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NYSE · USD

MS

MORGAN STANLEY

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2815
SEC CIK
0000895421
Parsed reports
1,217

Last 12 months

Inside the activity.

0 purchase rows · 33 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 2026016
Feb 202600
Mar 202600
Apr 2026012
May 202600
Jun 202600
Jul 202605
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 18, 2010 Filed Nov 19, 2010 17:16 UTC GrantCommon Stock 1,743.855 $25.80 $45,000.00
Disclosure

SEC source: 0001209191-10-056183 · doc4.xml · nonDerivative · entry 1

SEXTON O GRIFFITH · CIK 0001338580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 669,728.253

F1 · kind: Deferred stock units acquired under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
November 01, 2010 Filed Nov 3, 2010 17:27 UTC Tax withholdingCommon Stock 403 $24.79 $9,990.13
Disclosure

SEC source: 0001209191-10-052971 · doc4.xml · nonDerivative · entry 1

DAVIES HOWARD J · CIK 0001283017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,858.673

F1 · shares: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Directors' Equity Capital Accumulation Plan as part of his 2005 and 2006 director compensation.

Read SEC document
October 21, 2010 Filed Oct 22, 2010 17:32 UTC
MACK JOHN JDirector · Chairman of the Board
OtherCommon Stock 28,900 $24.85 $718,165.00
Disclosure

SEC source: 0001209191-10-051417 · doc4.xml · nonDerivative · entry 1

MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,249,387.243

F1 · kind: On October 21, 2010, the Reporting Person substituted assets of equal value into a grantor retained annuity trust in exchange for 28,900 shares of Common Stock.

F2 · balance_after: Since the Reporting Person's last report, 107,500 shares of Common Stock previously reported as indirectly beneficially owned by grantor retained annuity trust were transferred back to the Reporting Person in satisfaction of an annuity payment.

Read SEC document
October 07, 2010 Filed Oct 8, 2010 16:50 UTC
CHAMMAH WALID AChairman/CEO of MS Int'l
Tax withholdingCommon Stock 82,720 $25.35 $2,096,538.40
Disclosure

SEC source: 0001209191-10-049849 · doc4.xml · nonDerivative · entry 1

CHAMMAH WALID A · CIK 0001336667 · Chairman/CEO of MS Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 639,269

Read SEC document
October 07, 2010 Filed Oct 8, 2010 16:52 UTC
MACK JOHN JDirector · Chairman of the Board
Tax withholdingCommon Stock 106,216 $25.35 $2,692,044.52
Disclosure

SEC source: 0001209191-10-049852 · doc4.xml · nonDerivative · entry 1

MACK JOHN J · CIK 0001272147 · Director · Chairman of the Board

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112,987.243

Read SEC document
October 07, 2010 Filed Oct 8, 2010 16:56 UTC
NIDES THOMAS RChief Operating Officer
Tax withholdingCommon Stock 28,275 $25.35 $716,629.88
Disclosure

SEC source: 0001209191-10-049854 · doc4.xml · nonDerivative · entry 1

NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,612

Read SEC document
September 01, 2010 Filed Sep 2, 2010 17:44 UTC
NIDES THOMAS RChief Operating Officer
Tax withholdingCommon Stock 10,174 $25.12 $255,570.88
Disclosure

SEC source: 0001209191-10-044942 · doc4.xml · nonDerivative · entry 1

NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,887

Read SEC document
August 27, 2010 Filed Aug 30, 2010 17:24 UTC
BARRON FRANCIS PChief Legal Officer
GrantCommon Stock 40,339 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-044457 · doc4.xml · nonDerivative · entry 1

BARRON FRANCIS P · CIK 0001497942 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,339

F1 · kind: Restricted Stock Units which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
August 09, 2010 Filed Aug 11, 2010 20:07 UTC SaleCommon Stock 1,600,000 $27.42 $43,872,000.00
Disclosure

SEC source: 0001140361-10-032797 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 150,782,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.30 to $27.54, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F2 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
August 03, 2010 Filed Aug 5, 2010 20:05 UTC SaleCommon Stock 1,310,000 $27.52 $36,051,200.00
Disclosure

