Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ENVIRI CorpHSC · Entity 42674 | Director | May 01, 2018 | May 02, 2018 |
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | Director | August 15, 2019 | August 19, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ENVIRI Corp
Report date May 01, 2018 · Filed May 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 17,122 |
Reported balance
After 2018-05-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-05-01 · Grant · Acquired 5,911 · Balance 17,122 F1: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date.
MARSH & MCLENNAN COMPANIES, INC.
Report date August 15, 2019 · Filed August 19, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 10,173.7 |
Reported balance
After 2019-08-15 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-08-15 · Grant · Acquired 92.41 · Balance 10,173.7 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not Applicable. |
| Restricted Stk. Units-Dir. Stk. PlanSEC Table II · derivative / convertible security | Direct | 10,220.8 |
Reported balance
After 2019-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-08-15 · Other · Acquired 47.1 · Balance 10,220.8 F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3: Not Applicable. |
Filing footnotes · ownership attribution and instrument terms
F1: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F2: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
F3: Not Applicable.
F4: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 47.1 | $97.39 | $4,587.07 |
DisclosureSEC source: 0001127602-19-026964 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,220.8 Underlying: Common Stock · 47.1 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2019 Filed Aug 19, 2019 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 92.41 | $97.39 | $8,999.81 |
DisclosureSEC source: 0001127602-19-026964 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,173.7 Underlying: Common Stock · 92.41 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:15 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 1,834.29 | $95.41 | $175,000.44 |
DisclosureSEC source: 0001127602-19-020707 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,081.29 Underlying: Common Stock · 1,834.29 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 1,834.29 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 35.25 | $95.56 | $3,368.31 |
DisclosureSEC source: 0001127602-19-018715 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,247 Underlying: Common Stock · 35.25 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2019 Filed May 16, 2019 20:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 94.19 | $95.56 | $9,000.33 |
DisclosureSEC source: 0001127602-19-018715 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,211.75 Underlying: Common Stock · 94.19 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 36.66 | $90.35 | $3,312.23 |
DisclosureSEC source: 0001127602-19-006793 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,117.56 Underlying: Common Stock · 36.66 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2019 Filed Feb 19, 2019 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 99.61 | $90.35 | $8,999.76 |
DisclosureSEC source: 0001127602-19-006793 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,080.9 Underlying: Common Stock · 99.61 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 37.47 | $86.83 | $3,253.52 |
DisclosureSEC source: 0001127602-18-033398 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,981.29 Underlying: Common Stock · 37.47 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2018 Filed Nov 16, 2018 21:06 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 103.65 | $86.83 | $8,999.93 |
DisclosureSEC source: 0001127602-18-033398 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,943.82 Underlying: Common Stock · 103.65 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 38.56 | $82.79 | $3,192.38 |
DisclosureSEC source: 0001127602-18-025573 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,840.17 Underlying: Common Stock · 38.56 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2018 Filed Aug 16, 2018 20:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 108.71 | $82.79 | $9,000.10 |
DisclosureSEC source: 0001127602-18-025573 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,801.61 Underlying: Common Stock · 108.71 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2018 Filed Jun 5, 2018 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 2,175.26 | $80.45 | $174,999.67 |
DisclosureSEC source: 0001127602-18-019993 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,692.9 Underlying: Common Stock · 2,175.26 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 2,175.26 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:37 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 24.81 | $81.50 | $2,022.02 |
DisclosureSEC source: 0001127602-18-017692 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,517.64 Underlying: Common Stock · 24.81 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2018 Filed May 16, 2018 20:37 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 101.23 | $81.50 | $8,250.25 |
DisclosureSEC source: 0001127602-18-017692 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,492.83 Underlying: Common Stock · 101.23 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 01, 2018 Filed May 2, 2018 17:25 UTC | ENVIRI Corp HSC · Entity 42674 | GrantRestricted Stock Units · Derivative | 5,911 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-18-000069 · wf-form4_152528185076534.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,122 Underlying: Common Stock · 5,911 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F1 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F1 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. Read SEC document |
| March 03, 2018 Filed Mar 5, 2018 21:57 UTC | ENVIRI Corp HSC · Entity 42674 | Exercise / conversionRestricted Stock Units · Derivative | 8,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-18-000026 · wf-form4_152028702717462.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,211 Underlying: Common Stock · 8,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F2 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. Read SEC document |
| March 03, 2018 Filed Mar 5, 2018 21:57 UTC | ENVIRI Corp HSC · Entity 42674 | Exercise / conversionCommon Stock | 8,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-18-000026 · wf-form4_152028702717462.xml · nonDerivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,029 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 24.21 | $81.56 | $1,974.57 |
DisclosureSEC source: 0001127602-18-007160 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,391.6 Underlying: Common Stock · 24.21 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2018 Filed Feb 20, 2018 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 101.15 | $81.56 | $8,249.79 |
DisclosureSEC source: 0001127602-18-007160 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,367.39 Underlying: Common Stock · 101.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 23.15 | $83.33 | $1,929.09 |
DisclosureSEC source: 0001127602-17-032630 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,266.24 Underlying: Common Stock · 23.15 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 21:10 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 99 | $83.33 | $8,249.67 |
