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DAULA THOMAS V

Disclosed activity across 1 company

Tapewire entity
13623
SEC CIK
0001341664

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MORGAN STANLEYMS · Entity 2815Chief Risk OfficerOctober 10, 2006October 12, 2006

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MORGAN STANLEY

Report date October 10, 2006 · Filed October 12, 2006

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,707 Ending reported balance After 2006-10-11 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2006-10-10 · Exercise / conversion · Acquired 2,430 · Balance 78,466

Row 2 · 2006-10-10 · Tax withholding · Disposed 393 · Balance 78,073

Row 3 · 2006-10-11 · Sale · Disposed 2,066 · Balance 76,007

Row 4 · 2006-10-11 · Sale · Disposed 100 · Balance 75,907

Row 5 · 2006-10-11 · Sale · Disposed 200 · Balance 75,707

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $47.47 · Expires 2009-10-11Direct0 Reported balance After 2006-10-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2006-10-10 · Exercise / conversion · Disposed 2,430 · Balance 0

F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable.

Common StockSEC Table I · non-derivativeIndirectBy 401(k) Plan/ESOP Trust1,111.938 Reported balance Holding disclosure · report date 2006-10-10 · row 6 Holding and transaction disclosures are not merged.
1 source row

Row 6 · Balance 1,111.938

Filing footnotes · ownership attribution and instrument terms

F1: Initial vesting date of ratably vested stock options, all of which are presently exercisable.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2006 Filed Oct 12, 2006 17:58 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 200 $74.57 $14,914.00
Disclosure

SEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 5

DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,707

Read SEC document
October 11, 2006 Filed Oct 12, 2006 17:58 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 100 $74.59 $7,459.00
Disclosure

SEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 4

DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,907

Read SEC document
October 11, 2006 Filed Oct 12, 2006 17:58 UTC MORGAN STANLEY MS · Entity 2815 SaleCommon Stock 2,066 $74.60 $154,123.60
Disclosure

SEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 3

DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,007

Read SEC document
October 10, 2006 Filed Oct 12, 2006 17:58 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative 2,430 $0.00 Strike: $47.47 $0.00
Disclosure

SEC source: 0001209191-06-054601 · doc4.xml · derivative · entry 7

DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,430 shares

Expires 2009-10-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Initial vesting date of ratably vested stock options, all of which are presently exercisable.

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October 10, 2006 Filed Oct 12, 2006 17:58 UTC MORGAN STANLEY MS · Entity 2815 Tax withholdingCommon Stock 393 $75.15 $29,533.95
Disclosure

SEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 2

DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,073

Read SEC document
October 10, 2006 Filed Oct 12, 2006 17:58 UTC MORGAN STANLEY MS · Entity 2815 Exercise / conversionCommon Stock 2,430 $47.47 $115,352.10
Disclosure

SEC source: 0001209191-06-054601 · doc4.xml · nonDerivative · entry 1

DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,466

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2005 Filed Dec 15, 2005 17:39 UTC MORGAN STANLEY MWD · Entity 2815 GrantCommon Stock 54,953 $0.00 $0.00
Disclosure

SEC source: 0001209191-05-063614 · doc4.xml · nonDerivative · entry 1

DAULA THOMAS V · CIK 0001341664 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,036

F1 · kind: Stock units that are convertible into shares of common stock at a ratio of 1 to 1.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.