Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | Vice Chairman | May 01, 2021 | May 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARSH & MCLENNAN COMPANIES, INC.
Report date May 01, 2021 · Filed May 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 6,602 |
Ending reported balance
After 2021-05-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-05-01 · Exercise / conversion · Acquired 6,230 · Balance 9,531 F1: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. Row 2 · 2021-05-01 · Tax withholding · Disposed 2,929 · Balance 6,602 F1: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,230 |
Reported balance
After 2021-05-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-05-01 · Exercise / conversion · Disposed 6,230 · Balance 6,230 F2: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. F3: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019.
F2: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F3: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 01, 2021 Filed May 4, 2021 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-015166 · form4.xml · derivative · entry 3 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 Underlying: Common Stock · 6,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022. F3 · derivative.expiration_date: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 2,929 | $136.17 | $398,827.29 |
DisclosureSEC source: 0001127602-21-015166 · form4.xml · nonDerivative · entry 2 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,602 F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. Read SEC document |
| May 01, 2021 Filed May 4, 2021 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-015166 · form4.xml · nonDerivative · entry 1 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,531 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015396 · form4.xml · derivative · entry 3 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,460 Underlying: Common Stock · 6,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 2,929 | $95.96 | $281,052.20 |
DisclosureSEC source: 0001127602-20-015396 · form4.xml · nonDerivative · entry 2 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,301 F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. Read SEC document |
| May 01, 2020 Filed May 5, 2020 20:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 6,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-015396 · form4.xml · nonDerivative · entry 1 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 18,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-017254 · form4.xml · derivative · entry 2 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,690 Underlying: Common Stock · 18,690 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022. F3 · derivative.exercise_date: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022. F4 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 82,832 | $0.00 Strike: $93.64 | $0.00 |
DisclosureSEC source: 0001127602-19-017254 · form4.xml · derivative · entry 1 Burke Dominic · CIK 0001772746 · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,832 Underlying: Common Stock · 82,832 shares Expires 2029-04-30 F1 · derivative.exercise_date: These options were granted on May 1, 2019 and vest in four equal annual installments on May 1st of 2020, 2021, 2022 and 2023. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.