Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MORGAN STANLEYMS · Entity 2815 | Global Head-FI Sales/Trading | January 21, 2011 | January 21, 2011 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MORGAN STANLEY
Report date January 21, 2011 · Filed January 21, 2011
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 229,865 |
Reported balance
After 2011-01-21 transaction · row 1
1 source rowRow 1 · 2011-01-21 · Grant · Acquired 97,022 · Balance 229,865 F1: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $30.01 · Expires 2018-01-21 | Direct | 60,675 |
Reported balance
After 2011-01-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2011-01-21 · Grant · Acquired 60,675 · Balance 60,675 F2: The Black-Scholes value of the Stock Option award is $500,000. Options will vest and become exercisable in three equal annual installments beginning on February 2, 2012. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 548.785 |
Reported balance
Holding disclosure · report date 2011-01-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 548.785 |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1.
F2: The Black-Scholes value of the Stock Option award is $500,000. Options will vest and become exercisable in three equal annual installments beginning on February 2, 2012.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 21, 2011 Filed Jan 21, 2011 17:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantEmployee Stock Option (Right to Buy) · Derivative | 60,675 | $0.00 Strike: $30.01 | $0.00 |
DisclosureSEC source: 0001209191-11-004455 · doc4.xml · derivative · entry 3 deRegt Kenneth Michael · CIK 0001330293 · Global Head-FI Sales/Trading 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,675 Underlying: Common Stock · 60,675 shares Expires 2018-01-21 F2 · derivative.exercise_date: The Black-Scholes value of the Stock Option award is $500,000. Options will vest and become exercisable in three equal annual installments beginning on February 2, 2012. Read SEC document |
| January 21, 2011 Filed Jan 21, 2011 17:16 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 97,022 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-11-004455 · doc4.xml · nonDerivative · entry 1 deRegt Kenneth Michael · CIK 0001330293 · Global Head-FI Sales/Trading 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,865 F1 · kind: Restricted Stock Units granted as part of 2010 year-end compensation, which are convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
| January 21, 2010 Filed Jan 22, 2010 16:53 UTC | MORGAN STANLEY MS · Entity 2815 | GrantCommon Stock | 78,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-10-004478 · doc4.xml · nonDerivative · entry 1 deRegt Kenneth Michael · CIK 0001330293 · Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,843 F1 · kind: This amount reflects Restricted Stock Units granted as part of 2009 year-end compensation and convertible into shares of Common Stock at a ratio of 1 to 1. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.