Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Director | May 19, 2015 | May 21, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date May 19, 2015 · Filed May 21, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,151.456 |
Reported balance
After 2015-05-19 transaction · row 1
1 source rowRow 1 · 2015-05-19 · Tax withholding · Disposed 4,792 · Balance 67,151.456 F1: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 19, 2015 Filed May 21, 2015 16:38 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 4,792 | $38.64 | $185,159.05 |
DisclosureSEC source: 0001209191-15-045397 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,151.456 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. Read SEC document |
| May 15, 2015 Filed May 19, 2015 17:40 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 262 | $37.88 | $9,924.01 |
DisclosureSEC source: 0001209191-15-044561 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,947.219 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the reporting person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. Read SEC document |
| May 13, 2015 Filed May 14, 2015 16:32 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 860 | $37.71 | $32,434.21 |
DisclosureSEC source: 0001209191-15-042813 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,004.64 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the reporting person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. Read SEC document |
| November 15, 2014 Filed Nov 18, 2014 16:51 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 421 | $35.77 | $15,061.15 |
DisclosureSEC source: 0001209191-14-069680 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,724.523 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the reporting person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. Read SEC document |
| May 15, 2014 Filed May 16, 2014 21:34 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 262 | $29.57 | $7,747.84 |
DisclosureSEC source: 0001209191-14-034724 · doc4.xml · nonDerivative · entry 2 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,827.841 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. Read SEC document |
| May 14, 2014 Filed May 16, 2014 21:34 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 1,076 | $30.19 | $32,485.09 |
DisclosureSEC source: 0001209191-14-034724 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,913.346 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Morgan Stanley Directors' Equity Capital Accumulation Plan as part of his director compensation. Read SEC document |
| May 13, 2014 Filed May 15, 2014 21:48 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 8,218.818 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-034324 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,989.848 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 01, 2014 Filed May 2, 2014 20:42 UTC | MORGAN STANLEY MS · Entity 2815 | SaleCommon Stock | 12,000 | $31.17 | $374,040.00 |
DisclosureSEC source: 0001209191-14-030741 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,771.03 Read SEC document |
| November 15, 2013 Filed Nov 18, 2013 22:21 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 416 | $30.36 | $12,631.17 |
DisclosureSEC source: 0001209191-13-052872 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,682.365 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2005 and 2006 director compensation. Read SEC document |
| May 15, 2013 Filed May 17, 2013 21:13 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 817 | $24.64 | $20,131.29 |
DisclosureSEC source: 0001209191-13-027277 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,905.062 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2012-2013 director compensation. Read SEC document |
| May 14, 2013 Filed May 16, 2013 20:55 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 10,301.08 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-026886 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,614.74 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 01, 2012 Filed Nov 2, 2012 21:29 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 411 | $17.48 | $7,183.50 |
DisclosureSEC source: 0001209191-12-051521 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,032.843 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2005 and 2006 director compensation. Read SEC document |
| May 18, 2012 Filed May 21, 2012 21:38 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 934 | $13.45 | $12,565.10 |
DisclosureSEC source: 0001209191-12-029542 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,256.454 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2011-2012 director compensation. Read SEC document |
| May 15, 2012 Filed May 17, 2012 21:12 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 17,499.773 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-028968 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,190.958 F1 · kind: Restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 01, 2011 Filed Nov 3, 2011 21:07 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 406 | $16.24 | $6,592.10 |
DisclosureSEC source: 0001209191-11-054226 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,294.149 F1 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Directors' Equity Capital Accumulation Plan as part of his 2005 and 2006 director compensation. Read SEC document |
| May 18, 2011 Filed May 20, 2011 18:22 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 749 | $24.39 | $18,270.81 |
DisclosureSEC source: 0001209191-11-030164 · doc4.xml · nonDerivative · entry 2 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,576.722 F2 · kind: Shares withheld to satisfy taxes upon the conversion of stock units granted under the Directors' Equity Capital Accumulation Plan to the Reporting Person as part of his 2010 director compensation. Read SEC document |
| May 18, 2011 Filed May 20, 2011 18:22 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 10,248.59 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-030164 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,325.722 F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| November 01, 2010 Filed Nov 3, 2010 17:27 UTC | MORGAN STANLEY MS · Entity 2815 | Tax withholdingCommon Stock | 403 | $24.79 | $9,990.13 |
DisclosureSEC source: 0001209191-10-052971 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,858.673 F1 · shares: Shares withheld to satisfy taxes upon the conversion of stock units granted to the Reporting Person under the Directors' Equity Capital Accumulation Plan as part of his 2005 and 2006 director compensation. Read SEC document |
| May 18, 2010 Filed May 20, 2010 17:20 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 9,282.672 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-029384 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,184.348 F1 · kind: Restricted stock units granted under the Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 29, 2009 Filed May 1, 2009 16:45 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 11,116.101 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-09-023780 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,611.644 F1 · kind: Deferred stock units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| April 08, 2008 Filed Apr 10, 2008 17:47 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 5,231.68 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-08-023742 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,740.087 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. F2 · balance_after: Reflects the application of a mandatory anti-dilution adjustment to the Reporting Person's Stock Units as a result of the issuer's spin-off of Discover Financial Services on June 30, 2007. Read SEC document |
| April 10, 2007 Filed Apr 12, 2007 16:50 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 3,103.05 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-07-023711 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,304.225 F1 · kind: Stock Units acquired under the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| April 04, 2006 Filed Apr 6, 2006 17:28 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-06-022894 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,078.881 F1 · kind: Stock units acquired under deferred compensation provisions of the Morgan Stanley Directors' Equity Capital Accumulation Plan, which are convertible into shares of common stock at a ratio of 1 to 1. Read SEC document |
| March 15, 2005 Filed Mar 17, 2005 16:20 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-05-016315 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · kind: Stock Units acquired under the deferred compensation provisions of Morgan Stanley's Directors' Equity Capital Accumulation Plan, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| May 01, 2004 Filed May 3, 2004 16:05 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 6,000 | $0.00 Strike: $51.39 | $0.00 |
DisclosureSEC source: 0001204892-04-000069 · doc4.xml · derivative · entry 2 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 Underlying: Common Stock · 6,000 shares Expires 2014-05-01 Read SEC document |
| May 01, 2004 Filed May 3, 2004 16:05 UTC | MORGAN STANLEY MWD · Entity 2815 | GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001204892-04-000069 · doc4.xml · nonDerivative · entry 1 DAVIES HOWARD J · CIK 0001283017 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.