Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | SVP & Chief HR Officer | August 03, 2020 | August 04, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARSH & MCLENNAN COMPANIES, INC.
Report date August 03, 2020 · Filed August 04, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,938.5441 |
Reported balance
After 2020-08-03 transaction · row 1
1 source rowRow 1 · 2020-08-03 · Sale · Disposed 4,114 · Balance 8,938.5441 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2020 Filed Aug 4, 2020 20:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 4,114 | $115.78 | $476,298.35 |
DisclosureSEC source: 0001127602-20-022675 · form4.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938.5441 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:29 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009001 · form4.xml · derivative · entry 4 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,840 Underlying: Common Stock · 8,800 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 8,800 shares underlying restricted stock units of which 4,686 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,800 shares underlying restricted stock units relate to 1,139 restricted stock units that were granted on February 22, 2017, 5,739 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,004 restricted stock units that were granted on February 21, 2018 and 918 restricted stock units that were granted on February 19, 2019. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:29 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 4,686 | $109.57 | $513,445.02 |
DisclosureSEC source: 0001127602-20-009001 · form4.xml · nonDerivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,052.5441 F1 · kind: Vesting and distribution to reporting person of 8,800 shares underlying restricted stock units of which 4,686 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,800 shares underlying restricted stock units relate to 1,139 restricted stock units that were granted on February 22, 2017, 5,739 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,004 restricted stock units that were granted on February 21, 2018 and 918 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:29 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-009001 · form4.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,738.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 8,800 shares underlying restricted stock units of which 4,686 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,800 shares underlying restricted stock units relate to 1,139 restricted stock units that were granted on February 22, 2017, 5,739 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,004 restricted stock units that were granted on February 21, 2018 and 918 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:20 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 5,739 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006974 · form4.xml · derivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,640 Underlying: Common Stock · 5,739 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:20 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 23,712 | $0.00 Strike: $118.87 | $0.00 |
DisclosureSEC source: 0001127602-20-006974 · form4.xml · derivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,712 Underlying: Common Stock · 23,712 shares Expires 2030-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024. Read SEC document |
| November 25, 2019 Filed Nov 26, 2019 21:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 4,305 | $108.03 | $465,051.93 |
DisclosureSEC source: 0001127602-19-033754 · form4.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,938.5441 Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:57 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 7,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009518 · form4.xml · derivative · entry 4 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,901 Underlying: Common Stock · 7,828 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017, and 1,003 restricted stock units that were granted on February 21, 2018. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:57 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 4,168 | $92.49 | $385,498.32 |
DisclosureSEC source: 0001127602-19-009518 · form4.xml · nonDerivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,243.5441 F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017, and 1,003 restricted stock units that were granted on February 21, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:57 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 7,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009518 · form4.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,411.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 7,828 shares underlying restricted stock units of which 4,168 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 7,828 shares underlying restricted stock units relate to 1,454 restricted stock units that were granted on February 22, 2016, 4,232 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 1,139 restricted stock units that were granted on February 22, 2017, and 1,003 restricted stock units that were granted on February 21, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 4,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007528 · form4.xml · derivative · entry 3 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,729 Underlying: Common Stock · 4,232 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F5 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018. The performance factor for these performance stock units was determined on February 19, 2019. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 2,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007528 · form4.xml · derivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,497 Underlying: Common Stock · 2,754 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2020, 2021 and 2022. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 28,043 | $0.00 Strike: $90.79 | $0.00 |
DisclosureSEC source: 0001127602-19-007528 · form4.xml · derivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,043 Underlying: Common Stock · 28,043 shares Expires 2029-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 9,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009644 · form4.xml · derivative · entry 4 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,743 Underlying: Common Stock · 9,206 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 9,206 shares underlying restricted stock units of which 4,901 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,206 shares underlying restricted stock units relate to 1,467 restricted stock units that were granted on February 23, 2015, 5,147 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 4,901 | $84.87 | $415,947.87 |
DisclosureSEC source: 0001127602-18-009644 · form4.xml · nonDerivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,583.5441 F1 · kind: Vesting and distribution to reporting person of 9,206 shares underlying restricted stock units of which 4,901 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,206 shares underlying restricted stock units relate to 1,467 restricted stock units that were granted on February 23, 2015, 5,147 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:11 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 9,206 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009644 · form4.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,484.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 9,206 shares underlying restricted stock units of which 4,901 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 9,206 shares underlying restricted stock units relate to 1,467 restricted stock units that were granted on February 23, 2015, 5,147 restricted stock units relating to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017, 1,454 restricted stock units that were granted on February 22, 2016 and 1,138 restricted stock units that were granted on February 22, 2017. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:00 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 5,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008027 · form4.xml · derivative · entry 3 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,949 Underlying: Common Stock · 5,147 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F5 · kind: These restricted stock units relate to performance stock units that were granted on February 23, 2015 for the performance period 2015-2017. The performance factor for these performance stock units was determined on February 21, 2018. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:00 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 3,011 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008027 · form4.xml · derivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,802 Underlying: Common Stock · 3,011 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2019, 2020 and 2021. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:00 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 27,338 | $0.00 Strike: $83.05 | $0.00 |
