Last 12 months
Inside the activity.
0 purchase rows · 33 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 16 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 12 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 5 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 29, 2006 Filed Dec 29, 2006 17:54 UTC |
SCULLY ROBERT WCo-President
|
OtherCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-06-067317 · doc4.xml · nonDerivative · entry 1 SCULLY ROBERT W · CIK 0001352881 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,462 F1 · kind: The Reporting Person transferred the shares to a limited liability company of which (i) the manager is the Reporting Person, and (ii) the sole member is a limited liability company of which (A) the manager and voting member is a limited liability company of which the Reporting Person is a co-manager and a member, and (B) the non-voting members are the Reporting Person, his wife and certain family trusts. The Reporting Person disclaims beneficial ownerhsip of such shares except to the extent of his pecuniary interest therein. F1 · price: The Reporting Person transferred the shares to a limited liability company of which (i) the manager is the Reporting Person, and (ii) the sole member is a limited liability company of which (A) the manager and voting member is a limited liability company of which the Reporting Person is a co-manager and a member, and (B) the non-voting members are the Reporting Person, his wife and certain family trusts. The Reporting Person disclaims beneficial ownerhsip of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC |
BOSTOCK ROY JDirector
|
PurchaseCommon Stock | 300 | $80.03 | $24,009.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 5 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,052.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC |
BOSTOCK ROY JDirector
|
PurchaseCommon Stock | 200 | $80.02 | $16,004.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 4 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,752.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC |
BOSTOCK ROY JDirector
|
PurchaseCommon Stock | 1,900 | $80.01 | $152,019.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 3 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,552.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC |
BOSTOCK ROY JDirector
|
PurchaseCommon Stock | 3,650 | $80.00 | $292,000.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,652.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC |
BOSTOCK ROY JDirector
|
PurchaseCommon Stock | 200 | $79.98 | $15,996.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,002.657 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC |
NIDES THOMAS RChief Administrative Officer
|
SaleCommon Stock | 600 | $81.50 | $48,900.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 7 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,410 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC |
NIDES THOMAS RChief Administrative Officer
|
SaleCommon Stock | 1,900 | $81.43 | $154,717.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 6 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,010 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC |
NIDES THOMAS RChief Administrative Officer
|
SaleCommon Stock | 500 | $81.42 | $40,710.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 5 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,910 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC |
NIDES THOMAS RChief Administrative Officer
|
SaleCommon Stock | 600 | $81.35 | $48,810.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 4 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,410 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC |
NIDES THOMAS RChief Administrative Officer
|
SaleCommon Stock | 600 | $81.30 | $48,780.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 3 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,010 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC |
NIDES THOMAS RChief Administrative Officer
|
SaleCommon Stock | 500 | $81.29 | $40,645.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 2 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,610 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC |
NIDES THOMAS RChief Administrative Officer
|
SaleCommon Stock | 6,500 | $81.10 | $527,150.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,110 Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:32 UTC |
MACK JOHN JDirector · Chairman of the Board and CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 178,945 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065025 · doc4.xml · derivative · entry 3 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,945 Underlying: Common Stock · 178,945 shares Expires 2016-12-12 F2 · kind: Aggregate value of Stock Units and Stock Options equals 100% of the Reporting Person's 2006 above-base compensation. F4 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:32 UTC |
MACK JOHN JDirector · Chairman of the Board and CEO
|
GrantCommon Stock | 461,821 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065025 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,751,645.487 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. F2 · kind: Aggregate value of Stock Units and Stock Options equals 100% of the Reporting Person's 2006 above-base compensation. F3 · balance_after: Includes 142,626 shares of Common Stock that were reported previously as held indirectly by a grantor retained annuity trust. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:36 UTC |
CRUZ ZOECo-President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 85,355 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065029 · doc4.xml · derivative · entry 3 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,355 Underlying: Common Stock · 85,355 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:36 UTC |
CRUZ ZOECo-President
|
GrantCommon Stock | 220,284 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065029 · doc4.xml · nonDerivative · entry 1 CRUZ ZOE · CIK 0001185268 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,453,098 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 00:39 UTC |
SCULLY ROBERT WCo-President
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 57,144 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065032 · doc4.xml · derivative · entry 3 SCULLY ROBERT W · CIK 0001352881 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,144 Underlying: Common Stock · 57,144 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 00:39 UTC |
SCULLY ROBERT WCo-President
|
GrantCommon Stock | 147,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065032 · doc4.xml · nonDerivative · entry 1 SCULLY ROBERT W · CIK 0001352881 · Co-President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,462 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:42 UTC |
LYNCH GARY GChief Legal Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 35,299 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065034 · doc4.xml · derivative · entry 3 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,299 Underlying: Common Stock · 35,299 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:42 UTC |
LYNCH GARY GChief Legal Officer
|
GrantCommon Stock | 91,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065034 · doc4.xml · nonDerivative · entry 1 LYNCH GARY G · CIK 0001340571 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,728 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 00:46 UTC |
MURRAY EILEEN KHead of Global Ops/Tech
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 21,299 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065040 · doc4.xml · derivative · entry 3 MURRAY EILEEN K · CIK 0001341752 · Head of Global Ops/Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,299 Underlying: Common Stock · 21,299 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 00:46 UTC |
MURRAY EILEEN KHead of Global Ops/Tech
|
GrantCommon Stock | 54,970 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065040 · doc4.xml · nonDerivative · entry 1 MURRAY EILEEN K · CIK 0001341752 · Head of Global Ops/Tech 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,374 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:49 UTC |