SEC source: 0001140361-10-031847 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 152,382,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.61, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F2 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
August 02, 2010 Filed Aug 4, 2010 20:06 UTC SaleCommon Stock 2,000,000 $27.55 $55,100,000.00
Disclosure

SEC source: 0001140361-10-031574 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 153,692,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.50 to $27.70, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F2 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
July 30, 2010 Filed Aug 3, 2010 20:07 UTC SaleCommon Stock 3,340,000 $27.10 $90,514,000.00
Disclosure

SEC source: 0001140361-10-031260 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 155,692,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.30, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F2 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
July 29, 2010 Filed Aug 2, 2010 20:10 UTC SaleCommon Stock 2,600,000 $27.09 $70,434,000.00
Disclosure

SEC source: 0001140361-10-031041 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 159,032,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.35, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F2 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
July 27, 2010 Filed Jul 28, 2010 20:05 UTC SaleCommon Stock 4,875,000 $27.25 $132,843,750.00
Disclosure

SEC source: 0001140361-10-030623 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 161,632,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.49, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F2 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
July 26, 2010 Filed Jul 27, 2010 20:02 UTC SaleCommon Stock 2,750,000 $27.04 $74,360,000.00
Disclosure

SEC source: 0001140361-10-030455 · doc1.xml · nonDerivative · entry 2

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 166,507,379

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.19, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F3 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
July 23, 2010 Filed Jul 27, 2010 20:02 UTC SaleCommon Stock 1,875,000 $27.05 $50,718,750.00
Disclosure

SEC source: 0001140361-10-030455 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 166,507,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.00 to $27.15, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F3 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
July 23, 2010 Filed Jul 30, 2010 21:13 UTC
GORMAN JAMES PDirector · President and CEO
GiftCommon Stock 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-040284 · doc4.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,870

Read SEC document
July 22, 2010 Filed Jul 23, 2010 20:02 UTC SaleCommon Stock 575,000 $27.13 $15,599,750.00
Disclosure

SEC source: 0001140361-10-030124 · doc1.xml · nonDerivative · entry 2

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 171,132,379

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.80 to $27.30, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F3 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
July 21, 2010 Filed Jul 23, 2010 20:02 UTC SaleCommon Stock 4,525,000 $27.17 $122,944,250.00
Disclosure

SEC source: 0001140361-10-030124 · doc1.xml · nonDerivative · entry 1

CHINA INVESTMENT CORP · CIK 0001468702 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · Through wholly owned subsidiaries

Disclosed balance after: 171,132,379

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.65 to $27.86, inclusive. The reporting person undertakes to provide to Morgan Stanley, any security holder of Morgan Stanley or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth.

F3 · balance_after: Includes shares issuable upon settlement of the premium equity participating security units ("PEPS Units") beneficially owned by the reporting person, as reported on Table II.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:14 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029365 · doc4.xml · nonDerivative · entry 1

BOSTOCK ROY J · CIK 0001238512 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,013.378

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:16 UTC GrantCommon Stock 123.769 $26.93 $3,333.33
Disclosure

SEC source: 0001209191-10-029371 · doc4.xml · nonDerivative · entry 2

BOWLES ERSKINE B · CIK 0001257081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,512.164

F2 · kind: Deferred stock units acquired under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:16 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029371 · doc4.xml · nonDerivative · entry 1

BOWLES ERSKINE B · CIK 0001257081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,388.395

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:20 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029384 · doc4.xml · nonDerivative · entry 1

DAVIES HOWARD J · CIK 0001283017 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,184.348

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 21:24 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029395 · doc4.xml · nonDerivative · entry 1

HANCE JAMES H JR · CIK 0001176400 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,599.967

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:26 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029399 · doc4.xml · nonDerivative · entry 1

KIDDER C ROBERT · CIK 0001179703 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,489.091

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:28 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029402 · doc4.xml · nonDerivative · entry 1

Nicolaisen Donald T · CIK 0001345885 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,988.118

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:31 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029406 · doc4.xml · nonDerivative · entry 1

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,667.884

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 17:33 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029408 · doc4.xml · nonDerivative · entry 1

SEXTON O GRIFFITH · CIK 0001338580 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 667,821.212

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 18, 2010 Filed May 20, 2010 21:35 UTC GrantCommon Stock 9,282.672 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-029411 · doc4.xml · nonDerivative · entry 1

TYSON LAURA D · CIK 0001183429 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,065.514

F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1.

