Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CITIGROUP INCC · Entity 2837 | President and COO | January 17, 2012 | January 19, 2012 |
| MORGAN STANLEYMWD · Entity 2815 | Business Unit Head | March 21, 2005 | March 23, 2005 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CITIGROUP INC
Report date January 17, 2012 · Filed January 19, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 457,184.9 |
Reported balance
After 2012-01-17 transaction · row 1
1 source rowRow 1 · 2012-01-17 · Grant · Acquired 122,805.8 · Balance 457,184.9 F1: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan.
MORGAN STANLEY
Report date March 21, 2005 · Filed March 23, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,389,101 |
Ending reported balance
After 2005-03-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2005-03-21 · Exercise / conversion · Acquired 87,780 · Balance 1,451,030 Row 2 · 2005-03-21 · Tax withholding · Disposed 61,929 · Balance 1,389,101 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $26.92 · Expires 2008-01-02 | Direct | 0 |
Reported balance
After 2005-03-21 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2005-03-21 · Exercise / conversion · Disposed 87,780 · Balance 0 F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable. |
| Restoration Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.01 · Expires 2008-01-02 | Direct | 61,929 |
Reported balance
After 2005-03-21 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2005-03-21 · Grant · Acquired 61,929 · Balance 61,929 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan/ESOP Trust | 10,369.145 |
Reported balance
Holding disclosure · report date 2005-03-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 10,369.145 |
Filing footnotes · ownership attribution and instrument terms
F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 17, 2012 Filed Jan 19, 2012 16:43 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 122,805.8 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-12-003174 · rrd330801.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 457,184.9 F1 · shares: Award of deferred stock pursuant to the Issuer's 2009 Stock Incentive Plan. Read SEC document |
| October 27, 2011 Filed Oct 28, 2011 16:08 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 50,000 | $33.90 | $1,695,035.00 |
DisclosureSEC source: 0001181431-11-053751 · rrd324321.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,379.1 F3 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $33.22 to $34.37. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| October 26, 2011 Filed Oct 28, 2011 16:08 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 60,000 | $30.41 | $1,824,738.00 |
DisclosureSEC source: 0001181431-11-053751 · rrd324321.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,379.1 F1 · price: This price represents the average sale prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $30.36 to $30.47. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. F2 · balance_after: All share totals have been adjusted to reflect the ten-for-one reverse split of the issuer's common stock that was effective, at the close of business, on May 6, 2011. Read SEC document |
| February 14, 2011 Filed Feb 16, 2011 16:33 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 2,000,000 | $0.00 Strike: $4.91 | $0.00 |
DisclosureSEC source: 0001181431-11-010841 · rrd301714.xml · derivative · entry 2 HAVENS JOHN P · CIK 0001183832 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000,000 Underlying: Common Stock · 2,000,000 shares Expires 2017-02-14 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 14, 2012. F2 · balance_after: If the Reporting Person exercises all or part of the option grant prior to the fifth anniversary of the grant date, the after-tax shares acquired will be subject to a one year sale restriction. Read SEC document |
| January 18, 2011 Filed Jan 20, 2011 17:15 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 989,583.3 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-004510 · rrd297998.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · President and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,443,791.6 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 17:00 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 72,527 | $4.76 | $345,228.52 |
DisclosureSEC source: 0001181431-11-000329 · rrd295829.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,454,208.3 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| December 30, 2010 Filed Jan 3, 2011 17:00 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 157,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-11-000329 · rrd295829.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,526,735.3 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 16:03 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 82,197 | $4.20 | $345,227.40 |
DisclosureSEC source: 0001181431-10-058736 · rrd292477.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,369,172.3 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| November 30, 2010 Filed Dec 2, 2010 16:03 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 178,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-058736 · rrd292477.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,451,369.3 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 16:04 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 82,788 | $4.17 | $345,225.96 |
DisclosureSEC source: 0001181431-10-052900 · rrd289546.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,272,798.3 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| October 29, 2010 Filed Nov 2, 2010 16:04 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 179,856 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-052900 · rrd289546.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,355,586.3 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 16:13 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 799,616 | $3.90 | $3,118,502.40 |
DisclosureSEC source: 0001181431-10-048796 · rrd287399.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,175,730.3 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| September 30, 2010 Filed Oct 1, 2010 16:13 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 1,730,769 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-048796 · rrd287399.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,975,346.3 F1 · shares: Award of shares pursuant to the 2010 Citi Stock Payment Program. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 16:24 UTC | CITIGROUP INC C · Entity 2837 | SaleCommon Stock | 597,177 | $4.68 | $2,792,041.35 |
DisclosureSEC source: 0001181431-10-023208 · rrd273532.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,244,577.3 F1 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $4.67 to $4.68. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 18:09 UTC | CITIGROUP INC C · Entity 2837 | Tax withholdingCommon Stock | 947,000 | $3.32 | $3,144,040.00 |
