Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMWD · Entity 2815 | Director · Chairman of the Board and CEO | January 04, 2005 | January 06, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date January 04, 2005 · Filed January 06, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,146,348 |
Ending reported balance
After 2005-01-04 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2004-12-23 · Gift · Disposed 357,400 · Balance 3,140,244 F1: The Reporting Person contributed shares of common stock ("Shares") as part of an estate planning transaction to a family limited liability company ("LLC") in exchange for the managing and non-voting interests in the LLC. Row 2 · 2004-12-23 · Gift · Disposed 27,422 · Balance 3,112,822 Row 3 · 2005-01-03 · Gift · Disposed 10,853 · Balance 3,101,969 Row 4 · 2005-01-04 · Tax withholding · Disposed 113,417 · Balance 2,988,552 Row 5 · 2005-01-04 · Exercise / conversion · Acquired 157,796 · Balance 3,146,348 |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 5,245 |
Reported balance
After 2004-12-30 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2004-12-30 · Gift · Disposed 451 · Balance 5,245 F2: The Reporting Person's non-emancipated child contributed Shares to the LLC in exchange for a proportionate amount of voting inter ests in the LLC. |
| Common StockSEC Table I · non-derivative | IndirectBy Child | 5,892 |
Reported balance
After 2005-01-03 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2005-01-03 · Gift · Acquired 647 · Balance 5,892 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Liability Co | 357,400 |
Reported balance
After 2004-12-23 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2004-12-23 · Gift · Acquired 357,400 · Balance 357,400 |
| Common StockSEC Table I · non-derivative | IndirectBy Family Limited Liability Co | 361,008 |
Reported balance
After 2004-12-30 transaction · row 10
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 10 · 2004-12-30 · Gift · Acquired 3,608 · Balance 361,008 F3: Members of the LLC include the Reporting Person, his spouse, his non-emancipated child and his economically emancipated children. 2,706 Shares were contributed to the LLC by the Reporting Person's economically emancipated children in exchange for a proportionate amount of voting interests in the LLC. As manager of the LLC, the Reporting Person may be deemed to beneficially own Shares that are contributed to the LLC by the Reporting Person and his immediate family members sharing the same household.The Reporting Person disclaims ownership of Shares held by the LLC except to the extent of his pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 44,911 |
Reported balance
After 2004-12-30 transaction · row 11
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 11 · 2004-12-30 · Gift · Disposed 451 · Balance 44,911 F4: The Reporting Person's spouse contributed Shares to the LLC in exchange for a proportionate amount of voting interests in the LLC .. |
| Restoration Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.56 · Expires 2005-01-19 | Direct | 0 |
Reported balance
After 2005-01-04 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2005-01-04 · Exercise / conversion · Disposed 157,796 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan/ESOP Trust | 15,304 |
Reported balance
Holding disclosure · report date 2005-01-04 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 15,304 |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person contributed shares of common stock ("Shares") as part of an estate planning transaction to a family limited liability company ("LLC") in exchange for the managing and non-voting interests in the LLC.
F2: The Reporting Person's non-emancipated child contributed Shares to the LLC in exchange for a proportionate amount of voting inter ests in the LLC.
F3: Members of the LLC include the Reporting Person, his spouse, his non-emancipated child and his economically emancipated children. 2,706 Shares were contributed to the LLC by the Reporting Person's economically emancipated children in exchange for a proportionate amount of voting interests in the LLC. As manager of the LLC, the Reporting Person may be deemed to beneficially own Shares that are contributed to the LLC by the Reporting Person and his immediate family members sharing the same household.The Reporting Person disclaims ownership of Shares held by the LLC except to the extent of his pecuniary interest therein.
F4: The Reporting Person's spouse contributed Shares to the LLC in exchange for a proportionate amount of voting interests in the LLC ..