Read SEC document
May 03, 2010 Filed May 5, 2010 21:33 UTC
GORMAN JAMES PDirector · President and CEO
GiftCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-025510 · doc4.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,870

Read SEC document
April 27, 2010 Filed Apr 28, 2010 19:06 UTC
WIRTH PAUL CFinance Director/Controller
SaleCommon Stock 5,100 $30.00 $153,000.51
Disclosure

SEC source: 0001209191-10-024105 · doc4.xml · nonDerivative · entry 4

WIRTH PAUL C · CIK 0001319921 · Finance Director/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,109

Read SEC document
April 27, 2010 Filed Apr 28, 2010 19:06 UTC
WIRTH PAUL CFinance Director/Controller
SaleCommon Stock 2,900 $30.00 $87,000.00
Disclosure

SEC source: 0001209191-10-024105 · doc4.xml · nonDerivative · entry 3

WIRTH PAUL C · CIK 0001319921 · Finance Director/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,209

Read SEC document
April 27, 2010 Filed Apr 28, 2010 19:06 UTC
WIRTH PAUL CFinance Director/Controller
SaleCommon Stock 4,226 $30.18 $127,540.68
Disclosure

SEC source: 0001209191-10-024105 · doc4.xml · nonDerivative · entry 2

WIRTH PAUL C · CIK 0001319921 · Finance Director/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,109

Read SEC document
April 27, 2010 Filed Apr 28, 2010 19:06 UTC
WIRTH PAUL CFinance Director/Controller
SaleCommon Stock 2,200 $30.19 $66,418.00
Disclosure

SEC source: 0001209191-10-024105 · doc4.xml · nonDerivative · entry 1

WIRTH PAUL C · CIK 0001319921 · Finance Director/Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,335

Read SEC document
April 27, 2010 Filed Apr 29, 2010 15:44 UTC
GORMAN JAMES PDirector · President and CEO
GiftCommon Stock 11,640 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-024174 · doc4.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 636,970

F1 · balance_after: On February 17, 2010, the Reporting Person contributed 100,000 shares previously reported as directly beneficially owned to a grantor retained annuity trust. On April 26, 2010, 6,652 shares were distributed to the Reporting Person as part of an annuity payment.

Read SEC document
February 17, 2010 Filed Feb 18, 2010 16:39 UTC
KELLEHER THOMAS COLMCo-Head of Inst'l Securities
SaleCommon Stock 4,510 $27.63 $124,611.30
Disclosure

SEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 4

KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,809

Read SEC document
February 17, 2010 Filed Feb 18, 2010 16:39 UTC
KELLEHER THOMAS COLMCo-Head of Inst'l Securities
SaleCommon Stock 8,200 $27.62 $226,484.00
Disclosure

SEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 3

KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 318,319

Read SEC document
February 17, 2010 Filed Feb 18, 2010 16:39 UTC
KELLEHER THOMAS COLMCo-Head of Inst'l Securities
SaleCommon Stock 100 $27.61 $2,761.01
Disclosure

SEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 2

KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,519

Read SEC document
February 17, 2010 Filed Feb 18, 2010 16:39 UTC
KELLEHER THOMAS COLMCo-Head of Inst'l Securities
SaleCommon Stock 37,190 $27.61 $1,026,815.90
Disclosure

SEC source: 0001209191-10-010440 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,619

Read SEC document
February 08, 2010 Filed Feb 10, 2010 16:22 UTC
Porat RuthChief Financial Officer
OtherCommon Stock 29,185.115 $26.60 $776,324.06
Disclosure

SEC source: 0001209191-10-008023 · doc4.xml · nonDerivative · entry 2

Porat Ruth · CIK 0001479258 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k) Plan

Disclosed balance after: 29,386.62

F1 · kind: The Reporting Person transferred balances from other funds held in the Morgan Stanley 401(k) Plan into the Morgan Stanley Stock Fund.

