Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CAPITAL ONE FINANCIAL CORPCOF · Entity 547 | Head of Finance and Corp Dev | March 08, 2017 | March 10, 2017 |
| MORGAN STANLEYMWD · Entity 2815 | Chief Admin Officer | December 14, 2004 | December 16, 2004 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CAPITAL ONE FINANCIAL CORP
Report date March 08, 2017 · Filed March 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 189,370 |
Reported balance
After 2017-03-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-03-08 · Grant · Acquired 22,660 · Balance 189,370 F1: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. |
| Common StockSEC Table I · non-derivative | Direct | 177,684 |
Reported balance
After 2017-03-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-03-08 · Tax withholding · Disposed 11,686 · Balance 177,684 F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
F2: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement.
MORGAN STANLEY
Report date December 14, 2004 · Filed December 16, 2004
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 274,146 |
Reported balance
After 2004-12-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2004-12-14 · Grant · Acquired 112,428 · Balance 274,146 F1: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan/ESOP Trust | 5,727 |
Reported balance
Holding disclosure · report date 2004-12-14 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 5,727 |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2017 Filed Mar 10, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 11,686 | $92.40 | $1,079,786.40 |
DisclosureSEC source: 0000927628-17-000139 · wf-form4_148918225110741.xml · nonDerivative · entry 2 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,684 F2 · kind: These shares were automatically withheld by the Company to satisfy the reporting person's tax obligation associated with the settlement of the performance shares. This share withholding was authorized in the performance share award agreement. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:44 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 22,660 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000139 · wf-form4_148918225110741.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,370 F1 · security: These shares were earned pursuant to an award of performance shares granted on January 30, 2014 based on the Company's Adjusted ROA against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 18,814 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · derivative · entry 15 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,814 shares Expires 2017-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F2 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2016 Restricted Stock Units · Derivative | 5,806 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · derivative · entry 14 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,613 Underlying: Common Stock · 5,806 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F8 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F8 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 6,757 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · derivative · entry 13 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,756 Underlying: Common Stock · 6,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F7 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F7 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 6,931 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · derivative · entry 12 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,931 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 5,228 | $90.93 | $475,382.04 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 11 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,710 F5 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on February 4, 2016. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,360 | $90.93 | $396,454.80 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 10 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,938 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 2,953 | $90.93 | $268,516.29 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 9 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,298 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 18,814 | $88.31 | $1,661,464.34 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 8 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,251 F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 5,806 | $88.31 | $512,727.86 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 7 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,065 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,757 | $88.31 | $596,710.67 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 6 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,871 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,931 | $88.31 | $612,076.61 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 5 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,628 F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 18,814 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 4 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,559 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit vested on January 1, 2017 and settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 5,806 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 3 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,745 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,757 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 2 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,939 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2017 Filed Feb 18, 2017 00:11 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,931 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000100 · wf-form4_148737668079215.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,182 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 15, 2017 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 41,317 | $0.00 Strike: $86.34 | $0.00 |
DisclosureSEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · derivative · entry 4 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,317 Underlying: Common Stock · 41,317 shares Expires 2027-02-02 F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2018 and annually thereafter. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 14,304 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · derivative · entry 3 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,304 Underlying: Common Stock · 14,304 shares Expires 2018-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2018 and will be settled in cash on February 15, 2018 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2017 Restricted Stock Units · Derivative | 13,390 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · derivative · entry 2 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,390 Underlying: Common Stock · 13,390 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 497 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 497 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| February 02, 2017 Filed Feb 7, 2017 00:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 23,124 | $0.00 | $0.00 |
DisclosureSEC source: 0000927628-17-000054 · wf-form4_148642688896434.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,251 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2018 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| June 22, 2016 Filed Jun 24, 2016 20:28 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 39,077 | $63.93 | $2,498,192.61 |
DisclosureSEC source: 0001225208-16-035568 · doc4.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Head of Finance and Corp Dev 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,127 F1 · kind: These shares were withheld by the Company to satisfy the reporting person's tax obligation associated with the restricted stock. This share withholding was authorized in the restricted stock award agreement. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 15,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · derivative · entry 11 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,529 shares Expires 2016-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.exercise_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.expiration_date: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2015 Restricted Stock Units · Derivative | 6,757 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · derivative · entry 10 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,513 Underlying: Common Stock · 6,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F6 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F6 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 6,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · derivative · entry 9 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,931 Underlying: Common Stock · 6,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F5 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 15,529 | $62.51 | $970,717.79 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 8 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,204 F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,932 | $62.51 | $433,319.32 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 7 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,733 F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,757 | $62.51 | $422,380.07 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 6 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,665 F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,731 | $62.54 | $295,876.74 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 5 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,422 F4 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 29, 2015. