Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director | May 15, 2012 | May 17, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date May 15, 2012 · Filed May 17, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 95,420.904 |
Reported balance
After 2012-05-15 transaction · row 1
1 source rowRow 1 · 2012-05-15 · Grant · Acquired 17,499.773 · Balance 95,420.904 F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 1,775 |
Reported balance
Holding disclosure · report date 2012-05-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,775 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 15, 2012 Filed May 17, 2012 21:11 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028962 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,420.904 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 18, 2011 Filed May 20, 2011 18:13 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 10,248.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-030158 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,487.844 F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 18, 2010 Filed May 20, 2010 17:14 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 9,282.672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-029365 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,013.378 F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:41 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023768 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,479.434 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 08, 2008 Filed Apr 10, 2008 17:40 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 5,231.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-023736 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,609.9 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 17:03 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,100 | $49.06 | $53,966.00 |
DisclosureSEC source: 0001209191-08-022478 · doc4.xml · nonDerivative · entry 6 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,378.22 Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 17:03 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,600 | $49.05 | $78,480.00 |
DisclosureSEC source: 0001209191-08-022478 · doc4.xml · nonDerivative · entry 5 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,278.22 Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 17:03 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,200 | $49.04 | $58,848.00 |
DisclosureSEC source: 0001209191-08-022478 · doc4.xml · nonDerivative · entry 4 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,678.22 Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 17:03 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,700 | $49.02 | $83,334.00 |
DisclosureSEC source: 0001209191-08-022478 · doc4.xml · nonDerivative · entry 3 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,478.22 Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 17:03 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 3,300 | $49.01 | $161,733.00 |
DisclosureSEC source: 0001209191-08-022478 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,778.22 Read SEC document |
| April 02, 2008 Filed Apr 3, 2008 17:03 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,100 | $49.00 | $53,900.00 |
DisclosureSEC source: 0001209191-08-022478 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,478.22 F1 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Unit awards under the Directors' Equity Capital Accumulation Plan as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| April 10, 2007 Filed Apr 12, 2007 16:42 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,103.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-023705 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,182.229 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 300 | $80.03 | $24,009.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 5 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,052.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 200 | $80.02 | $16,004.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 4 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,752.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,900 | $80.01 | $152,019.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 3 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,552.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 3,650 | $80.00 | $292,000.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,652.657 Read SEC document |
| December 22, 2006 Filed Dec 26, 2006 16:10 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 200 | $79.98 | $15,996.00 |
DisclosureSEC source: 0001209191-06-066976 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,002.657 Read SEC document |
| September 22, 2006 Filed Sep 25, 2006 16:46 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,100 | $70.74 | $77,814.00 |
DisclosureSEC source: 0001209191-06-051406 · doc4.xml · nonDerivative · entry 3 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,774.029 Read SEC document |
| September 22, 2006 Filed Sep 25, 2006 16:46 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 700 | $70.73 | $49,511.00 |
DisclosureSEC source: 0001209191-06-051406 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,674.029 Read SEC document |
| September 22, 2006 Filed Sep 25, 2006 16:46 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,700 | $70.69 | $120,173.00 |
DisclosureSEC source: 0001209191-06-051406 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,974.029 Read SEC document |
| June 26, 2006 Filed Jun 27, 2006 16:55 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,900 | $60.29 | $114,551.00 |
DisclosureSEC source: 0001209191-06-038318 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,241.26 Read SEC document |
| June 26, 2006 Filed Jun 27, 2006 16:55 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 100 | $60.28 | $6,028.00 |
DisclosureSEC source: 0001209191-06-038318 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,341.26 Read SEC document |
| April 04, 2006 Filed Apr 6, 2006 17:19 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-022875 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,207.511 F1 · kind: Stock units acquired under deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| March 27, 2006 Filed Mar 28, 2006 16:47 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 1,775 | $61.75 | $109,606.25 |
DisclosureSEC source: 0001209191-06-020321 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 1,775 Read SEC document |
| March 27, 2006 Filed Mar 28, 2006 16:47 UTC | MORGAN STANLEY MS · Entity 2815 | PurchaseCommon Stock | 170 | $61.75 | $10,497.50 |
DisclosureSEC source: 0001209191-06-020321 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,207.511 Read SEC document |
| January 10, 2006 Filed Jan 11, 2006 17:12 UTC | MORGAN STANLEY MWD · Entity 2815 | PurchaseCommon Stock | 200 | $58.85 | $11,770.00 |
DisclosureSEC source: 0001209191-06-003098 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,019.849 Read SEC document |
| January 10, 2006 Filed Jan 11, 2006 17:12 UTC | MORGAN STANLEY MWD · Entity 2815 | PurchaseCommon Stock | 2,800 | $58.84 | $164,752.00 |
DisclosureSEC source: 0001209191-06-003098 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,819.849 Read SEC document |
| October 10, 2005 Filed Oct 11, 2005 17:18 UTC | MORGAN STANLEY MWD · Entity 2815 | PurchaseCommon Stock | 600 | $53.43 | $32,058.00 |
DisclosureSEC source: 0001209191-05-051920 · doc4.xml · nonDerivative · entry 4 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| October 10, 2005 Filed Oct 11, 2005 17:18 UTC | MORGAN STANLEY MWD · Entity 2815 | PurchaseCommon Stock | 322 | $53.46 | $17,214.12 |
DisclosureSEC source: 0001209191-05-051920 · doc4.xml · nonDerivative · entry 3 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Read SEC document |
| October 10, 2005 Filed Oct 11, 2005 17:18 UTC | MORGAN STANLEY MWD · Entity 2815 | PurchaseCommon Stock | 478 | $53.45 | $25,549.10 |
DisclosureSEC source: 0001209191-05-051920 · doc4.xml · nonDerivative · entry 2 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,078 Read SEC document |
| October 10, 2005 Filed Oct 11, 2005 17:18 UTC | MORGAN STANLEY MWD · Entity 2815 | PurchaseCommon Stock | 600 | $53.37 | $32,022.00 |
DisclosureSEC source: 0001209191-05-051920 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Read SEC document |
| October 01, 2005 Filed Oct 3, 2005 17:42 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-050035 · doc4.xml · nonDerivative · entry 1 BOSTOCK ROY J · CIK 0001238512 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,000 F1 · kind: Stock Units acquired under the deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.