F2 · balance_after: Includes approximately 201 additional shares of Common Stock acquired on January 25, 2010 as the result of a Rule 16b-3(c) exempt transaction.

Read SEC document
February 08, 2010 Filed Feb 10, 2010 18:15 UTC
FLEMING GREGORY JHead of Asset Mgt and Research
GrantCommon Stock 333,573 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-008206 · doc4.xml · nonDerivative · entry 1

FLEMING GREGORY J · CIK 0001258750 · Head of Asset Mgt and Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 333,573

F1 · kind: This award of Restricted Stock Units, which are convertible into shares of Common Stock at a ratio of 1 to 1, was granted in light of value lost or at risk of being lost by the Reporting Person in connection with awards from his former employer.

Read SEC document
January 25, 2010 Filed Jan 26, 2010 14:50 UTC PurchaseCommon Stock 1,600 $27.84 $44,544.00
Disclosure

SEC source: 0001209191-10-004808 · doc4.xml · nonDerivative · entry 3

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,258.076

Read SEC document
January 25, 2010 Filed Jan 26, 2010 14:50 UTC PurchaseCommon Stock 1,300 $27.83 $36,175.75
Disclosure

SEC source: 0001209191-10-004808 · doc4.xml · nonDerivative · entry 2

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,658.076

Read SEC document
January 25, 2010 Filed Jan 26, 2010 14:50 UTC PurchaseCommon Stock 100 $27.83 $2,782.50
Disclosure

SEC source: 0001209191-10-004808 · doc4.xml · nonDerivative · entry 1

OLAYAN HUTHAM S · CIK 0001357222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,358.076

Read SEC document
January 21, 2010 Filed Jan 22, 2010 21:49 UTC
GORMAN JAMES PDirector · CEO and President
GrantCommon Stock 194,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-004470 · doc4.xml · nonDerivative · entry 1

GORMAN JAMES P · CIK 0001182328 · Director · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,473

F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1.

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January 21, 2010 Filed Jan 22, 2010 16:49 UTC
CHAMMAH WALID AChairman/CEO of MS Int'l
GrantCommon Stock 128,335 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-004473 · doc4.xml · nonDerivative · entry 1

CHAMMAH WALID A · CIK 0001336667 · Chairman/CEO of MS Int'l

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,455

F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1.

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January 21, 2010 Filed Jan 22, 2010 21:51 UTC
Taubman Paul JCo-Head of Inst'l Securities
GrantCommon Stock 130,938 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-004475 · doc4.xml · nonDerivative · entry 1

Taubman Paul J · CIK 0001479665 · Co-Head of Inst'l Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 951,392

F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1.

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January 21, 2010 Filed Jan 22, 2010 16:52 UTC
KELLEHER THOMAS COLMCo-Head of Inst'l Securities
GrantCommon Stock 103,824 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-004476 · doc4.xml · nonDerivative · entry 1

KELLEHER THOMAS COLM · CIK 0001413097 · Co-Head of Inst'l Securities

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,665

F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1.

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January 21, 2010 Filed Jan 22, 2010 16:53 UTC
deRegt Kenneth MichaelChief Risk Officer
GrantCommon Stock 78,757 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-004478 · doc4.xml · nonDerivative · entry 1

deRegt Kenneth Michael · CIK 0001330293 · Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,843

F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1.

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January 21, 2010 Filed Jan 22, 2010 16:55 UTC
NIDES THOMAS RChief Operating Officer
GrantCommon Stock 68,149 $0.00 $0.00
Disclosure

SEC source: 0001209191-10-004481 · doc4.xml · nonDerivative · entry 1

NIDES THOMAS R · CIK 0001333770 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,664

F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.