DisclosureSEC source: 0001127602-17-032630 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,243.09 Underlying: Common Stock · 99 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:32 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 24.21 | $77.66 | $1,880.15 |
DisclosureSEC source: 0001127602-17-025789 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,144.09 Underlying: Common Stock · 24.21 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| August 15, 2017 Filed Aug 16, 2017 20:32 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 106.23 | $77.66 | $8,249.82 |
DisclosureSEC source: 0001127602-17-025789 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,119.88 Underlying: Common Stock · 106.23 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:33 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 2,065.58 | $77.46 | $159,999.83 |
DisclosureSEC source: 0001127602-17-020338 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,013.65 Underlying: Common Stock · 2,065.58 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Annual stock award of 2,065.58 shares pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. The reporting person elected to defer receipt of all of these shares. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:20 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 13.07 | $73.45 | $959.99 |
DisclosureSEC source: 0001127602-17-018487 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,948.07 Underlying: Common Stock · 13.07 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 15, 2017 Filed May 17, 2017 20:20 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 112.32 | $73.45 | $8,249.90 |
DisclosureSEC source: 0001127602-17-018487 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,935 Underlying: Common Stock · 112.32 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:34 UTC | ENVIRI Corp HSC · Entity 42674 | GrantPhantom Shares · Derivative | 15,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-17-000044 · wf-form4_149331446635463.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,714 Underlying: Common Stock · 15,714 shares Expires not disclosed F3 · derivative.exercise_price: Represents deferred compensation under the Harsco Corporation Deferred Compensation Plan for Non-Employee Directors. Each phantom stock unit represents the right to be paid in cash an amount equal to the fair market value of one share of Harsco Corporation Common Stock at the date of settlement. Represents a scheduled settlement date for the phantom stock units to be paid in cash in a lump sum commencing within thirty days of her termination date with the Board. F3 · price: Represents deferred compensation under the Harsco Corporation Deferred Compensation Plan for Non-Employee Directors. Each phantom stock unit represents the right to be paid in cash an amount equal to the fair market value of one share of Harsco Corporation Common Stock at the date of settlement. Represents a scheduled settlement date for the phantom stock units to be paid in cash in a lump sum commencing within thirty days of her termination date with the Board. F3 · derivative.exercise_date: Represents deferred compensation under the Harsco Corporation Deferred Compensation Plan for Non-Employee Directors. Each phantom stock unit represents the right to be paid in cash an amount equal to the fair market value of one share of Harsco Corporation Common Stock at the date of settlement. Represents a scheduled settlement date for the phantom stock units to be paid in cash in a lump sum commencing within thirty days of her termination date with the Board. F3 · derivative.expiration_date: Represents deferred compensation under the Harsco Corporation Deferred Compensation Plan for Non-Employee Directors. Each phantom stock unit represents the right to be paid in cash an amount equal to the fair market value of one share of Harsco Corporation Common Stock at the date of settlement. Represents a scheduled settlement date for the phantom stock units to be paid in cash in a lump sum commencing within thirty days of her termination date with the Board. Read SEC document |
| April 25, 2017 Filed Apr 27, 2017 17:34 UTC | ENVIRI Corp HSC · Entity 42674 | Exercise / conversionRestricted Stock Units · Derivative | 15,714 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-17-000044 · wf-form4_149331446635463.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,239.91 Underlying: Common Stock · 15,714 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted Stock Units convert into common stock on a one-for-one basis. F2 · derivative.exercise_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date. F2 · derivative.expiration_date: On May 6, 2016, the reporting person was granted 15,714 restricted stock units that vested on the first anniversary of the issuer's annual meeting of stockholders in the year immediately following the year of the grant date. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 20:29 UTC | ENVIRI Corp HSC · Entity 42674 | GrantRestricted Stock Units · Derivative | 8,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000045876-17-000019 · wf-form4_148883212901070.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,953.913 Underlying: Common Stock · 8,029 shares Expires not disclosed F1 · derivative.exercise_price: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F1 · derivative.exercise_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. F1 · derivative.expiration_date: Represents restricted stock units granted under the 2016 Non-Employee Directors' Long-Term Equity Compensation Plan. Each restricted stock unit shall vest at the close of business on the earlier of (i) the first anniversary of the grant date or (ii) the annual meeting of the Issuer's stockholders in the year immediately following the year of the grant date. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:28 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 12.78 | $71.71 | $916.45 |
DisclosureSEC source: 0001127602-17-006598 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,822.68 Underlying: Common Stock · 12.78 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:28 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 115.05 | $71.71 | $8,250.24 |
DisclosureSEC source: 0001127602-17-006598 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,809.9 Underlying: Common Stock · 115.05 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:21 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | OtherRestricted Stk. Units-Dir. Stk. Plan · Derivative | 12.84 | $67.80 | $870.55 |
DisclosureSEC source: 0001127602-16-067419 · form4.xml · derivative · entry 2 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,694.85 Underlying: Common Stock · 12.84 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 21:21 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stk. Units-Dir. Stk. Plan · Derivative | 121.68 | $67.80 | $8,249.90 |
DisclosureSEC source: 0001127602-16-067419 · form4.xml · derivative · entry 1 La Roche Elaine · CIK 0001540480 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,682.01 Underlying: Common Stock · 121.68 shares Expires not disclosed F1 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F2 · kind: Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.