Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | President & CEO, Guy Carpenter | March 04, 2021 | March 08, 2021 |
| Skyward Specialty Insurance Group, Inc.SKWD · Entity 4400 | Director | August 06, 2026 | August 07, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARSH & MCLENNAN COMPANIES, INC.
Report date March 04, 2021 · Filed March 08, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,865.9 |
Reported balance
After 2021-03-04 transaction · row 1
1 source rowRow 1 · 2021-03-04 · Sale · Disposed 4,418 · Balance 9,865.9 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
Skyward Specialty Insurance Group, Inc.
Report date August 06, 2026 · Filed August 07, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| 2026 RSU AwardSEC Table II · derivative / convertible security | Direct | 1,845 |
Reported balance
After 2026-08-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-08-06 · Grant · Acquired 1,845 · Balance 1,845 F1: Each Restricted Stock Unit ("RSU") represents the right to receive, after vesting and upon settlement, one share of Common Stock of the Issuer. F2: On August 6, 2026, the Reporting Person was granted an RSU Award in the amount of 1,845 RSUs. Subject to the terms of the award agreement, this award will fully vest on the date of the Issuer's 2027 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents the right to receive, after vesting and upon settlement, one share of Common Stock of the Issuer.
F2: On August 6, 2026, the Reporting Person was granted an RSU Award in the amount of 1,845 RSUs. Subject to the terms of the award agreement, this award will fully vest on the date of the Issuer's 2027 Annual Meeting of Shareholders.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 06, 2026 Filed Aug 7, 2026 20:06 UTC | Skyward Specialty Insurance Group, Inc. SKWD · Entity 4400 | Grant2026 RSU Award · Derivative | 1,845 | $0.00 | $0.00 |
DisclosureSEC source: 0001396690-26-000006 · form4-08072026_080833.xml · derivative · entry 1 HEARN PETER C · CIK 0001396690 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,845 Underlying: Common Stock · 1,845 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the right to receive, after vesting and upon settlement, one share of Common Stock of the Issuer. F2 · derivative.exercise_date: On August 6, 2026, the Reporting Person was granted an RSU Award in the amount of 1,845 RSUs. Subject to the terms of the award agreement, this award will fully vest on the date of the Issuer's 2027 Annual Meeting of Shareholders. F2 · derivative.expiration_date: On August 6, 2026, the Reporting Person was granted an RSU Award in the amount of 1,845 RSUs. Subject to the terms of the award agreement, this award will fully vest on the date of the Issuer's 2027 Annual Meeting of Shareholders. Read SEC document |
| March 04, 2021 Filed Mar 8, 2021 21:21 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 4,418 | $115.28 | $509,307.04 |
DisclosureSEC source: 0001127602-21-009680 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,865.9 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:54 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 8,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008762 · form4.xml · derivative · entry 3 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 Underlying: Common Stock · 8,512 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 8,512 shares underlying restricted stock units of which 4,094 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,512 shares underlying restricted stock units relate to 1,606 restricted stock units that were granted on February 21, 2018, 5,299 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 1,607 restricted stock units that were granted on February 19, 2019. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:54 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 4,094 | $116.83 | $478,302.02 |
DisclosureSEC source: 0001127602-21-008762 · form4.xml · nonDerivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,283.9 F1 · kind: Vesting and distribution to reporting person of 8,512 shares underlying restricted stock units of which 4,094 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,512 shares underlying restricted stock units relate to 1,606 restricted stock units that were granted on February 21, 2018, 5,299 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 1,607 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 21:54 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 8,512 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008762 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,377.9 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 8,512 shares underlying restricted stock units of which 4,094 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 8,512 shares underlying restricted stock units relate to 1,606 restricted stock units that were granted on February 21, 2018, 5,299 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 1,607 restricted stock units that were granted on February 19, 2019. F2 · balance_after: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan for the quarters ended March 31, June 30, September 30 and December 31, 2020. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 5,299 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007582 · form4.xml · derivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,119 Underlying: Common Stock · 5,299 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020. The performance factor for these performance stock units was determined on February 22, 2021. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 40,453 | $0.00 Strike: $117.53 | $0.00 |
DisclosureSEC source: 0001127602-21-007582 · form4.xml · derivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,453 Underlying: Common Stock · 40,453 shares Expires 2031-02-21 F1 · derivative.exercise_date: These options were granted on February 22, 2021 and vest in four equal annual installments on February 22nd of 2022, 2023, 2024 and 2025. Read SEC document |
| March 04, 2020 Filed Mar 5, 2020 21:02 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 7,774 | $107.46 | $835,394.04 |
DisclosureSEC source: 0001127602-20-009604 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,704.193 Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 15,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008993 · form4.xml · derivative · entry 3 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,820 Underlying: Common Stock · 15,237 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 15,237 shares underlying restricted stock units of which 7,463 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 15,237 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, 8,609 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,606 restricted stock units that were granted on February 21, 2018 and 1,606 restricted stock units that were granted on February 19, 2019. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 7,463 | $109.57 | $817,720.91 |
