Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Chief Operating Officer | October 07, 2010 | October 08, 2010 |
| WELLS FARGO & COMPANY/MNWFC · Entity 2824 | Vice Chairman | October 24, 2023 | October 26, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date October 07, 2010 · Filed October 08, 2010
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 207,612 |
Reported balance
After 2010-10-07 transaction · row 1
1 source rowRow 1 · 2010-10-07 · Tax withholding · Disposed 28,275 · Balance 207,612 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 836.444 |
Reported balance
Holding disclosure · report date 2010-10-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 836.444 |
WELLS FARGO & COMPANY/MN
Report date October 24, 2023 · Filed October 26, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Share RightSEC Table II · derivative / convertible security | Direct | 146,843 |
Reported balance
After 2023-10-24 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2023-10-24 · Grant · Acquired 146,843 · Balance 146,843 F1: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2: These RSRs vest in three installments: one-third on 10/15/2024, 10/15/2025, and 10/15/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock.
F2: These RSRs vest in three installments: one-third on 10/15/2024, 10/15/2025, and 10/15/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 24, 2023 Filed Oct 26, 2023 20:37 UTC | WELLS FARGO & COMPANY/MN WFC · Entity 2824 | GrantRestricted Share Right · Derivative | 146,843 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-026271 · form4.xml · derivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Vice Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 146,843 Underlying: Common Stock, $1 2/3 Par Value · 146,843 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Share Right ("RSR") represents a contingent right to receive one share of Wells Fargo & Company (the "Company") common stock. F2 · derivative.exercise_date: These RSRs vest in three installments: one-third on 10/15/2024, 10/15/2025, and 10/15/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. F2 · derivative.expiration_date: These RSRs vest in three installments: one-third on 10/15/2024, 10/15/2025, and 10/15/2026. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for one year after retirement, shares of Company common stock as required under the Company's Stock Ownership Policy. Read SEC document |
| October 07, 2010 Filed Oct 8, 2010 16:56 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 28,275 | $25.35 | $716,629.88 |
DisclosureSEC source: 0001209191-10-049854 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,612 Read SEC document |
| September 01, 2010 Filed Sep 2, 2010 17:44 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 10,174 | $25.12 | $255,570.88 |
DisclosureSEC source: 0001209191-10-044942 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,887 Read SEC document |
| January 21, 2010 Filed Jan 22, 2010 16:55 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 68,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004481 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,664 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 10:08 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 26,603 | $29.40 | $781,995.19 |
DisclosureSEC source: 0001209191-10-004551 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,061 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 and December 20, 2007 to the Reporting Person as part of his 2006 and 2007 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. Read SEC document |
| September 01, 2009 Filed Sep 2, 2009 17:49 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 10,451 | $28.13 | $293,986.63 |
DisclosureSEC source: 0001209191-09-043103 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,515 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 200 | $19.93 | $3,986.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 10 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,966 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $19.92 | $11,952.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 9 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,166 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $19.91 | $1,991.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 8 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,766 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,300 | $19.90 | $25,870.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 7 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,866 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $19.89 | $11,934.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 6 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,166 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $19.88 | $11,928.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 5 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,766 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,900 | $19.87 | $37,753.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 4 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,366 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 200 | $19.87 | $3,973.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 3 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,266 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 4,500 | $19.86 | $89,370.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 2 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,466 Read SEC document |
| January 26, 2009 Filed Jan 28, 2009 18:44 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,500 | $19.85 | $49,625.00 |
DisclosureSEC source: 0001209191-09-005245 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,966 Read SEC document |
| December 18, 2008 Filed Dec 19, 2008 15:32 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 21,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-066711 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,466 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 02, 2008 Filed Sep 3, 2008 17:58 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 9,641 | $41.78 | $402,800.98 |
DisclosureSEC source: 0001209191-08-050352 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,256 Read SEC document |
| April 08, 2008 Filed Apr 10, 2008 18:15 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 10,350 | $48.32 | $500,112.00 |
DisclosureSEC source: 0001209191-08-023764 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 215,897 Read SEC document |
| December 20, 2007 Filed Dec 21, 2007 16:44 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 38,112 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-071491 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,247 F1 · kind: Restricted Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 04, 2007 Filed Sep 5, 2007 17:27 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 9,642 | $63.56 | $612,845.52 |
DisclosureSEC source: 0001209191-07-052118 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,135 F1 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $81.50 | $48,900.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 7 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,410 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,900 | $81.43 | $154,717.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 6 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,010 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 500 | $81.42 | $40,710.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 5 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,910 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $81.35 | $48,810.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 4 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,410 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $81.30 | $48,780.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 3 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,010 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 500 | $81.29 | $40,645.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 2 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,610 Read SEC document |
| December 21, 2006 Filed Dec 22, 2006 13:20 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 6,500 | $81.10 | $527,150.00 |
DisclosureSEC source: 0001209191-06-066681 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,110 Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:49 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 15,179 | $0.00 Strike: $78.40 | $0.00 |
DisclosureSEC source: 0001209191-06-065042 · doc4.xml · derivative · entry 3 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,179 Underlying: Common Stock · 15,179 shares Expires 2016-12-12 F2 · derivative.exercise_date: The value of each Stock Option, based on a Black-Scholes option valuation method, is $22.46. Options become exercisable upon vesting. 50% of the award will vest on January 2, 2009 and 50% will vest on January 2, 2010. Read SEC document |
| December 12, 2006 Filed Dec 14, 2006 19:49 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 39,174 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-065042 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,610 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| September 01, 2006 Filed Sep 6, 2006 18:03 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 8,206 | $66.35 | $544,468.10 |
DisclosureSEC source: 0001209191-06-049165 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,436 Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 17:49 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 53,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-063630 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,642 F1 · kind: Stock units that are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| September 01, 2005 Filed Sep 1, 2005 18:35 UTC Amendment | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 93,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-045512 · doc4a.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,890 F1 · date: The transaction date reported in the original Form 4 was incorrect due to a clerical error. F2 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| August 15, 2005 Filed Sep 1, 2005 18:01 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 93,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-045489 · doc4.xml · nonDerivative · entry 1 NIDES THOMAS R · CIK 0001333770 · Chief Administrative Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,890 F1 · kind: Stock Units that are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.