Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Hamilton Lane INCHLNE · Entity 3823 | Director · 10% owner | September 16, 2026 | September 18, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Hamilton Lane INC
Report date September 16, 2026 · Filed September 18, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,805 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Grant · Acquired 1,953 · Balance 6,805 F1: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. |
| Class A Common StockSEC Table I · non-derivative | IndirectSee footnote | 17,414 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,414 F2: Mr. Sexton indirectly holds these shares through the O. Griffith Sexton 2016 Revocable Trust. Mr. Sexton is sole settlor, beneficiary, and trustee of the trust. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 291,233 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 291,233 F3: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust. |
| Class B Common StockSEC Table I · non-derivative | IndirectSee footnote | 291,233 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 291,233 F3: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F5: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust. |
| Class B UnitsSEC Table II · derivative / convertible security | IndirectBy the 2008 Sexton Des. Trust FBO Laura Sexton | 291,233 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 291,233 F6: Pursuant to an Exchange Agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F7: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust. |
| Class B UnitsSEC Table II · derivative / convertible security | IndirectBy the 2008 Sexton Des. Trust FBO Matthew Sexton | 291,233 |
Reported balance
Holding disclosure · report date 2026-09-16 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 291,233 F6: Pursuant to an Exchange Agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F8: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date.
F2: Mr. Sexton indirectly holds these shares through the O. Griffith Sexton 2016 Revocable Trust. Mr. Sexton is sole settlor, beneficiary, and trustee of the trust.
F3: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote.
F4: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust.
F5: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust.
F6: Pursuant to an Exchange Agreement entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering, the Class B Units of Hamilton Lane Advisors, L.L.C. ("HLA") are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date.
F7: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust.
F8: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton serves as trustee of this trust.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MORGAN STANLEY
Report date November 01, 2014 · Filed November 04, 2014
Section 16 reporting ended · disclosed 2014-11-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 740,053.432 |
Ending reported balance
After 2014-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2014-11-01 · Grant · Acquired 1,214.039 · Balance 744,175.56 F1: Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2014 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective November 1, 2014. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1. Row 2 · 2014-11-01 · Disposition to issuer · Disposed 4,122.128 · Balance 740,053.432 F2: Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in lieu of cash retainers paid for service from the 2014 annual meeting of shareholders through the reporting person's retirement from the Morgan Stanley Board of Directors, effective November 1, 2014. Stock units are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: Reflects the cancellation of unvested restricted stock units granted under the Morgan Stanley Directors' Equity Capital Accumulation Plan in connection with the reporting person's retirement from the Morgan Stanley Board of Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 18, 2026 20:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 1,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001338580-26-000003 · wk-form4_1789764072.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,805 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| September 16, 2025 Filed Sep 18, 2025 21:01 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 1,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001338580-25-000004 · wk-form4_1758229292.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,852 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 21:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 25,000 | $159.00 | $3,975,000.00 |
DisclosureSEC source: 0001628280-25-005786 · wk-form4_1739569391.xml · derivative · entry 6 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 291,233 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F2 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 21:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 25,000 | $159.00 | $3,975,000.00 |
DisclosureSEC source: 0001628280-25-005786 · wk-form4_1739569391.xml · derivative · entry 5 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 291,233 Underlying: Class A Common Stock · 25,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F2 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 21:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 25,000 | $0.00 | $25.00 |
DisclosureSEC source: 0001628280-25-005786 · wk-form4_1739569391.xml · nonDerivative · entry 4 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 291,233 F2 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F5 · ownership.nature: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust. Read SEC document |
| February 12, 2025 Filed Feb 14, 2025 21:43 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 25,000 | $0.00 | $25.00 |
DisclosureSEC source: 0001628280-25-005786 · wk-form4_1739569391.xml · nonDerivative · entry 3 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 291,233 F2 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · ownership.nature: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 20:55 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 1,337 | $0.00 | $0.00 |
DisclosureSEC source: 0001433642-24-000103 · wk-form4_1726692913.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,521 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 01:17 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $108.00 | $5,400,000.00 |
DisclosureSEC source: 0001433642-24-000040 · wk-form4_1710206265.xml · derivative · entry 5 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 316,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 01:17 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $108.00 | $5,400,000.00 |
