Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Chief Risk Officer | October 10, 2006 | October 12, 2006 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date October 10, 2006 · Filed October 12, 2006
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,707 |
Ending reported balance
After 2006-10-11 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2006-10-10 · Exercise / conversion · Acquired 2,430 · Balance 78,466 Row 2 · 2006-10-10 · Tax withholding · Disposed 393 · Balance 78,073 Row 3 · 2006-10-11 · Sale · Disposed 2,066 · Balance 76,007 Row 4 · 2006-10-11 · Sale · Disposed 100 · Balance 75,907 Row 5 · 2006-10-11 · Sale · Disposed 200 · Balance 75,707 |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.47 · Expires 2009-10-11 | Direct | 0 |
Reported balance
After 2006-10-10 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2006-10-10 · Exercise / conversion · Disposed 2,430 · Balance 0 F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan/ESOP Trust | 1,111.938 |
Reported balance
Holding disclosure · report date 2006-10-10 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,111.938 |
Filing footnotes · ownership attribution and instrument terms
F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 11, 2006 Filed Oct 12, 2006 17:58 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 200 | $74.57 | $14,914.00 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 5 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,707 Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 17:58 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 100 | $74.59 | $7,459.00 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 4 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,907 Read SEC document |
| October 11, 2006 Filed Oct 12, 2006 17:58 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 2,066 | $74.60 | $154,123.60 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 3 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,007 Read SEC document |
| October 10, 2006 Filed Oct 12, 2006 17:58 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,430 | $0.00 Strike: $47.47 | $0.00 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · derivative · entry 7 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,430 shares Expires 2009-10-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable. Read SEC document |
| October 10, 2006 Filed Oct 12, 2006 17:58 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 393 | $75.15 | $29,533.95 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 2 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,073 Read SEC document |
| October 10, 2006 Filed Oct 12, 2006 17:58 UTC | MORGAN STANLEY MS · Entity 2815 | Exercise / conversionCommon Stock | 2,430 | $47.47 | $115,352.10 |
DisclosureSEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 1 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 13, 2005 Filed Dec 15, 2005 17:39 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 54,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-063614 · doc4.xml · nonDerivative · entry 1 DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,036 F1 · kind: Stock units that are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.