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MRSH

MARSH & MCLENNAN COMPANIES, INC.

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Tapewire entity
1501
SEC CIK
0000062709
Parsed reports
821

Last 12 months

Inside the activity.

0 purchase rows · 11 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202603
Apr 202600
May 202600
Jun 202601
Jul 202603
Aug 202601
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 01, 2019 Filed Jun 4, 2019 20:20 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020714 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,610.08

Underlying: Common Stock · 1,834.29 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:17 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020710 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,135.86

Underlying: Common Stock · 1,834.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:14 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 1,834.29 $95.41 $175,000.44
Disclosure

SEC source: 0001127602-19-020704 · form4.xml · derivative · entry 2

Anderson Anthony · CIK 0001559294 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,071.4

Underlying: Common Stock · 1,834.29 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:10 UTC GrantCommon Stock 1,834 $95.41 $174,972.77
Disclosure

SEC source: 0001127602-19-020699 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,707.75

F1 · kind: Annual stock award of 1,834 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:08 UTC GrantCommon Stock 1,834 $95.41 $174,972.77
Disclosure

SEC source: 0001127602-19-020696 · form4.xml · nonDerivative · entry 1

HANWAY H EDWARD · CIK 0001193509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,241.7

F1 · kind: Annual stock award of 1,834 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
June 01, 2019 Filed Jun 4, 2019 20:05 UTC
OKEN MARC DDirector
GrantCommon Stock 1,834 $95.41 $174,972.77
Disclosure

SEC source: 0001127602-19-020691 · form4.xml · nonDerivative · entry 1

OKEN MARC D · CIK 0001189900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,039

F1 · kind: Annual stock award of 1,834 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F2 · balance_after: Includes 8,910 shares previously reported as indirectly held by trust and reflects the sale of a 0.54 fractional share to close an account.

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May 15, 2019 Filed May 16, 2019 20:07 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 29.42 $95.56 $2,811.23
Disclosure

SEC source: 0001127602-19-018719 · form4.xml · derivative · entry 2

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,117.46

Underlying: Common Stock · 29.42 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:07 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 313.96 $95.56 $30,000.45
Disclosure

SEC source: 0001127602-19-018719 · form4.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,088.04

Underlying: Common Stock · 313.96 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:05 UTC
YOST R DAVIDDirector
OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 116.53 $95.56 $11,135.02
Disclosure

SEC source: 0001127602-19-018717 · form4.xml · derivative · entry 2

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,301.57

Underlying: Common Stock · 116.53 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:05 UTC
YOST R DAVIDDirector
GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 353.2 $95.56 $33,750.03
Disclosure

SEC source: 0001127602-19-018717 · form4.xml · derivative · entry 1

YOST R DAVID · CIK 0001191501 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,185.04

Underlying: Common Stock · 353.2 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:04 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 35.25 $95.56 $3,368.31
Disclosure

SEC source: 0001127602-19-018715 · form4.xml · derivative · entry 2

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,247

Underlying: Common Stock · 35.25 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:04 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 94.19 $95.56 $9,000.33
Disclosure

SEC source: 0001127602-19-018715 · form4.xml · derivative · entry 1

La Roche Elaine · CIK 0001540480 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,211.75

Underlying: Common Stock · 94.19 shares

Expires not disclosed

F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:02 UTC OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative 278.58 $95.56 $26,619.71
Disclosure

SEC source: 0001127602-19-018712 · form4.xml · derivative · entry 3

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,775.79

Underlying: Common Stock · 278.58 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F5 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 20:02 UTC GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative 353.2 $95.56 $33,750.03
Disclosure

SEC source: 0001127602-19-018712 · form4.xml · derivative · entry 2

SCHAPIRO MORTON O · CIK 0001194450 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,497.21

Underlying: Common Stock · 353.2 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 15, 2019 Filed May 16, 2019 19:59 UTC GrantCommon Stock 379 $95.56 $36,215.35
Disclosure

SEC source: 0001127602-19-018704 · form4.xml · nonDerivative · entry 1

MILLS STEVEN A · CIK 0001180459 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,873.75

F1 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:03 UTC
Burke DominicVice Chairman
GrantRestricted Stock Units · Derivative 18,690 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017254 · form4.xml · derivative · entry 2

Burke Dominic · CIK 0001772746 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,690

Underlying: Common Stock · 18,690 shares

Expires not disclosed

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F3 · kind: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022.