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 04, 2005 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionRestoration Option (Right to Buy) · Derivative | 157,796 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · derivative · entry 12 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 157,796 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 157,796 | $29.56 | $4,664,449.76 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 5 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,146,348 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 04, 2005 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 113,417 | $55.44 | $6,287,838.48 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 4 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,988,552 Read SEC document |
| January 03, 2005 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 647 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 8 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 5,892 Read SEC document |
| January 03, 2005 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 10,853 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 3 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,101,969 Read SEC document |
| December 30, 2004 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 11 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 44,911 F4 · kind: The Reporting Person's spouse contributed Shares to the LLC in exchange for a proportionate amount of voting interests in the LLC .. Read SEC document |
| December 30, 2004 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 3,608 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 10 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Liability Co Disclosed balance after: 361,008 F3 · balance_after: Members of the LLC include the Reporting Person, his spouse, his non-emancipated child and his economically emancipated children. 2,706 Shares were contributed to the LLC by the Reporting Person's economically emancipated children in exchange for a proportionate amount of voting interests in the LLC. As manager of the LLC, the Reporting Person may be deemed to beneficially own Shares that are contributed to the LLC by the Reporting Person and his immediate family members sharing the same household.The Reporting Person disclaims ownership of Shares held by the LLC except to the extent of his pecuniary interest therein. F3 · ownership.nature: Members of the LLC include the Reporting Person, his spouse, his non-emancipated child and his economically emancipated children. 2,706 Shares were contributed to the LLC by the Reporting Person's economically emancipated children in exchange for a proportionate amount of voting interests in the LLC. As manager of the LLC, the Reporting Person may be deemed to beneficially own Shares that are contributed to the LLC by the Reporting Person and his immediate family members sharing the same household.The Reporting Person disclaims ownership of Shares held by the LLC except to the extent of his pecuniary interest therein. Read SEC document |
| December 30, 2004 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 451 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 7 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 5,245 F2 · kind: The Reporting Person's non-emancipated child contributed Shares to the LLC in exchange for a proportionate amount of voting inter ests in the LLC. Read SEC document |
| December 23, 2004 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 357,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 9 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Limited Liability Co Disclosed balance after: 357,400 Read SEC document |
| December 23, 2004 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 27,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 2 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,112,822 Read SEC document |
| December 23, 2004 Filed Jan 6, 2005 17:50 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 357,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-05-000006 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,140,244 F1 · kind: The Reporting Person contributed shares of common stock ("Shares") as part of an estate planning transaction to a family limited liability company ("LLC") in exchange for the managing and non-voting interests in the LLC. Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 18:14 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 251,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000134 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,497,644 F1 · security: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 27, 2004 Filed Sep 27, 2004 16:37 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 442 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000107 · doc4.xml · nonDerivative · entry 3 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,245,826 Read SEC document |
| September 24, 2004 Filed Sep 27, 2004 16:37 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionRestoration Option (Right to Buy) · Derivative | 150,000 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-04-000107 · doc4.xml · derivative · entry 7 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,796 Underlying: Common Stock · 150,000 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 24, 2004 Filed Sep 27, 2004 16:37 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 108,624 | $49.77 | $5,406,216.48 |
DisclosureSEC source: 0001204892-04-000107 · doc4.xml · nonDerivative · entry 2 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,246,268 Read SEC document |
| September 24, 2004 Filed Sep 27, 2004 16:37 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 150,000 | $29.56 | $4,434,000.00 |
DisclosureSEC source: 0001204892-04-000107 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,354,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 12:03 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 38,143 | $52.53 | $2,003,651.79 |
DisclosureSEC source: 0001204892-04-000104 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,204,892 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:58 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionRestoration Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-04-000082 · doc4.xml · derivative · entry 6 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,796 Underlying: Common Stock · 200,000 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:58 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 145,750 | $49.21 | $7,172,357.50 |