DisclosureSEC source: 0001127602-18-008027 · form4.xml · derivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,338 Underlying: Common Stock · 27,338 shares Expires 2028-02-20 F1 · derivative.exercise_date: These options were granted on February 21, 2018 and vest in four equal annual installments on February 21st of 2019, 2020, 2021 and 2022. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 11,245 | $0.00 Strike: $30.60 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · derivative · entry 13 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,245 shares Expires 2021-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 12,418 | $0.00 Strike: $31.89 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · derivative · entry 12 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,418 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 64,517 | $0.00 Strike: $36.50 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · derivative · entry 11 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 64,517 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 34,938 | $0.00 Strike: $48.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · derivative · entry 10 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,646 Underlying: Common Stock · 34,938 shares Expires 2024-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options were granted on February 24, 2014 and vest in four equal annual installments. The first three installments vested and became exercisable on February 24th of 2015, 2016 and 2017. The remaining installment vests on February 24, 2018. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 22,046 | $0.00 Strike: $56.84 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · derivative · entry 9 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,046 Underlying: Common Stock · 22,046 shares Expires 2025-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted on February 23, 2015 and vest in four equal annual installments. The first two installments vested and became exercisable on February 23rd of 2016 and 2017. The remaining installments vest on February 23rd of 2018 and 2019. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $57.33 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · derivative · entry 8 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,753 Underlying: Common Stock · 7,500 shares Expires 2026-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on February 22, 2016 and vest in four equal annual installments. The first installment vested and became exercisable on February 22, 2017. The remaining installments vest on February 22nd of 2018, 2019 and 2020. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 184,305 | $74.03 | $13,643,546.24 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 7 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,278.5441 Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 11,245 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 6 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,583.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 12,418 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 5 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,338.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 64,517 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 4 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,920.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 34,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 3 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,403.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 22,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,465.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-018492 · form4.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,419.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person's original Form 3 filed on April 12, 2012, inadvertently misstated the number of shares of MMC common stock held by the reporting person. This filing amends that error. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 10,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009703 · form4.xml · derivative · entry 3 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,791 Underlying: Common Stock · 10,109 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 10,109 shares underlying restricted stock units of which 5,346 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,109 shares underlying restricted stock units relate to 1,563 restricted stock units that were granted on February 24, 2014, 5,626 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,466 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 5,346 | $73.28 | $391,754.88 |
DisclosureSEC source: 0001127602-17-009703 · form4.xml · nonDerivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,056.5441 F1 · kind: Vesting and distribution to reporting person of 10,109 shares underlying restricted stock units of which 5,346 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,109 shares underlying restricted stock units relate to 1,563 restricted stock units that were granted on February 24, 2014, 5,626 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,466 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 21:24 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 10,109 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009703 · form4.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,402.5441 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 10,109 shares underlying restricted stock units of which 5,346 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 10,109 shares underlying restricted stock units relate to 1,563 restricted stock units that were granted on February 24, 2014, 5,626 restricted stock units relating to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016, 1,466 restricted stock units that were granted on February 23, 2015, and 1,454 restricted stock units that were granted on February 22, 2016. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 5,626 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008211 · form4.xml · derivative · entry 4 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,900 Underlying: Common Stock · 5,626 shares Expires not disclosed F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F6 · kind: These restricted stock units relate to performance stock units that were granted on February 24, 2014 for the performance period 2014-2016. The performance factor for these performance stock units was determined on February 22, 2017. F5 · derivative.exercise_date: Not Applicable. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 3,416 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-008211 · form4.xml · derivative · entry 3 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,274 Underlying: Common Stock · 3,416 shares Expires not disclosed F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2018, 2019 and 2020. F5 · derivative.exercise_date: Not Applicable. F5 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 33,312 | $0.00 Strike: $73.20 | $0.00 |
DisclosureSEC source: 0001127602-17-008211 · form4.xml · derivative · entry 2 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,312 Underlying: Common Stock · 33,312 shares Expires 2027-02-21 F2 · derivative.exercise_date: These options were granted on February 22, 2017 and vest in four equal annual installments on February 22nd of 2018, 2019, 2020 and 2021. Read SEC document |
| June 09, 2016 Filed Feb 13, 2017 21:35 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 152 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005443 · form5.xml · nonDerivative · entry 1 Ledford Laurie · CIK 0001546793 · SVP & Chief HR Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,293.5441 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.