NIDES THOMAS RChief Administrative Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 15,179 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065042 · doc4.xml · derivative · entry 3 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,179 Underlying: Common Stock · 15,179 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:49 UTC |
NIDES THOMAS RChief Administrative Officer
|
GrantCommon Stock | 39,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065042 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,610 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 00:53 UTC |
SIDWELL DAVID HChief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 39,639 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065044 · doc4.xml · derivative · entry 3 SIDWELL DAVID H · CIK 0001282556 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,639 Underlying: Common Stock · 39,639 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 15, 2006 00:53 UTC |
SIDWELL DAVID HChief Financial Officer
|
GrantCommon Stock | 102,301 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065044 · doc4.xml · nonDerivative · entry 1 SIDWELL DAVID H · CIK 0001282556 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 520,791 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:56 UTC |
WIRTH PAUL CController/PAO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 4,707 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065046 · doc4.xml · derivative · entry 3 WIRTH PAUL C · CIK 0001319921 · Controller/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,707 Underlying: Common Stock · 4,707 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:56 UTC |
WIRTH PAUL CController/PAO
|
GrantCommon Stock | 7,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065046 · doc4.xml · nonDerivative · entry 1 WIRTH PAUL C · CIK 0001319921 · Controller/PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,768 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| October 12, 2006 Filed Oct 12, 2006 22:06 UTC |
HOCHSCHILD ROGER CBusiness Unit Head
|
SaleCommon Stock | 19,954 | $75.15 | $1,499,543.10 |
DisclosureSEC source: 0001209191-06-054604 · doc4.xml · nonDerivative · entry 3 HOCHSCHILD ROGER C · CIK 0001183833 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,432 Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 17:58 UTC |
DAULA THOMAS VChief Risk Officer
|
SaleCommon Stock | 200 | $74.57 | $14,914.00 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 5 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,707 Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 17:58 UTC |
DAULA THOMAS VChief Risk Officer
|
SaleCommon Stock | 100 | $74.59 | $7,459.00 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 4 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,907 Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 17:58 UTC |
DAULA THOMAS VChief Risk Officer
|
SaleCommon Stock | 2,066 | $74.60 | $154,123.60 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 3 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,007 Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 22:06 UTC |
HOCHSCHILD ROGER CBusiness Unit Head
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 25,246 | $0.00 Strike: $35.65 | $0.00 |
DisclosureSEC source: 0001209191-06-054604 · doc4.xml · derivative · entry 5 HOCHSCHILD ROGER C · CIK 0001183833 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,246 shares Expires 2008-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 22:06 UTC |
HOCHSCHILD ROGER CBusiness Unit Head
|
Tax withholdingCommon Stock | 5,292 | $74.49 | $394,201.08 |
DisclosureSEC source: 0001209191-06-054604 · doc4.xml · nonDerivative · entry 2 HOCHSCHILD ROGER C · CIK 0001183833 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,386 Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 22:06 UTC |
HOCHSCHILD ROGER CBusiness Unit Head
|
Exercise / conversionCommon Stock | 25,246 | $35.65 | $900,019.90 |
DisclosureSEC source: 0001209191-06-054604 · doc4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,678 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 10, 2006 Filed Oct 12, 2006 17:58 UTC |
DAULA THOMAS VChief Risk Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,430 | $0.00 Strike: $47.47 | $0.00 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · derivative · entry 7 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,430 shares Expires 2009-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| October 10, 2006 Filed Oct 12, 2006 17:58 UTC |
DAULA THOMAS VChief Risk Officer
|
Tax withholdingCommon Stock | 393 | $75.15 | $29,533.95 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 2 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,073 Read SEC document |
| October 10, 2006 Filed Oct 12, 2006 17:58 UTC |
DAULA THOMAS VChief Risk Officer
|
Exercise / conversionCommon Stock | 2,430 | $47.47 | $115,352.10 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 1 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 04, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
SaleCommon Stock | 14,900 | $73.00 | $1,087,700.00 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · nonDerivative · entry 6 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 448,229.499 Read SEC document |
| October 04, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
SaleCommon Stock | 196 | $73.33 | $14,372.68 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · nonDerivative · entry 5 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,129.499 Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
GrantRestoration Option (Right to buy) · Derivative | 10,522 | $0.00 Strike: $73.56 | $0.00 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · derivative · entry 11 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,522 Underlying: Common Stock · 10,522 shares Expires 2009-01-02 Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 15,360 | $0.00 Strike: $35.65 | $0.00 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · derivative · entry 10 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,360 shares Expires 2009-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 16,880 | $0.00 Strike: $6.69 | $0.00 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · derivative · entry 9 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,880 shares Expires 2008-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 10,128 | $0.00 Strike: $6.25 | $0.00 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · derivative · entry 8 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,128 shares Expires 2008-09-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
Tax withholdingCommon Stock | 22,434 | $73.25 | $1,643,290.50 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · nonDerivative · entry 4 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 463,325.499 Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
Exercise / conversionCommon Stock | 15,360 | $35.65 | $547,584.00 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · nonDerivative · entry 3 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 485,759.499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
Exercise / conversionCommon Stock | 16,880 | $6.69 | $112,927.20 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · nonDerivative · entry 2 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,399.499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 03, 2006 Filed Oct 5, 2006 21:07 UTC |
NELMS DAVID WBusiness Unit Head
|
Exercise / conversionCommon Stock | 10,128 | $6.25 | $63,300.00 |
DisclosureSEC source: 0001209191-06-053811 · doc4.xml · nonDerivative · entry 1 NELMS DAVID W · CIK 0001183830 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,519.499 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 02, 2006 Filed Oct 4, 2006 20:58 UTC |
HOCHSCHILD ROGER CBusiness Unit Head
|
SaleCommon Stock | 4,704 | $73.05 | $343,627.20 |
DisclosureSEC source: 0001209191-06-053529 · doc4.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Business Unit Head 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,432 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.