Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director · Chairman of the Board | January 21, 2011 | January 21, 2011 |
| New Fortress Energy Inc.NFE · Entity 6904 | Director | May 14, 2024 | May 16, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date January 21, 2011 · Filed January 21, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,816,301.552 |
Reported balance
After 2011-01-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2011-01-21 · Grant · Acquired 66,912 · Balance 1,816,301.552 F1: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. F2: Since the Reporting Person's last report, 500,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 877.238 |
Reported balance
Holding disclosure · report date 2011-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 877.238 |
| Common StockSEC Table I · non-derivative | IndirectBy Grantor Retained Annuity Trust | 856,800 |
Reported balance
Holding disclosure · report date 2011-01-21 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 856,800 F2: Since the Reporting Person's last report, 500,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Since the Reporting Person's last report, 500,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust.
New Fortress Energy Inc.
Report date May 14, 2024 · Filed May 16, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 1,375,013 |
Reported balance
After 2024-05-14 transaction · row 1
1 source rowRow 1 · 2024-05-14 · Other · Acquired 24,000 · Balance 1,375,013 F1: Reflects a transfer of shares from grantor retained annuity trust to the reporting person. The reporting person believes that his transfer of shares from the trust constitutes only a change in form of indirect beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a transfer of shares from grantor retained annuity trust to the reporting person. The reporting person believes that his transfer of shares from the trust constitutes only a change in form of indirect beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Happen, Inc.
Report date June 05, 2019 · Filed June 07, 2019
Section 16 reporting ended · disclosed 2019-06-07. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 14, 2024 Filed May 16, 2024 14:37 UTC | New Fortress Energy Inc. NFE · Entity 6904 | OtherClass A Common Stock | 24,000 | $28.21 | $676,920.00 |
DisclosureSEC source: 0001749723-24-000054 · wk-form4_1715884628.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,375,013 F1 · kind: Reflects a transfer of shares from grantor retained annuity trust to the reporting person. The reporting person believes that his transfer of shares from the trust constitutes only a change in form of indirect beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 20:46 UTC | New Fortress Energy Inc. NFE · Entity 6904 | OtherClass A Common Stock | 25,000 | $42.20 | $1,055,047.50 |
DisclosureSEC source: 0001209191-22-062682 · doc4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,351,013 F1 · kind: Reflects a transfer of shares from grantor retained annuity trust to the reporting person. The reporting person believes that his transfer of shares from the trust constitutes only a change in form of indirect beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| December 22, 2022 Filed Dec 23, 2022 20:46 UTC | New Fortress Energy Inc. NFE · Entity 6904 | OtherClass A Common Stock | 105,000 | $42.20 | $4,431,199.50 |
DisclosureSEC source: 0001209191-22-062682 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,326,013 F1 · kind: Reflects a transfer of shares from grantor retained annuity trust to the reporting person. The reporting person believes that his transfer of shares from the trust constitutes only a change in form of indirect beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| March 04, 2022 Filed Mar 8, 2022 17:54 UTC | New Fortress Energy Inc. NFE · Entity 6904 | OtherClass A Common Stock | 26,000 | $34.46 | $895,830.00 |
DisclosureSEC source: 0001140361-22-008476 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,221,013 F1 · kind: Reflects a transfer of shares from grantor retained annuity trust to the reporting person. The reporting person believes that his transfer of shares from the trust constitutes only a change in form of indirect beneficial ownership of the shares, exempted by Rule 16a-13 under the Securities Exchange Act of 1934. Read SEC document |
| August 19, 2021 Filed Aug 19, 2021 16:40 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Common Stock | 18,000 | $27.56 | $496,080.00 |
DisclosureSEC source: 0001209191-21-052554 · doc4.xml · nonDerivative · entry 3 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,195,013 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $27.21 to $27.98. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 16:40 UTC | New Fortress Energy Inc. NFE · Entity 6904 | GiftClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052554 · doc4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,177,013 Read SEC document |
| August 18, 2021 Filed Aug 19, 2021 16:40 UTC | New Fortress Energy Inc. NFE · Entity 6904 | GiftClass A Common Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052554 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JJM 2020 GRAT NFE Disclosed balance after: 105,000 Read SEC document |
| August 17, 2021 Filed Aug 18, 2021 16:16 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Common Stock | 20,000 | $26.30 | $526,000.00 |
DisclosureSEC source: 0001209191-21-052218 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,147,013 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $25.95 to $26.765. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Common Stock | 24,000 | $39.88 | $957,120.00 |
DisclosureSEC source: 0001140361-21-016991 · form4.xml · nonDerivative · entry 3 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,127,013 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $39.35 to $40.35. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | GiftClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-016991 · form4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JJM 2020 GRAT NFE II Disclosed balance after: 75,000 Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | GiftClass A Common Stock | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-016991 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,103,013 Read SEC document |