DisclosureSEC source: 0001127602-20-008993 · form4.xml · nonDerivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,478.193 F1 · kind: Vesting and distribution to reporting person of 15,237 shares underlying restricted stock units of which 7,463 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 15,237 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, 8,609 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,606 restricted stock units that were granted on February 21, 2018 and 1,606 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:26 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 15,237 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008993 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,941.193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 15,237 shares underlying restricted stock units of which 7,463 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 15,237 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, 8,609 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 1,606 restricted stock units that were granted on February 21, 2018 and 1,606 restricted stock units that were granted on February 19, 2019. F2 · balance_after: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan for the quarters ended September 30 and December 31, 2019. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 8,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006970 · form4.xml · derivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,057 Underlying: Common Stock · 8,609 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 42,682 | $0.00 Strike: $118.87 | $0.00 |
DisclosureSEC source: 0001127602-20-006970 · form4.xml · derivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,682 Underlying: Common Stock · 42,682 shares Expires 2030-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 14,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-024608 · form4.xml · derivative · entry 3 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,448 Underlying: Common Stock · 14,766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 7,231 | $102.39 | $740,382.09 |
DisclosureSEC source: 0001127602-19-024608 · form4.xml · nonDerivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,624.106 F2 · balance_after: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan for the quarters ended March 31 and June 30, 2019. Read SEC document |
| July 15, 2019 Filed Jul 16, 2019 20:05 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 14,766 | $102.39 | $1,511,890.74 |
DisclosureSEC source: 0001127602-19-024608 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,855.106 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 14,766 shares underlying restricted stock units of which 7,231 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,766 shares underlying restricted stock units relate to 14,766 restricted stock units that were granted on July 1, 2016. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:07 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 2,562 | $92.68 | $237,441.04 |
DisclosureSEC source: 0001127602-19-010420 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001.459 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:54 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 5,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009508 · form4.xml · derivative · entry 3 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,214 Underlying: Common Stock · 5,021 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 5,021 shares underlying restricted stock units of which 2,459 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 5,021 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, and 1,605 restricted stock units that were granted on February 21, 2018. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:54 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 2,459 | $92.49 | $227,432.91 |
DisclosureSEC source: 0001127602-19-009508 · form4.xml · nonDerivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,563.459 F1 · kind: Vesting and distribution to reporting person of 5,021 shares underlying restricted stock units of which 2,459 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 5,021 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, and 1,605 restricted stock units that were granted on February 21, 2018. F2 · balance_after: Includes shares acquired under the Marsh & McLennan Companies Employee Stock Purchase Plan as of year end. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 21:54 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 5,021 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009508 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,022.459 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 5,021 shares underlying restricted stock units of which 2,459 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 5,021 shares underlying restricted stock units relate to 3,416 restricted stock units that were granted on February 22, 2017, and 1,605 restricted stock units that were granted on February 21, 2018. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 4,820 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007531 · form4.xml · derivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,235 Underlying: Common Stock · 4,820 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2020, 2021 and 2022. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:16 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 49,075 | $0.00 Strike: $90.79 | $0.00 |
DisclosureSEC source: 0001127602-19-007531 · form4.xml · derivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,075 Underlying: Common Stock · 49,075 shares Expires 2029-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009639 · form4.xml · derivative · entry 3 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,415 Underlying: Common Stock · 3,415 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 3,415 shares underlying restricted stock units of which 1,673 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 1,673 | $84.87 | $141,987.51 |
DisclosureSEC source: 0001127602-18-009639 · form4.xml · nonDerivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794.082 F1 · kind: Vesting and distribution to reporting person of 3,415 shares underlying restricted stock units of which 1,673 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017. Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 3,415 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-009639 · form4.xml · nonDerivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,467.082 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 3,415 shares underlying restricted stock units of which 1,673 were withheld by Marsh & McLennan Companies to cover applicable taxes. These restricted stock units were granted on February 22, 2017. F2 · balance_after: Includes shares acquired through the Marsh & McLennan Companies Employee Stock Purchase Plan on January 2, 2018. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 4,817 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-008049 · form4.xml · derivative · entry 2 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,830 Underlying: Common Stock · 4,817 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2019, 2020 and 2021. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 21, 2018 Filed Feb 23, 2018 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 43,740 | $0.00 Strike: $83.05 | $0.00 |
DisclosureSEC source: 0001127602-18-008049 · form4.xml · derivative · entry 1 HEARN PETER C · CIK 0001396690 · President & CEO, Guy Carpenter 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,740 Underlying: Common Stock · 43,740 shares Expires 2028-02-20 F1 · derivative.exercise_date: These options were granted on February 21, 2018 and vest in four equal annual installments on February 21st of 2019, 2020, 2021 and 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.