DisclosureSEC source: 0001433642-24-000040 · wk-form4_1710206265.xml · derivative · entry 4 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By the 2008 Sexton DES. Trust FBO Laura Sexton Disclosed balance after: 316,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units of HLA do not have an expiration date. F6 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 01:17 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-24-000040 · wk-form4_1710206265.xml · nonDerivative · entry 3 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 316,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · ownership.nature: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton serves as trustee of this trust. Read SEC document |
| March 07, 2024 Filed Mar 12, 2024 01:17 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-24-000040 · wk-form4_1710206265.xml · nonDerivative · entry 2 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 316,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · ownership.nature: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton serves as trustee of this trust. Read SEC document |
| September 16, 2023 Filed Sep 19, 2023 20:08 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 2,184 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-23-000092 · wk-form4_1695154103.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,598 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| September 16, 2022 Filed Sep 20, 2022 20:21 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 2,512 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-22-000050 · wf-form4_166370529438979.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,414 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's Amended and Restated 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| September 16, 2021 Filed Sep 17, 2021 20:13 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 2,044 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-21-000133 · wf-form4_163190958499665.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,902 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan, as amended, in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan, as amended, in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $84.15 | $4,207,500.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 366,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $84.15 | $4,207,500.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 366,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 10, 2021 Filed Sep 14, 2021 20:30 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000124 · wf-form4_163165138969153.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $87.36 | $4,368,000.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 416,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $87.36 | $4,368,000.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 416,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 22:41 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-21-000029 · wf-form4_161524325340027.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 416,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| November 12, 2020 Filed Nov 16, 2020 21:17 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 1,669 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-20-000137 · wf-form4_160556140668572.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,858 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.18 | $3,509,000.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 466,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.18 | $3,509,000.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 466,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 04, 2020 Filed Sep 9, 2020 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000120 · wf-form4_159968772831003.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.09 | $3,504,500.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 516,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $70.09 | $3,504,500.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 516,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 20:46 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-20-000074 · wf-form4_159173556270641.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| November 12, 2019 Filed Nov 13, 2019 21:08 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 2,248 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-19-000144 · wf-form4_157367928836507.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,189 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $60.01 | $3,000,500.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 566,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 50,000 | $60.01 | $3,000,500.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 566,233 Underlying: Class A Common Stock · 50,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by the Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| September 12, 2019 Filed Sep 16, 2019 21:51 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 50,000 | $0.00 | $50.00 |
DisclosureSEC source: 0001433642-19-000133 · wf-form4_156867069156329.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 566,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 100,000 | $45.65 | $4,565,000.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · derivative · entry 5 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 616,233 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F8 · ownership.nature: The securities reported in this row are owned indirectly by the Matthew Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 100,000 | $45.65 | $4,565,000.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 616,233 Underlying: Class A Common Stock · 100,000 shares Expires not disclosed F6 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F6 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by the Laura Sexton Trust through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 100,000 | $0.00 | $100.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by The Matthew Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 14, 2019 Filed Mar 18, 2019 22:33 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 100,000 | $0.00 | $100.00 |
