CIK 0001186866 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,738

Underlying: Common Stock · 51,738 shares

Expires 2014-01-02

F3 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:27 UTC
MERIN MITCHELL MBusiness Unit Head
GrantCommon Stock 22,994 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000073 · doc4.xml · nonDerivative · entry 1

MERIN MITCHELL M · CIK 0001186866 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,350

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:27 UTC
FRANK ALEXANDER CTreasurer and Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 9,265 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000074 · doc4.xml · derivative · entry 3

FRANK ALEXANDER C · CIK 0001226177 · Treasurer and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,265

Underlying: Common Stock · 9,265 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:27 UTC
FRANK ALEXANDER CTreasurer and Controller
GrantCommon Stock 4,118 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000074 · doc4.xml · nonDerivative · entry 1

FRANK ALEXANDER C · CIK 0001226177 · Treasurer and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,417

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:27 UTC
MOSER DAVID SPrincipal Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 5,816 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000075 · doc4.xml · derivative · entry 3

MOSER DAVID S · CIK 0001226007 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,816

Underlying: Common Stock · 5,816 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:27 UTC
MOSER DAVID SPrincipal Accounting Officer
GrantCommon Stock 2,585 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000075 · doc4.xml · nonDerivative · entry 1

MOSER DAVID S · CIK 0001226007 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,891

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 19:28 UTC
NELMS DAVID WBusiness Unit Head
GrantEmployee Stock Option (Right to Buy) · Derivative 38,753 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000076 · doc4.xml · derivative · entry 3

NELMS DAVID W · CIK 0001183830 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,753

Underlying: Common Stock · 38,753 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 19:28 UTC
NELMS DAVID WBusiness Unit Head
GrantCommon Stock 17,223 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000076 · doc4.xml · nonDerivative · entry 1

NELMS DAVID W · CIK 0001183830 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,929

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:28 UTC
NEWHOUSE STEPHAN FBusiness Unit Co-Head
GrantEmployee Stock Option (Right to Buy) · Derivative 156,567 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000077 · doc4.xml · derivative · entry 3

NEWHOUSE STEPHAN F · CIK 0001185272 · Business Unit Co-Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,567

Underlying: Common Stock · 156,567 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:28 UTC
NEWHOUSE STEPHAN FBusiness Unit Co-Head
GrantCommon Stock 69,585 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000077 · doc4.xml · nonDerivative · entry 1

NEWHOUSE STEPHAN F · CIK 0001185272 · Business Unit Co-Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,052,946

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 19:28 UTC
PANDIT VIKRAM SBusiness Unit Co-Head
GrantEmployee Stock Option (Right to Buy) · Derivative 156,567 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000078 · doc4.xml · derivative · entry 3

PANDIT VIKRAM S · CIK 0001183417 · Business Unit Co-Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,567

Underlying: Common Stock · 156,567 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 19:28 UTC
PANDIT VIKRAM SBusiness Unit Co-Head
GrantCommon Stock 69,585 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000078 · doc4.xml · nonDerivative · entry 1

PANDIT VIKRAM S · CIK 0001183417 · Business Unit Co-Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,584,541

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:29 UTC
PERELLA JOSEPH RBusiness Unit Head
GrantEmployee Stock Option (Right to Buy) · Derivative 117,679 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000079 · doc4.xml · derivative · entry 3

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,679

Underlying: Common Stock · 117,679 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:29 UTC
PERELLA JOSEPH RBusiness Unit Head
GrantCommon Stock 52,302 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000079 · doc4.xml · nonDerivative · entry 1

PERELLA JOSEPH R · CIK 0001185273 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,462,173

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:29 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
GrantEmployee Stock Option (Right to Buy) · Derivative 165,360 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000080 · doc4.xml · derivative · entry 5

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,360

Underlying: Common Stock · 165,360 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:29 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
GrantCommon Stock 73,493 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000080 · doc4.xml · nonDerivative · entry 1

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,158,912

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:29 UTC
Schaefer John HBusiness Unit Head
GrantEmployee Stock Option (Right to Buy) · Derivative 65,264 $0.00 Strike: $55.45 $0.00
Disclosure

SEC source: 0001204892-03-000081 · doc4.xml · derivative · entry 3

SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,264

Underlying: Common Stock · 65,264 shares

Expires 2014-01-02

F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007.

