Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMWD · Entity 2815 | Business Unit Head | January 07, 2005 | January 10, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date January 07, 2005 · Filed January 10, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 312,100 |
Ending reported balance
After 2005-01-07 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2005-01-07 · Exercise / conversion · Acquired 95,184 · Balance 405,943 Row 2 · 2005-01-07 · Tax withholding · Disposed 93,843 · Balance 312,100 |
| Restoration Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $54.88 · Expires 2005-01-19 | Direct | 0 |
Reported balance
After 2005-01-07 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2005-01-07 · Exercise / conversion · Disposed 95,184 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan/ESOP Trust | 5,726 |
Reported balance
Holding disclosure · report date 2005-01-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 5,726 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
ANNALY CAPITAL MANAGEMENT INC
Report date May 14, 2025 · Filed May 15, 2025
Section 16 reporting ended · disclosed 2025-05-15. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 21,873 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 21,873 |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 63,262 |
Reported balance
Holding disclosure · report date 2025-05-14 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 63,262 F1: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all the DSUs reported above. F2: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 18,270 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. |
Filing footnotes · ownership attribution and instrument terms
F1: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all the DSUs reported above.
F2: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 18,270 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2024 Filed May 17, 2024 21:41 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 8,583 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-024174 · wk-form4_1715982100.xml · derivative · entry 2 Schaefer John H · CIK 0001188749 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 59,916 Underlying: Common Stock · 8,583 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan, as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 14,924 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:49 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 8,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-019092 · wf-form4_168452930710594.xml · derivative · entry 2 Schaefer John H · CIK 0001188749 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,238 Underlying: Common Stock · 8,167 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSU granted during the tenure of the respective director net of any conversions, including 11,831 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 18, 2022 Filed May 20, 2022 21:05 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 24,372 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-015067 · wf-form4_165308069180077.xml · derivative · entry 2 Schaefer John H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,058 Underlying: Common Stock · 24,372 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 36,097 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 19, 2021 Filed May 21, 2021 22:24 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 15,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-010932 · wf-form4_162163583181364.xml · derivative · entry 2 Schaefer John H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,140 Underlying: Common Stock · 15,609 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 28,551 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 20, 2020 Filed May 22, 2020 17:55 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 22,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008271 · wf-form4_159017012363404.xml · derivative · entry 2 Schaefer John H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,894 Underlying: Common Stock · 22,551 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 21,914 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 22:06 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | PurchaseCommon Stock | 10,000 | $9.21 | $92,100.00 |
DisclosureSEC source: 0001628280-19-014551 · wf-form4_157480596678637.xml · nonDerivative · entry 1 Schaefer John H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,494 F1 · price: The price reported above reflects the weighted average purchase price, rounded to the nearest hundredth. The highest price at which the shares were purchased was $9.21 and the lowest price at which the shares were purchased was $9.20. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote in this Form 4. Read SEC document |
| May 22, 2019 Filed May 24, 2019 18:16 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 15,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-007201 · wf-form4_155872178441557.xml · derivative · entry 2 SCHAEFER JOHN H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,029 Underlying: Common Stock · 15,592 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. The reporting person has elected such deferred settlement for all DSUs reported above. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 15,600 DSUs acquired pursuant to dividend reinvestment for which no additional price was paid. Read SEC document |
| May 25, 2018 Filed May 25, 2018 20:20 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionDeferred Stock Units · Derivative | 11,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007221 · wf-form4_152727956543701.xml · derivative · entry 3 SCHAEFER JOHN H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,946 Underlying: Common Stock · 11,451 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 10,109 DSUs acquired pursuant to a dividend reinvestment for which no additional price was paid. Read SEC document |
| May 25, 2018 Filed May 25, 2018 20:20 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | Exercise / conversionCommon Stock | 11,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007221 · wf-form4_152727956543701.xml · nonDerivative · entry 1 SCHAEFER JOHN H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,494 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 23, 2018 Filed May 25, 2018 20:20 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 12,858 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-18-007221 · wf-form4_152727956543701.xml · derivative · entry 2 SCHAEFER JOHN H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,397 Underlying: Common Stock · 12,858 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions, including 10,109 DSUs acquired pursuant to a dividend reinvestment for which no additional price was paid. Read SEC document |
| May 25, 2017 Filed May 30, 2017 22:26 UTC | ANNALY CAPITAL MANAGEMENT INC NLY · Entity 3308 | GrantDeferred Stock Units · Derivative | 11,451 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-022916 · doc1.xml · derivative · entry 2 SCHAEFER JOHN H · CIK 0001188749 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,278 Underlying: Common Stock · 11,451 shares Expires not disclosed F1 · derivative.exercise_price: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.exercise_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F1 · derivative.expiration_date: The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan. F2 · balance_after: Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions. F3 · balance_after: Includes 6,848 DSUs acquired pursuant to a dividend reinvestment for which no additional price was paid. Read SEC document |
| January 07, 2005 Filed Jan 10, 2005 15:30 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionRestoration Option (Right to Buy) · Derivative | 95,184 | $0.00 Strike: $54.88 | $0.00 |
DisclosureSEC source: 0001204892-05-000011 · doc4.xml · derivative · entry 4 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 95,184 shares Expires 2005-01-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2005 Filed Jan 10, 2005 15:30 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 93,843 | $56.45 | $5,297,437.35 |
DisclosureSEC source: 0001204892-05-000011 · doc4.xml · nonDerivative · entry 2 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,100 Read SEC document |
| January 07, 2005 Filed Jan 10, 2005 15:30 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 95,184 | $54.88 | $5,223,697.92 |
DisclosureSEC source: 0001204892-05-000011 · doc4.xml · nonDerivative · entry 1 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 405,943 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 18:14 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 67,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000135 · doc4.xml · nonDerivative · entry 1 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 310,759 F1 · security: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 08, 2004 Filed Sep 9, 2004 12:03 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 10,092 | $52.53 | $530,132.76 |
DisclosureSEC source: 0001204892-04-000105 · doc4.xml · nonDerivative · entry 1 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,754 Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:29 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 65,264 | $0.00 Strike: $55.45 | $0.00 |
DisclosureSEC source: 0001204892-03-000081 · doc4.xml · derivative · entry 3 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,264 Underlying: Common Stock · 65,264 shares Expires 2014-01-02 F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:29 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 29,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-03-000081 · doc4.xml · nonDerivative · entry 1 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,846 F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 08, 2003 Filed Sep 9, 2003 17:26 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 5,532 | $48.55 | $268,578.60 |
DisclosureSEC source: 0001181431-03-022466 · rrd17994.xml · nonDerivative · entry 1 SCHAEFER JOHN H · CIK 0001188749 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,840 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.