DisclosureSEC source: 0001433642-19-000042 · wf-form4_155294837546789.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,233 F1 · kind: The 2008 Sexton Des. Trust FBO Laura Sexton (the "Laura Sexton Trust") and The 2008 Sexton Des. Trust FBO Matthew Sexton (the "Matthew Sexton Trust") each exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, each exchange was settled in cash. F2 · balance_after: The securities reported in this row are owned by the Laura Sexton Trust. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| September 15, 2018 Filed Sep 18, 2018 20:11 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 2,687 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-18-000071 · wf-form4_153730144468013.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,941 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 475,000 | $32.79 | $15,575,250.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · derivative · entry 4 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Laura Sexton Disclosed balance after: 716,233 Underlying: Class A Common Stock · 475,000 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F7 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 475,000 | $32.79 | $15,575,250.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · derivative · entry 3 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By the 2008 Sexton Des. Trust FBO Matthew Sexton Disclosed balance after: 716,233 Underlying: Class A Common Stock · 475,000 shares Expires not disclosed F5 · derivative.exercise_price: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F5 · derivative.exercise_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F5 · derivative.expiration_date: Pursuant to the Exchange Agreement, the Class B Units of Hamilton Lane Advisors, L.L.C. are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units do not have an expiration date. F6 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 475,000 | $0.00 | $475.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · nonDerivative · entry 2 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,233 F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F4 · balance_after: The securities reported in this row are owned by The 2008 Sexton Des. Trust FBO Matthew Sexton. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 05, 2018 Filed Mar 8, 2018 00:37 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 475,000 | $0.00 | $475.00 |
DisclosureSEC source: 0001698396-18-000009 · wf-form4_152046946071752.xml · nonDerivative · entry 1 Sexton Barbara · CIK 0001699159 · 10% owner SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 2008 Sexton Des. Trust FBO Matthew Sexton · CIK 0001698728 · 10% owner 2008 Sexton Des. Trust FBO Laura Sexton · CIK 0001698725 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 716,233 F1 · kind: The reporting person exchanged Class B Units (and corresponding shares of Class B common stock) with the Issuer pursuant to an exchange agreement (the "Exchange Agreement") entered into at the time of and in connection with a reorganization incident to the Issuer's initial public offering. At the Issuer's election, the exchange was settled in cash. F2 · balance_after: The securities reported in this row are owned by The 2008 Sexton Des. Trust FBO Laura Sexton. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. F3 · balance_after: The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 21:42 UTC | Hamilton Lane INC HLNE · Entity 3823 | GrantClass A Common Stock | 6,254 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001433642-17-000120 · wf-form4_151060933363637.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,254 F1 · shares: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. F1 · price: Represents the number of shares issued to the reporting person pursuant to an award of restricted stock under the Issuer's 2017 Equity Incentive Plan in consideration of the reporting person's service on the board of directors of the Issuer. The shares vest one year from the transaction date. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:58 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 1,191,233 | $0.00 | $1,191.23 |
DisclosureSEC source: 0001698450-17-000027 · wf-form4_148901031312693.xml · derivative · entry 4 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,382,466 Underlying: Class A Common Stock · 1,191,233 shares Expires not disclosed F4 · derivative.exercise_price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · derivative.exercise_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · derivative.expiration_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F3 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:58 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Units · Derivative | 1,191,233 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001698450-17-000027 · wf-form4_148901031312693.xml · derivative · entry 3 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,191,233 Underlying: Class A Common Stock · 1,191,233 shares Expires not disclosed F4 · derivative.exercise_price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · price: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · derivative.exercise_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F4 · derivative.expiration_date: In the Reorganization, the voting interests of HLA held prior to the IPO were converted into Class B Units and the non-voting interests of HLA were converted into Class C Units. Pursuant to an Exchange Agreement entered into in connection with the Reorganization, the Class B Units and Class C Units of HLA are exchangeable, on a one-for-one basis, for shares of Class A common stock or, at the Issuer's election, for cash. Upon exchange of a Class B Unit, the corresponding share of Class B common stock will be redeemed at par value and cancelled. The Class B Units and Class C Units of HLA do not have an expiration date. F2 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:58 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 1,191,233 | $0.00 | $1,191.23 |
DisclosureSEC source: 0001698450-17-000027 · wf-form4_148901031312693.xml · nonDerivative · entry 2 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2,382,466 F1 · kind: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), shares of the Class B common stock of the Issuer, par value $0.001 per share, were issued and sold at par value to certain persons who held voting interests in HLA prior to the Reorganization. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F3 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Matthew Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
| March 06, 2017 Filed Mar 8, 2017 21:58 UTC | Hamilton Lane INC HLNE · Entity 3823 | OtherClass B Common Stock | 1,191,233 | $0.00 | $1,191.23 |
DisclosureSEC source: 0001698450-17-000027 · wf-form4_148901031312693.xml · nonDerivative · entry 1 SEXTON O GRIFFITH · CIK 0001338580 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,191,233 F1 · kind: In the reorganization (the "Reorganization") of Hamilton Lane Advisors, L.L.C. ("HLA") in connection with the Issuer's initial public offering (the "IPO"), shares of the Class B common stock of the Issuer, par value $0.001 per share, were issued and sold at par value to certain persons who held voting interests in HLA prior to the Reorganization. The Class B common stock does not carry economic value beyond the right to receive the par value of such stock upon liquidation, dissolution or exchange of those shares. However, the Class B common stock entitles its holder to ten votes per share on every matter submitted to the Issuer's stockholders for a vote. F2 · ownership.nature: The securities reported in this row are owned indirectly by The 2008 Sexton Des. Trust FBO Laura Sexton through HLA Investments, LLC. Mr. Sexton and Mrs. Barbara Sexton serve as trustees of this trust. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.