Read SEC document
November 28, 2003 Filed Dec 2, 2003 14:29 UTC
Schaefer John HBusiness Unit Head
GrantCommon Stock 29,006 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000081 · doc4.xml · nonDerivative · entry 1

SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 253,846

F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 16:20 UTC
CRAWFORD STEPHEN SChief Financial Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 216,914 $0.00 Strike: $53.02 $0.00
Disclosure

SEC source: 0001204892-03-000047 · doc4.xml · derivative · entry 1

CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,914

Underlying: Common Stock · 216,914 shares

Expires 2014-01-02

F1 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs in five equal installments beginning on January 2, 2005. Shares received upon exercise of options generally may not be sold for five years from grant date and thereafter are subject to certain further restrictions based upon the age of the reporting person.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 16:21 UTC
FRANK ALEXANDER CTreasurer and Controller
GrantEmployee Stock Option (Right to Buy) · Derivative 65,074 $0.00 Strike: $53.02 $0.00
Disclosure

SEC source: 0001204892-03-000048 · doc4.xml · derivative · entry 1

FRANK ALEXANDER C · CIK 0001226177 · Treasurer and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,074

Underlying: Common Stock · 65,074 shares

Expires 2014-01-02

F1 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs in five equal installments beginning on January 2, 2005. Shares received upon exercise of options generally may not be sold for five years from grant date and thereafter are subject to certain further restrictions based upon the age of the reporting person.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 16:21 UTC
MOSER DAVID SPrincipal Accounting Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 65,074 $0.00 Strike: $53.02 $0.00
Disclosure

SEC source: 0001204892-03-000050 · doc4.xml · derivative · entry 1

MOSER DAVID S · CIK 0001226007 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,074

Underlying: Common Stock · 65,074 shares

Expires 2014-01-02

F1 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs in five equal installments beginning on January 2, 2005. Shares received upon exercise of options generally may not be sold for five years from grant date and thereafter are subject to certain further restrictions based upon the age of the reporting person.

Read SEC document
November 20, 2003 Filed Nov 24, 2003 21:21 UTC
HOCHSCHILD ROGER CChief Strategic/Admin Officer
GrantEmployee Stock Option (Right to Buy) · Derivative 130,148 $0.00 Strike: $53.02 $0.00
Disclosure

SEC source: 0001204892-03-000049 · doc4.xml · derivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Chief Strategic/Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,148

Underlying: Common Stock · 130,148 shares

Expires 2014-01-02

F1 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs in five equal installments beginning on January 2, 2005. Shares received upon exercise of options generally may not be sold for five years from grant date and thereafter are subject to certain further restrictions based upon the age of the reporting person.

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:20 UTC
ABDEL-MEGUID TAREK FBusiness Unit Head
SaleCommon Stock 15,000 $53.50 $802,500.00
Disclosure

SEC source: 0001204892-03-000033 · doc4.xml · nonDerivative · entry 1

ABDEL-MEGUID TAREK F · CIK 0001185266 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 499,285

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:29 UTC
HAVENS JOHN PBusiness Unit Head
GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001204892-03-000034 · doc4.xml · nonDerivative · entry 1

HAVENS JOHN P · CIK 0001183832 · Business Unit Head

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 901,263

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:30 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
Exercise / conversionRestoration Option (Right to Buy) · Derivative 200,000 $0.00 Strike: $29.56 $0.00
Disclosure

SEC source: 0001204892-03-000035 · doc4.xml · derivative · entry 6

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 907,796

Underlying: Common Stock · 200,000 shares

Expires 2005-01-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:30 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
Tax withholdingCommon Stock 139,056 $53.88 $7,492,337.28
Disclosure

SEC source: 0001204892-03-000035 · doc4.xml · nonDerivative · entry 2

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,085,403

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:30 UTC
PURCELL PHILIP JDirector · Chairman of the Board and CEO
Exercise / conversionCommon Stock 200,000 $29.56 $5,912,000.00
Disclosure

SEC source: 0001204892-03-000035 · doc4.xml · nonDerivative · entry 1

PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,224,459

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 4,000 $53.36 $213,440.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 29

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,781,741

F1 · balance_after: 1 of 2 Forms 4 filed to report open market sales on October 15, 2003.

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 4,000 $53.40 $213,600.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 28

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,785,741

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,000 $53.48 $267,400.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 27

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,789,741

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 28,000 $53.50 $1,498,000.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 26

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,794,741

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 1,500 $53.55 $80,325.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 25

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,822,741

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 5,000 $53.64 $268,200.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 24

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 1,000 $53.67 $53,670.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 23

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,829,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 1,000 $53.69 $53,690.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 22

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,830,241

Read SEC document
October 15, 2003 Filed Oct 16, 2003 16:31 UTC
SCOTT ROBERT GDirector · President and COO
SaleCommon Stock 1,000 $53.71 $53,710.00
Disclosure

SEC source: 0001204892-03-000036 · doc4.xml · nonDerivative · entry 21

SCOTT ROBERT G · CIK 0001182531 · Director · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,831,241

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.