Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Co-President | September 10, 2007 | September 11, 2007 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date September 10, 2007 · Filed September 11, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,667,827 |
Reported balance
After 2007-09-10 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2007-09-10 · Tax withholding · Disposed 30,712 · Balance 1,667,827 F1: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan/ESOP Trust | 10,996.345 |
Reported balance
Holding disclosure · report date 2007-09-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 10,996.345 |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 10, 2007 Filed Sep 11, 2007 17:22 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 30,712 | $62.88 | $1,931,170.56 |
DisclosureSEC source: 0001209191-07-052889 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,667,827 F1 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| March 23, 2007 Filed Mar 27, 2007 18:16 UTC | MORGAN STANLEY MS · Entity 2815 | GiftCommon Stock | 36,995 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-020066 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,472,700 Read SEC document |
| January 09, 2007 Filed Jan 11, 2007 17:04 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 71,720 | $0.00 Strike: $26.92 | $0.00 |
DisclosureSEC source: 0001209191-07-003321 · doc4.xml · derivative · entry 6 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 71,720 shares Expires 2008-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| January 09, 2007 Filed Jan 11, 2007 17:04 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 126,886 | $0.00 Strike: $42.56 | $0.00 |
DisclosureSEC source: 0001209191-07-003321 · doc4.xml · derivative · entry 5 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 126,886 shares Expires 2013-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2007 Filed Jan 11, 2007 17:04 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 142,009 | $81.29 | $11,543,911.61 |
DisclosureSEC source: 0001209191-07-003321 · doc4.xml · nonDerivative · entry 3 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,509,695 Read SEC document |
| January 09, 2007 Filed Jan 11, 2007 17:04 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 126,886 | $42.56 | $5,400,268.16 |
DisclosureSEC source: 0001209191-07-003321 · doc4.xml · nonDerivative · entry 2 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,651,704 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 09, 2007 Filed Jan 11, 2007 17:04 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 71,720 | $26.92 | $1,930,702.40 |
DisclosureSEC source: 0001209191-07-003321 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,524,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:36 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 85,355 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065029 · doc4.xml · derivative · entry 3 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,355 Underlying: Common Stock · 85,355 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:36 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 220,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065029 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,098 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 17:48 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 23,571 | $66.03 | $1,556,393.13 |
DisclosureSEC source: 0001209191-06-049765 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,814 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 11,000 | $61.66 | $678,260.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 9 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,256,385 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,900 | $61.63 | $178,727.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 8 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,267,385 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,700 | $61.62 | $166,374.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 7 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,270,285 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 700 | $61.61 | $43,127.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 6 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,272,985 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 10,400 | $61.60 | $640,640.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 5 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,273,685 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 900 | $61.59 | $55,431.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 4 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,085 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,500 | $61.58 | $92,370.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 3 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,284,985 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,800 | $61.57 | $172,396.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 2 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,286,485 Read SEC document |
| July 14, 2006 Filed Jul 14, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $61.55 | $6,155.00 |
DisclosureSEC source: 0001209191-06-041293 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289,285 Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 18:11 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 236,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-063656 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Acting President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,289,385 F1 · kind: Stock units that are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| September 08, 2005 Filed Sep 12, 2005 17:56 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 10,385 | $52.25 | $542,616.25 |
DisclosureSEC source: 0001209191-05-046886 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Acting President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,052,647 Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 18:11 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 172,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000124 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,063,032 F1 · security: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 15, 2004 Filed Jul 15, 2004 17:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 129,240 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001204892-04-000087 · doc4.xml · derivative · entry 4 CRUZ ZOE · CIK 0001185268 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 129,240 shares Expires 2005-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| July 15, 2004 Filed Jul 15, 2004 17:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 65,559 | $48.41 | $3,173,711.19 |
DisclosureSEC source: 0001204892-04-000087 · doc4.xml · nonDerivative · entry 2 CRUZ ZOE · CIK 0001185268 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,375 Read SEC document |
| July 15, 2004 Filed Jul 15, 2004 17:59 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 129,240 | $9.02 | $1,165,744.80 |
DisclosureSEC source: 0001204892-04-000087 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 955,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:25 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 185,311 | $0.00 Strike: $55.45 | $0.00 |
DisclosureSEC source: 0001204892-03-000069 · doc4.xml · derivative · entry 3 CRUZ ZOE · CIK 0001185268 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,311 Underlying: Common Stock · 185,311 shares Expires 2014-01-02 F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:25 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 82,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-03-000069 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 826,694 F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.