DisclosureSEC source: 0001204892-04-000082 · doc4.xml · nonDerivative · entry 2 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,243,015 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:58 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 200,000 | $29.56 | $5,912,000.00 |
DisclosureSEC source: 0001204892-04-000082 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,388,765 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 30, 2004 Filed Mar 30, 2004 17:22 UTC | MORGAN STANLEY MWD · Entity 2815 | SaleCommon Stock | 1,000 | $56.96 | $56,960.00 |
DisclosureSEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 6 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,188,747 Read SEC document |
| March 30, 2004 Filed Mar 30, 2004 17:22 UTC | MORGAN STANLEY MWD · Entity 2815 | SaleCommon Stock | 59,000 | $56.95 | $3,360,050.00 |
DisclosureSEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 5 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,189,747 Read SEC document |
| March 30, 2004 Filed Mar 30, 2004 17:22 UTC | MORGAN STANLEY MWD · Entity 2815 | SaleCommon Stock | 4,391 | $56.98 | $250,199.18 |
DisclosureSEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 4 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,248,747 Read SEC document |
| March 30, 2004 Filed Mar 30, 2004 17:22 UTC | MORGAN STANLEY MWD · Entity 2815 | SaleCommon Stock | 1,000 | $56.97 | $56,970.00 |
DisclosureSEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 3 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,253,138 Read SEC document |
| March 29, 2004 Filed Mar 30, 2004 17:22 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionRestoration Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-04-000049 · doc4.xml · derivative · entry 10 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,796 Underlying: Common Stock · 200,000 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 29, 2004 Filed Mar 30, 2004 17:22 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 134,609 | $56.98 | $7,670,020.82 |
DisclosureSEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 2 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,254,138 Read SEC document |
| March 29, 2004 Filed Mar 30, 2004 17:22 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 200,000 | $29.56 | $5,912,000.00 |
DisclosureSEC source: 0001204892-04-000049 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,388,747 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2004 Filed Jan 7, 2004 18:07 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionRestoration Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-04-000013 · doc4.xml · derivative · entry 8 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,796 Underlying: Common Stock · 200,000 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2004 Filed Jan 7, 2004 18:07 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 133,866 | $57.67 | $7,720,052.22 |
DisclosureSEC source: 0001204892-04-000013 · doc4.xml · nonDerivative · entry 4 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,188,566 Read SEC document |
| January 06, 2004 Filed Jan 7, 2004 18:07 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 200,000 | $29.56 | $5,912,000.00 |
DisclosureSEC source: 0001204892-04-000013 · doc4.xml · nonDerivative · entry 3 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,322,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2004 Filed Jan 7, 2004 18:07 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 190 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000013 · doc4.xml · nonDerivative · entry 6 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Child Disclosed balance after: 5,696 Read SEC document |
| January 02, 2004 Filed Jan 7, 2004 18:07 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 7,076 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000013 · doc4.xml · nonDerivative · entry 2 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,122,432 Read SEC document |
| December 22, 2003 Filed Jan 7, 2004 18:07 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 29,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000013 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,129,508 Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:29 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 165,360 | $0.00 Strike: $55.45 | $0.00 |
DisclosureSEC source: 0001204892-03-000080 · doc4.xml · derivative · entry 5 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,360 Underlying: Common Stock · 165,360 shares Expires 2014-01-02 F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:29 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 73,493 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-03-000080 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,158,912 F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 16:30 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionRestoration Option (Right to Buy) · Derivative | 200,000 | $0.00 Strike: $29.56 | $0.00 |
DisclosureSEC source: 0001204892-03-000035 · doc4.xml · derivative · entry 6 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 907,796 Underlying: Common Stock · 200,000 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 16:30 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 139,056 | $53.88 | $7,492,337.28 |
DisclosureSEC source: 0001204892-03-000035 · doc4.xml · nonDerivative · entry 2 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,085,403 Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 16:30 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 200,000 | $29.56 | $5,912,000.00 |
DisclosureSEC source: 0001204892-03-000035 · doc4.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,224,459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2003 Filed Sep 9, 2003 17:32 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 41,269 | $48.55 | $2,003,609.95 |
DisclosureSEC source: 0001181431-03-022473 · rrd17988.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,024,459 Read SEC document |
| June 27, 2003 Filed Jun 30, 2003 13:05 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 1,967 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-03-011961 · rrd11163.xml · nonDerivative · entry 1 PURCELL PHILIP J · CIK 0001183831 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,065,711 F1 · balance_after: In addition, Reporting Person's indirect holdings include the following shares of Common Stock: 14,659 through Morgan Stanley's 401(k) plan/ESOP trust; 45,362 by spouse; and 5,506 by minor child. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.