F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022.

F4 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:03 UTC
Burke DominicVice Chairman
GrantStock Options (Right to Buy) · Derivative 82,832 $0.00 Strike: $93.64 $0.00
Disclosure

SEC source: 0001127602-19-017254 · form4.xml · derivative · entry 1

Burke Dominic · CIK 0001772746 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,832

Underlying: Common Stock · 82,832 shares

Expires 2029-04-30

F1 · derivative.exercise_date: These options were granted on May 1, 2019 and vest in four equal annual installments on May 1st of 2020, 2021, 2022 and 2023.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:00 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionRestricted Stock Units · Derivative 10,331 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017252 · form4.xml · derivative · entry 3

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,148

Underlying: Common Stock · 10,331 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 10,331 shares underlying restricted stock units of which 5,060 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,331 shares underlying restricted stock units relate to 2,642 restricted stock units that were granted on May 1, 2016 and 7,689 restricted stock units relating to performance stock units that were granted on May 1, 2016 for the performance period 2016-2018.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:00 UTC
Doyle John QPresident and CEO, Marsh
Tax withholdingCommon Stock 5,060 $93.64 $473,793.10
Disclosure

SEC source: 0001127602-19-017252 · form4.xml · nonDerivative · entry 2

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,821.0205

F1 · kind: Vesting and distribution to reporting person of 10,331 shares underlying restricted stock units of which 5,060 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,331 shares underlying restricted stock units relate to 2,642 restricted stock units that were granted on May 1, 2016 and 7,689 restricted stock units relating to performance stock units that were granted on May 1, 2016 for the performance period 2016-2018.

Read SEC document
May 01, 2019 Filed May 3, 2019 20:00 UTC
Doyle John QPresident and CEO, Marsh
Exercise / conversionCommon Stock 10,331 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-017252 · form4.xml · nonDerivative · entry 1

Doyle John Q · CIK 0001580963 · President and CEO, Marsh

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,881.0205

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 10,331 shares underlying restricted stock units of which 5,060 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,331 shares underlying restricted stock units relate to 2,642 restricted stock units that were granted on May 1, 2016 and 7,689 restricted stock units relating to performance stock units that were granted on May 1, 2016 for the performance period 2016-2018.

Read SEC document
March 18, 2019 Filed Feb 11, 2020 22:18 UTC
Glaser Daniel SDirector · President and CEO, MMC
GiftCommon Stock 2,709 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004917 · form5.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,573.9999

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:05 UTC
McDonald ScottPresident and CEO of OWG
SaleCommon Stock 5,521 $92.82 $512,444.31
Disclosure

SEC source: 0001127602-19-010419 · form4.xml · nonDerivative · entry 1

McDonald Scott · CIK 0001594473 · President and CEO of OWG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,651.9288

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · ownership.direct: This common stock balance includes total shares purchased through the Marsh & McLennan Companies Employee Stock Purchase Plan.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:14 UTC
Mills StacyVice President and Controller
SaleCommon Stock 1,245 $92.60 $115,284.14
Disclosure

SEC source: 0001127602-19-010424 · form4.xml · nonDerivative · entry 1

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,923.048

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:13 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionStock Options (Right to Buy) · Derivative 149,924 $0.00 Strike: $30.60 $0.00
Disclosure

SEC source: 0001127602-19-010423 · form4.xml · derivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,924 shares

Expires 2021-02-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:13 UTC
Glaser Daniel SDirector · President and CEO, MMC
SaleCommon Stock 179,451 $92.03 $16,515,557.44
Disclosure

SEC source: 0001127602-19-010423 · form4.xml · nonDerivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,282.9999

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:13 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 149,924 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-010423 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,733.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:07 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
SaleCommon Stock 2,562 $92.68 $237,441.04
Disclosure

SEC source: 0001127602-19-010420 · form4.xml · nonDerivative · entry 1

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,001.459

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:10 UTC
Gilbert E ScottSVP, Chief Information Officer
SaleCommon Stock 3,660 $92.66 $339,134.50
Disclosure

SEC source: 0001127602-19-010421 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,197

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:12 UTC
Beshar Peter JEVP and General Counsel
SaleCommon Stock 8,985 $92.70 $832,873.56
Disclosure

SEC source: 0001127602-19-010422 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 295,182

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 05, 2019 Filed Mar 7, 2019 21:03 UTC
MCGIVNEY MARK CChief Financial Officer
SaleCommon Stock 6,519 $92.63 $603,871.27
Disclosure