| August 06, 2020 Filed Aug 10, 2020 16:26 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Common Stock | 37,755 | $25.13 | $948,783.15 |
DisclosureSEC source: 0001140361-20-017991 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,178,013 F1 · security: On August 7, 2020, New Fortress Energy LLC, a Delaware limited liability company, converted into a Delaware corporation named New Fortress Energy Inc. As a result of such conversion, each Class A share, representing Class A limited liability company interests of New Fortress Energy LLC, was converted into one share of Class A common stock of New Fortress Energy Inc. F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $24.98 to $25.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 16:24 UTC | New Fortress Energy Inc. NFE · Entity 6904 | GiftClass A Shares | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-017676 · form4.xml · nonDerivative · entry 3 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · JJM 2020 GRAT NFE Disclosed balance after: 135,000 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 16:24 UTC | New Fortress Energy Inc. NFE · Entity 6904 | GiftClass A Shares | 135,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-017676 · form4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,140,258 Read SEC document |
| August 04, 2020 Filed Aug 6, 2020 16:24 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 12,245 | $22.78 | $278,941.10 |
DisclosureSEC source: 0001140361-20-017676 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,275,258 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $22.47 to $23.00. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 16:35 UTC | New Fortress Energy Inc. NFE · Entity 6904 | OtherNew Fortress Intermediate LLC Units · Derivative | 1,081,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-20-013525 · form4.xml · derivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Shares · 1,081,584 shares Expires not disclosed F1 · security: The Amended and Restated Limited Liability Company Agreement of New Fortress Intermediate LLC ("NFI") provides certain holders common units ("NFI LLC Units") of NFI with certain rights to cause NFI or New Fortress Energy LLC (the "Issuer") to acquire all or a portion of the NFI LLC Units and an equal number of non-economic Class B common shares (the "Class B Shares") of the Issuer (the "Redemption Right") for, at its election, (a) Class A common shares ("Class A Shares") of the Issuer at a redemption ratio of one Class A Share for each NFI LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a Class A Share on the trading day that is immediately prior to the date of the redemption. The Redemption Right has no expiration date. F1 · derivative.exercise_price: The Amended and Restated Limited Liability Company Agreement of New Fortress Intermediate LLC ("NFI") provides certain holders common units ("NFI LLC Units") of NFI with certain rights to cause NFI or New Fortress Energy LLC (the "Issuer") to acquire all or a portion of the NFI LLC Units and an equal number of non-economic Class B common shares (the "Class B Shares") of the Issuer (the "Redemption Right") for, at its election, (a) Class A common shares ("Class A Shares") of the Issuer at a redemption ratio of one Class A Share for each NFI LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a Class A Share on the trading day that is immediately prior to the date of the redemption. The Redemption Right has no expiration date. F3 · shares: New Fortress Energy Holdings LLC previously distributed these NFI LLC Units to the reporting person on a pro rata basis, together with an equal number of Class B Shares. F1 · price: The Amended and Restated Limited Liability Company Agreement of New Fortress Intermediate LLC ("NFI") provides certain holders common units ("NFI LLC Units") of NFI with certain rights to cause NFI or New Fortress Energy LLC (the "Issuer") to acquire all or a portion of the NFI LLC Units and an equal number of non-economic Class B common shares (the "Class B Shares") of the Issuer (the "Redemption Right") for, at its election, (a) Class A common shares ("Class A Shares") of the Issuer at a redemption ratio of one Class A Share for each NFI LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a Class A Share on the trading day that is immediately prior to the date of the redemption. The Redemption Right has no expiration date. F2 · price: The reporting person has exercised his Redemption Right, pursuant to which, the Issuer will acquire these NFI LLC Units and an equal number of Class B Shares in exchange for Class A Shares. F1 · derivative.exercise_date: The Amended and Restated Limited Liability Company Agreement of New Fortress Intermediate LLC ("NFI") provides certain holders common units ("NFI LLC Units") of NFI with certain rights to cause NFI or New Fortress Energy LLC (the "Issuer") to acquire all or a portion of the NFI LLC Units and an equal number of non-economic Class B common shares (the "Class B Shares") of the Issuer (the "Redemption Right") for, at its election, (a) Class A common shares ("Class A Shares") of the Issuer at a redemption ratio of one Class A Share for each NFI LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a Class A Share on the trading day that is immediately prior to the date of the redemption. The Redemption Right has no expiration date. F1 · derivative.expiration_date: The Amended and Restated Limited Liability Company Agreement of New Fortress Intermediate LLC ("NFI") provides certain holders common units ("NFI LLC Units") of NFI with certain rights to cause NFI or New Fortress Energy LLC (the "Issuer") to acquire all or a portion of the NFI LLC Units and an equal number of non-economic Class B common shares (the "Class B Shares") of the Issuer (the "Redemption Right") for, at its election, (a) Class A common shares ("Class A Shares") of the Issuer at a redemption ratio of one Class A Share for each NFI LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a Class A Share on the trading day that is immediately prior to the date of the redemption. The Redemption Right has no expiration date. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 16:35 UTC | New Fortress Energy Inc. NFE · Entity 6904 | OtherClass A Shares | 1,081,584 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-20-013525 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,263,013 F1 · price: The Amended and Restated Limited Liability Company Agreement of New Fortress Intermediate LLC ("NFI") provides certain holders common units ("NFI LLC Units") of NFI with certain rights to cause NFI or New Fortress Energy LLC (the "Issuer") to acquire all or a portion of the NFI LLC Units and an equal number of non-economic Class B common shares (the "Class B Shares") of the Issuer (the "Redemption Right") for, at its election, (a) Class A common shares ("Class A Shares") of the Issuer at a redemption ratio of one Class A Share for each NFI LLC Unit redeemed, subject to conversion rate adjustments for any equity split, equity distribution, reclassification or other similar transaction, or (b) an equivalent amount of cash based on the trading price of a Class A Share on the trading day that is immediately prior to the date of the redemption. The Redemption Right has no expiration date. F2 · price: The reporting person has exercised his Redemption Right, pursuant to which, the Issuer will acquire these NFI LLC Units and an equal number of Class B Shares in exchange for Class A Shares. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 14,113 | $12.82 | $180,928.66 |
DisclosureSEC source: 0001140361-20-005606 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,429 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $12.05 to $13.37. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 09, 2020 Filed Mar 10, 2020 16:17 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 30,500 | $13.71 | $418,155.00 |
DisclosureSEC source: 0001140361-20-005329 · form4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,316 F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $13.49 to $14.18. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 06, 2020 Filed Mar 10, 2020 16:17 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 5,387 | $15.00 | $80,805.00 |
DisclosureSEC source: 0001140361-20-005329 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,816 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $14.97 to $15.05. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| August 14, 2019 Filed Aug 16, 2019 06:45 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 10,000 | $14.20 | $142,000.00 |
DisclosureSEC source: 0001140361-19-015183 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,429 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $13.90 to $14.30. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 24, 2019 Filed May 28, 2019 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 2,848 | $13.10 | $37,308.80 |
DisclosureSEC source: 0001140361-19-009900 · form4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,429 F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $12.99 to $13.14. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 23, 2019 Filed May 28, 2019 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 2,500 | $12.84 | $32,100.00 |
DisclosureSEC source: 0001140361-19-009900 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,581 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $12.63 to $12.99. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 22, 2019 Filed May 23, 2019 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 2,286 | $12.80 | $29,260.80 |
DisclosureSEC source: 0001140361-19-009746 · form4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,081 Read SEC document |
| May 21, 2019 Filed May 23, 2019 16:15 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 7,500 | $13.03 | $97,725.00 |
DisclosureSEC source: 0001140361-19-009746 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,795 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $13.00 to $13.10. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 20, 2019 Filed May 21, 2019 16:16 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 25,000 | $12.70 | $317,500.00 |
DisclosureSEC source: 0001140361-19-009541 · form4.xml · nonDerivative · entry 2 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,295 F2 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $12.39 to $12.85. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| May 17, 2019 Filed May 21, 2019 16:16 UTC | New Fortress Energy Inc. NFE · Entity 6904 | PurchaseClass A Shares | 9,866 | $11.83 | $116,714.78 |
DisclosureSEC source: 0001140361-19-009541 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,295 F1 · price: The shares were purchased in multiple transactions and the price reported is a weighted average. The purchase price ranged from $11.55 to $12.09. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 17:05 UTC | New Fortress Energy Inc. NFE · Entity 6904 | GrantClass A shares | 71,429 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-19-002591 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,429 F1 · security: These Class A shares are subject to a Restricted Share Unit award and will vest in three equal installments on the date of each of the first three annual meetings following the date of grant. Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 22:27 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 60,791 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-019850 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,791 F1 · shares: Represents the annual non-employee director equity award of Restricted Stock Units ("RSUs") made under the LendingClub Corporation 2014 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. The RSUs will vest quarterly over a one-year period beginning on May 31, 2018, subject to continued service through each vesting date. Read SEC document |
| February 22, 2018 Filed Feb 23, 2018 22:19 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 50,000 | $3.83 | $191,500.00 |
DisclosureSEC source: 0001127602-18-008087 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563,673 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $3.825 to $3.83. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 22:06 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 20,000 | $4.28 | $85,594.00 |
DisclosureSEC source: 0001127602-17-032208 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,513,673 F1 · price: This transaction was executed in multiple trades during the day at prices ranging from $4.275 to $4.28. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 11, 2017 Filed Aug 15, 2017 21:18 UTC | Happen, Inc. LC · Entity 4526 | PurchaseCommon Stock | 10,000 | $5.90 | $58,996.00 |