DisclosureSEC source: 0001181431-10-000572 · rrd261329.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,841,754.3 F2 · shares: Withholding of shares of common stock to satisfy tax withholding obligations in connection with the award of stock reported on this Form 4. Read SEC document |
| December 30, 2009 Filed Jan 4, 2010 18:09 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 2,710,843.4 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-10-000572 · rrd261329.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,788,754.3 F1 · shares: Award of common stock which may be subject to certain vesting and/or transfer restrictions. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:20 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 305,085 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001181431-09-003454 · rrd229588.xml · derivative · entry 3 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,085 Underlying: Common Stock · 305,085 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:20 UTC | CITIGROUP INC C · Entity 2837 | GrantEmployee Stock Options (Right to Buy) · Derivative | 305,085 | $0.00 Strike: $10.61 | $0.00 |
DisclosureSEC source: 0001181431-09-003454 · rrd229588.xml · derivative · entry 2 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,085 Underlying: Common Stock · 305,085 shares Expires 2019-01-14 F2 · derivative.exercise_date: The options vest in four annual installments beginning on the date indicated. Read SEC document |
| January 14, 2009 Filed Jan 16, 2009 21:20 UTC | CITIGROUP INC C · Entity 2837 | GrantCommon Stock | 577,910.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-003454 · rrd229588.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,077,910.9 F1 · shares: Award of deferred stock that is subject to (1) vesting based on certain time and performance targets and (2) partial cancellation in the event performance targets are not met. None of the shares may be delivered to the Reporting Person until the fourth anniversary of the grant date. Read SEC document |
| November 14, 2008 Filed Nov 14, 2008 17:33 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 250,000 | $9.53 | $2,381,500.00 |
DisclosureSEC source: 0001181431-08-061856 · rrd223388.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 F2 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $9.18 to $9.84. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 13, 2008 Filed Nov 14, 2008 17:33 UTC | CITIGROUP INC C · Entity 2837 | PurchaseCommon Stock | 250,000 | $8.66 | $2,165,500.00 |
DisclosureSEC source: 0001181431-08-061856 · rrd223388.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · CEO, Institutional Clients Grp 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 F1 · price: This price represents the average purchase prices for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $8.57 to $8.76. Upon request by the SEC staff, the Issuer or a security holder of the Issuer, the Reporting Person will undertake to provide full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 11:02 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantRestoration Option (Right to Buy) · Derivative | 61,929 | $0.00 Strike: $57.01 | $0.00 |
DisclosureSEC source: 0001209191-05-017175 · doc4.xml · derivative · entry 5 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,929 Underlying: Common Stock · 61,929 shares Expires 2008-01-02 Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 11:02 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 87,780 | $0.00 Strike: $26.92 | $0.00 |
DisclosureSEC source: 0001209191-05-017175 · doc4.xml · derivative · entry 4 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 87,780 shares Expires 2008-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 11:02 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 61,929 | $57.52 | $3,562,156.08 |
DisclosureSEC source: 0001209191-05-017175 · doc4.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,389,101 Read SEC document |
| March 21, 2005 Filed Mar 23, 2005 11:02 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 87,780 | $26.92 | $2,363,037.60 |
DisclosureSEC source: 0001209191-05-017175 · doc4.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,451,030 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 23, 2004 Filed Dec 27, 2004 17:14 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000145 · doc4.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,363,250 Read SEC document |
| December 14, 2004 Filed Dec 16, 2004 18:12 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 158,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000126 · doc4.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,383,250 F1 · security: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:56 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 496,602 | $0.00 Strike: $9.02 | $0.00 |
DisclosureSEC source: 0001204892-04-000080 · doc4.xml · derivative · entry 4 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 496,602 shares Expires 2005-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:56 UTC | MORGAN STANLEY MWD · Entity 2815 | Tax withholdingCommon Stock | 231,531 | $49.21 | $11,393,640.51 |
DisclosureSEC source: 0001204892-04-000080 · doc4.xml · nonDerivative · entry 2 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,224,647 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 14:56 UTC | MORGAN STANLEY MWD · Entity 2815 | Exercise / conversionCommon Stock | 496,602 | $9.02 | $4,479,350.04 |
DisclosureSEC source: 0001204892-04-000080 · doc4.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,456,178 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:26 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 131,205 | $0.00 Strike: $55.45 | $0.00 |
DisclosureSEC source: 0001204892-03-000070 · doc4.xml · derivative · entry 3 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,205 Underlying: Common Stock · 131,205 shares Expires 2014-01-02 F2 · derivative.exercise_date: Options are exercisable upon vesting. Vesting occurs as follows: 50% of the award vests on January 2, 2006 and the remaining 50 % vests on January 2, 2007. Read SEC document |
| November 28, 2003 Filed Dec 2, 2003 14:26 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 58,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-03-000070 · doc4.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 959,576 F1 · kind: Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 15, 2003 Filed Oct 16, 2003 16:29 UTC | MORGAN STANLEY MWD · Entity 2815 | GiftCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-03-000034 · doc4.xml · nonDerivative · entry 1 HAVENS JOHN P · CIK 0001183832 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 901,263 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.