SEC source: 0001127602-19-010417 · form4.xml · nonDerivative · entry 1

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,678

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 23:21 UTC
Ferland MartinePresident and CEO, Mercer
GrantRestricted Stock Units · Derivative 10,733 $0.00 $0.00
Disclosure

SEC source: 0000950103-19-003100 · dp103468_4-ferland.xml · derivative · entry 1

Ferland Martine · CIK 0001769136 · President and CEO, Mercer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,531

Underlying: Common Stock · 10,733 shares

Expires not disclosed

F1 · derivative.exercise_price: This security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F2 · kind: These restricted stock units vest on March 15, 2022.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:09 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionRestricted Stock Units · Derivative 7,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009566 · form4.xml · derivative · entry 3

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,901

Underlying: Common Stock · 7,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017 and 1,003 restricted stock units that were granted on February 21, 2018.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:09 UTC
Gilbert E ScottSVP, Chief Information Officer
Tax withholdingCommon Stock 4,168 $92.49 $385,498.32
Disclosure

SEC source: 0001127602-19-009566 · form4.xml · nonDerivative · entry 2

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,857

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017 and 1,003 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:09 UTC
Gilbert E ScottSVP, Chief Information Officer
Exercise / conversionCommon Stock 7,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009566 · form4.xml · nonDerivative · entry 1

Gilbert E Scott · CIK 0001319853 · SVP, Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017 and 1,003 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:07 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 12,778 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009558 · form4.xml · derivative · entry 3

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,394

Underlying: Common Stock · 12,778 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 12,778 shares underlying restricted stock units of which 6,259 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,778 shares underlying restricted stock units relate to 2,181 restricted stock units that were granted on February 22, 2016, 6,346 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,993 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:07 UTC
MCGIVNEY MARK CChief Financial Officer
Tax withholdingCommon Stock 6,259 $92.49 $578,894.91
Disclosure

SEC source: 0001127602-19-009558 · form4.xml · nonDerivative · entry 2

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,197

F1 · kind: Vesting and distribution to reporting person of 12,778 shares underlying restricted stock units of which 6,259 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,778 shares underlying restricted stock units relate to 2,181 restricted stock units that were granted on February 22, 2016, 6,346 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,993 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:07 UTC
MCGIVNEY MARK CChief Financial Officer
Exercise / conversionCommon Stock 12,778 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009558 · form4.xml · nonDerivative · entry 1

MCGIVNEY MARK C · CIK 0001269360 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 12,778 shares underlying restricted stock units of which 6,259 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 12,778 shares underlying restricted stock units relate to 2,181 restricted stock units that were granted on February 22, 2016, 6,346 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,993 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:02 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionRestricted Stock Units · Derivative 63,122 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009540 · form4.xml · derivative · entry 3

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,822

Underlying: Common Stock · 63,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 63,122 shares underlying restricted stock units of which 33,595 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 63,122 shares underlying restricted stock units relate to 10,601 restricted stock units that were granted on February 22, 2016, 30,847 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 10,636 restricted stock units that were granted on February 22, 2017 and 11,038 restricted stock units that were granted on February 21, 2018.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:02 UTC
Glaser Daniel SDirector · President and CEO, MMC
Tax withholdingCommon Stock 33,595 $92.49 $3,107,201.55
Disclosure

SEC source: 0001127602-19-009540 · form4.xml · nonDerivative · entry 2

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,809.9999

F1 · kind: Vesting and distribution to reporting person of 63,122 shares underlying restricted stock units of which 33,595 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 63,122 shares underlying restricted stock units relate to 10,601 restricted stock units that were granted on February 22, 2016, 30,847 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 10,636 restricted stock units that were granted on February 22, 2017 and 11,038 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:02 UTC
Glaser Daniel SDirector · President and CEO, MMC
Exercise / conversionCommon Stock 63,122 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009540 · form4.xml · nonDerivative · entry 1

Glaser Daniel S · CIK 0001420864 · Director · President and CEO, MMC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,404.9999

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 63,122 shares underlying restricted stock units of which 33,595 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 63,122 shares underlying restricted stock units relate to 10,601 restricted stock units that were granted on February 22, 2016, 30,847 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 10,636 restricted stock units that were granted on February 22, 2017 and 11,038 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:59 UTC
Mills StacyVice President and Controller
Exercise / conversionRestricted Stock Units · Derivative 2,022 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009528 · form4.xml · derivative · entry 3

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,769

Underlying: Common Stock · 2,022 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 2,022 shares underlying restricted stock units of which 777 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,022 shares underlying restricted stock units relate to 509 restricted stock units that were granted on February 22, 2016, 911 restricted stock units that were granted on February 22, 2017 and 602 restricted stock units that were granted on February 21, 2018.