DisclosureSEC source: 0001127602-17-025670 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493,673 Read SEC document |
| June 06, 2017 Filed Jun 8, 2017 23:54 UTC | Happen, Inc. LC · Entity 4526 | GrantCommon Stock | 35,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-021001 · form4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,336 F1 · shares: Represents the annual equity award of restricted stock units to each non-employee director pursuant to the approved non-employee director compensation plan. The award is made under the LendingClub Corporation 2014 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the Issuer's common stock. The restricted stock units are scheduled to vest as to 25% of the total shares quarterly, over a one-year period, beginning on June 6, 2017, subject to continued service through each vesting date. Read SEC document |
| January 21, 2011 Filed Jan 21, 2011 17:12 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 66,912 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-004450 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,816,301.552 F1 · kind: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. F2 · balance_after: Since the Reporting Person's last report, 500,000 shares of Common Stock previously reported as directly beneficially owned were contributed to a grantor retained annuity trust. Read SEC document |
| October 21, 2010 Filed Oct 22, 2010 17:32 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 28,900 | $24.85 | $718,165.00 |
DisclosureSEC source: 0001209191-10-051417 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,249,387.243 F1 · kind: On October 21, 2010, the Reporting Person substituted assets of equal value into a grantor retained annuity trust in exchange for 28,900 shares of Common Stock. F2 · balance_after: Since the Reporting Person's last report, 107,500 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| October 07, 2010 Filed Oct 8, 2010 16:52 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 106,216 | $25.35 | $2,692,044.52 |
DisclosureSEC source: 0001209191-10-049852 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,112,987.243 Read SEC document |
| January 21, 2010 Filed Jan 25, 2010 15:04 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 243,708 | $29.40 | $7,163,796.66 |
DisclosureSEC source: 0001209191-10-004627 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219,196.46 F1 · kind: The amount shown reflects shares withheld to satisfy taxes upon the conversion of Restricted Stock Units ("RSUs") to shares of Common Stock. This conversion relates to RSUs awarded on December 12, 2006 to the Reporting Person as part of his 2006 annual compensation. Shares received upon conversion of RSUs are subject to the 75% stock ownership commitment that applies to senior executives. F2 · balance_after: Since the Reporting Person's last report, 43,200 shares of Common Stock previously reported as held indirectly by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment. Read SEC document |
| November 09, 2009 Filed Nov 10, 2009 17:38 UTC | MORGAN STANLEY MS · Entity 2815 | OtherCommon Stock | 79,000 | $33.44 | $2,641,957.50 |
DisclosureSEC source: 0001209191-09-051974 · doc4.xml · nonDerivative · entry 1 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,419,702.64 F1 · kind: On November 9, 2009, the Reporting Person substituted assets of equal value into a grantor retained annuity trust in exchange for 79,000 shares of Common Stock. F2 · balance_after: Since the Reporting Person's last report, 700,000 shares previously reported as directly beneficially owned were contributed to a grantor retained annuity trust, and 84,600 shares were transferred back to the Reporting Person in satisfaction of an annuity payment. F3 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Restricted Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 7,900 | $80.05 | $632,395.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 23 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,751,722.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,500 | $80.08 | $200,200.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 22 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,759,622.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 500 | $80.10 | $40,050.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 21 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762,122.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 700 | $80.11 | $56,077.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 20 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,762,622.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 500 | $80.12 | $40,060.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 19 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763,322.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 1,500 | $80.15 | $120,225.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 18 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,763,822.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 900 | $80.16 | $72,144.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 17 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,765,322.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 900 | $80.17 | $72,153.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 16 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,766,222.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 5,000 | $80.20 | $401,000.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 15 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,767,122.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 4,100 | $80.25 | $329,025.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 14 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,772,122.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 600 | $80.26 | $48,156.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 13 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,222.971 Read SEC document |
| March 26, 2007 Filed Mar 27, 2007 18:31 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 300 | $80.27 | $24,081.00 |
DisclosureSEC source: 0001209191-07-020077 · doc4.xml · nonDerivative · entry 12 MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,776,822.971 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.