Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMWD · Entity 2815 | President | January 03, 2005 | January 05, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date January 03, 2005 · Filed January 05, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,271,544 |
Ending reported balance
After 2005-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2005-01-03 · Exercise / conversion · Acquired 111,130 · Balance 1,329,363 Row 2 · 2005-01-03 · Tax withholding · Disposed 57,819 · Balance 1,271,544 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.02 · Expires 2005-01-31 | Direct | 0 |
Reported balance
After 2005-01-03 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2005-01-03 · Exercise / conversion · Disposed 111,130 · Balance 0 F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan/ESOP Trust | 10,563 |
Reported balance
Holding disclosure · report date 2005-01-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,563 |
| Common StockSEC Table I · non-derivative | IndirectBy family limited partnership | 19,231 |
Reported balance
Holding disclosure · report date 2005-01-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 19,231 |
Filing footnotes · ownership attribution and instrument terms
F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2005 Filed Jan 5, 2005 13:27 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 111,130 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001204892-05-000004 · doc4.xml · derivative · entry 5 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 111,130 shares Expires 2005-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 13:27 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 57,819 | $56.12 | $3,244,802.28 |
DisclosureSEC source: 0001204892-05-000004 · doc4.xml · nonDerivative · entry 2 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,271,544 Read SEC document |
| January 03, 2005 Filed Jan 5, 2005 13:27 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 111,130 | $9.02 | $1,002,392.60 |
DisclosureSEC source: 0001204892-05-000004 · doc4.xml · nonDerivative · entry 1 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,329,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 18:13 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 171,402 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000131 · doc4.xml · nonDerivative · entry 1 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,218,233 F1 · security: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 12:02 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 16,712 | $52.53 | $877,881.36 |
DisclosureSEC source: 0001204892-04-000101 · doc4.xml · nonDerivative · entry 1 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,831 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantRestoration Option (Right to Buy) · Derivative | 83,898 | $0.00 Strike: $49.09 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · derivative · entry 12 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,898 Underlying: Common Stock · 83,898 shares Expires 2009-01-02 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 98,886 | $0.00 Strike: $35.65 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · derivative · entry 11 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 98,886 shares Expires 2009-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantRestoration Option (Right to Buy) · Derivative | 44,726 | $0.00 Strike: $49.09 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · derivative · entry 10 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,726 Underlying: Common Stock · 44,726 shares Expires 2008-01-02 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 59,566 | $0.00 Strike: $26.92 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · derivative · entry 9 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 59,566 shares Expires 2008-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | OtherCommon Stock | 19,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · nonDerivative · entry 8 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By family limited partnership Disclosed balance after: 19,231 F2 · balance_after: Spouse's limited partnership interests transferred to a grantor trust established by spouse and reporting person in exchange for an installment note. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | OtherCommon Stock | 19,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · nonDerivative · entry 6 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 0 F1 · kind: Transfer of shares of common stock by reporting person's spouse to family limited partnership in exchange for limited partnership interests. The reporting person received the general partnership interest in the limited partnership. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 19,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · nonDerivative · entry 5 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Indirect · By spouse Disclosed balance after: 19,231 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 19,231 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · nonDerivative · entry 4 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,543 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 128,624 | $49.21 | $6,329,587.04 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · nonDerivative · entry 3 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,082,774 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 98,886 | $35.65 | $3,525,285.90 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · nonDerivative · entry 2 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,211,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 59,566 | $26.92 | $1,603,516.72 |
DisclosureSEC source: 0001204892-04-000083 · doc4.xml · nonDerivative · entry 1 NEWHOUSE STEPHAN F · CIK 0001185272 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,112,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:28 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 156,567 | $0.00 Strike: $55.45 | $0.00 |
DisclosureSEC source: 0001204892-03-000077 · doc4.xml · derivative · entry 3 NEWHOUSE STEPHAN F · CIK 0001185272 · Business Unit Co-Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,567 Underlying: Common Stock · 156,567 shares Expires 2014-01-02 F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:28 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 69,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-03-000077 · doc4.xml · nonDerivative · entry 1 NEWHOUSE STEPHAN F · CIK 0001185272 · Business Unit Co-Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,946 F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.