F3 · derivative.exercise_date: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:59 UTC
Mills StacyVice President and Controller
Tax withholdingCommon Stock 777 $92.49 $71,864.73
Disclosure

SEC source: 0001127602-19-009528 · form4.xml · nonDerivative · entry 2

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,168.048

F1 · kind: Vesting and distribution to reporting person of 2,022 shares underlying restricted stock units of which 777 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,022 shares underlying restricted stock units relate to 509 restricted stock units that were granted on February 22, 2016, 911 restricted stock units that were granted on February 22, 2017 and 602 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:59 UTC
Mills StacyVice President and Controller
Exercise / conversionCommon Stock 2,022 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009528 · form4.xml · nonDerivative · entry 1

Mills Stacy · CIK 0001726937 · Vice President and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,945.048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 2,022 shares underlying restricted stock units of which 777 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 2,022 shares underlying restricted stock units relate to 509 restricted stock units that were granted on February 22, 2016, 911 restricted stock units that were granted on February 22, 2017 and 602 restricted stock units that were granted on February 21, 2018.

F2 · balance_after: Includes dividend reinvestment shares acquired on May 15, 2018, August 15, 2018, November 15, 2018 and February 15, 2019.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:04 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionRestricted Stock Units · Derivative 17,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009549 · form4.xml · derivative · entry 3

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,274

Underlying: Common Stock · 17,610 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 17,610 shares underlying restricted stock units of which 8,625 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 17,610 shares underlying restricted stock units relate to 3,271 restricted stock units that were granted on February 22, 2016, 9,519 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 2,562 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018.

F3 · derivative.exercise_date: Not Applicable.

F3 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:04 UTC
Beshar Peter JEVP and General Counsel
Tax withholdingCommon Stock 8,625 $92.49 $797,726.25
Disclosure

SEC source: 0001127602-19-009549 · form4.xml · nonDerivative · entry 2

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,167

F1 · kind: Vesting and distribution to reporting person of 17,610 shares underlying restricted stock units of which 8,625 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 17,610 shares underlying restricted stock units relate to 3,271 restricted stock units that were granted on February 22, 2016, 9,519 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 2,562 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 22:04 UTC
Beshar Peter JEVP and General Counsel
Exercise / conversionCommon Stock 17,610 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009549 · form4.xml · nonDerivative · entry 1

Beshar Peter J · CIK 0001309593 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 17,610 shares underlying restricted stock units of which 8,625 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 17,610 shares underlying restricted stock units relate to 3,271 restricted stock units that were granted on February 22, 2016, 9,519 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 2,562 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:57 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionRestricted Stock Units · Derivative 7,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009518 · form4.xml · derivative · entry 4

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,901

Underlying: Common Stock · 7,828 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017, and 1,003 restricted stock units that were granted on February 21, 2018.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:57 UTC
Ledford LaurieSVP & Chief HR Officer
Tax withholdingCommon Stock 4,168 $92.49 $385,498.32
Disclosure

SEC source: 0001127602-19-009518 · form4.xml · nonDerivative · entry 2

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,243.5441

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017, and 1,003 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:57 UTC
Ledford LaurieSVP & Chief HR Officer
Exercise / conversionCommon Stock 7,828 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009518 · form4.xml · nonDerivative · entry 1

Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,411.5441

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017, and 1,003 restricted stock units that were granted on February 21, 2018.

Read SEC document
February 28, 2019 Filed Mar 4, 2019 21:54 UTC
HEARN PETER CPresident & CEO, Guy Carpenter
Exercise / conversionRestricted Stock Units · Derivative 5,021 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-009508 · form4.xml · derivative · entry 3

HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,214

Underlying: Common Stock · 5,021 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.

F1 · kind: Vesting and distribution to reporting person of 5,021 shares underlying restricted stock units of which 2,459 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 5,021 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, and 1,605 restricted stock units that were granted on February 21, 2018.

F4 · derivative.exercise_date: Not Applicable.

F4 · derivative.expiration_date: Not Applicable.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.