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,119 | $62.54 | $257,602.26 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 4 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,153 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 3 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 2 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,515 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2016 the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2016 Filed Feb 17, 2016 22:21 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 15,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-026821 · doc4.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock vested on January 1, 2016 and settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 52,651 | $0.00 Strike: $63.73 | $0.00 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · derivative · entry 5 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,651 Underlying: Common Stock · 52,651 shares Expires 2026-02-03 F7 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2017 and annually thereafter. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 18,814 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · derivative · entry 4 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,814 Underlying: Common Stock · 18,814 shares Expires 2017-02-15 F6 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F6 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2017 and will be settled in cash on February 15, 2017 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2016 Restricted Stock Units · Derivative | 17,419 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · derivative · entry 3 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,419 Underlying: Common Stock · 17,419 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F4 · shares: This award is reported net of 846 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F5 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F5 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. F4 · derivative.underlying_shares: This award is reported net of 846 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 15,653 | $63.73 | $997,565.69 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · nonDerivative · entry 2 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,054 F2 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 4, 2013. This is authorized in applicable restricted stock award agreement. Read SEC document |
| February 04, 2016 Filed Feb 9, 2016 02:12 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 30,410 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-025839 · doc4.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 219,707 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2017 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionRestricted Stock Units · Derivative | 15,855 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004491 · doc4.xml · derivative · entry 7 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,855 shares Expires 2015-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.exercise_date: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F1 · derivative.expiration_date: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversion2014 Restricted Stock Units · Derivative | 6,932 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004491 · doc4.xml · derivative · entry 6 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,863 Underlying: Common Stock · 6,932 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. F4 · derivative.exercise_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units vest in 1/3 increments beginning on February 15, 2015 and annually thereafter. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 15,855 | $76.27 | $1,209,260.85 |
DisclosureSEC source: 0001225208-15-004491 · doc4.xml · nonDerivative · entry 5 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,297 F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Disposition to issuerCommon Stock | 6,932 | $76.27 | $528,703.64 |
DisclosureSEC source: 0001225208-15-004491 · doc4.xml · nonDerivative · entry 4 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,152 F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 4,120 | $78.88 | $324,985.60 |
DisclosureSEC source: 0001225208-15-004491 · doc4.xml · nonDerivative · entry 3 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,084 F3 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock units granted on January 30, 2014. This is authorized in the applicable restricted stock award agreement. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 6,932 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004491 · doc4.xml · nonDerivative · entry 2 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,204 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: On February 15, 2015, the restricted stock units were settled in cash based on the Company's average fair market value of shares of common stock over the fifteen trading days preceding the vesting date. Read SEC document |
| February 15, 2015 Filed Feb 18, 2015 21:32 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Exercise / conversionCommon Stock | 15,855 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-004491 · doc4.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit vested on January 1, 2015 and settled in cash on February 15, 2015 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| February 04, 2015 Filed Feb 6, 2015 22:08 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Tax withholdingCommon Stock | 16,116 | $75.30 | $1,213,534.80 |
DisclosureSEC source: 0001225208-15-003161 · doc4.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,417 F1 · kind: Represents the automatic withholding by the issuer to satisfy the reporting person's tax obligation associated with the vesting of restricted stock granted on February 4, 2013. This is authorized in applicable restricted stock award agreement. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantStock Options · Derivative | 60,664 | $0.00 Strike: $74.96 | $0.00 |
DisclosureSEC source: 0001225208-15-002611 · doc4.xml · derivative · entry 4 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,664 Underlying: Common Stock · 60,664 shares Expires 2025-01-28 F6 · derivative.exercise_date: This option becomes exercisable in 1/3 increments beginning on February 15, 2016 and annually thereafter. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantRestricted Stock Units · Derivative | 15,529 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-002611 · doc4.xml · derivative · entry 3 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,529 Underlying: Common Stock · 15,529 shares Expires 2016-02-15 F5 · derivative.exercise_price: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.exercise_date: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. F5 · derivative.expiration_date: Each restricted stock unit will vest on January 1, 2016 and will be settled in cash on February 15, 2016 based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the settlement date. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | Grant2015 Restricted Stock Units · Derivative | 20,270 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-002611 · doc4.xml · derivative · entry 2 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,270 Underlying: Common Stock · 20,270 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit will be settled in cash based on the Company's average fair market value of the underlying shares of common stock over the fifteen trading days preceding the vesting date. F3 · shares: This award is reported net of 742 units automatically withheld by the Company to satisfy the reporting person's tax obligation. F4 · derivative.exercise_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F4 · derivative.expiration_date: These restricted stock units will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. F3 · derivative.underlying_shares: This award is reported net of 742 units automatically withheld by the Company to satisfy the reporting person's tax obligation. Read SEC document |
| January 29, 2015 Filed Feb 2, 2015 22:29 UTC | CAPITAL ONE FINANCIAL CORP COF · Entity 547 | GrantCommon Stock | 27,515 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-002611 · doc4.xml · nonDerivative · entry 1 CRAWFORD STEPHEN S · CIK 0001183416 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,533 F1 · security: This restricted stock unit award will vest in 1/3 increments beginning on February 15, 2016 and annually thereafter. Each restricted stock unit represents a contingent right to receive one share of Company common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.