Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MARSH & MCLENNAN COMPANIES, INC.MMC · Entity 1501 | EVP and General Counsel | February 28, 2022 | March 02, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MARSH & MCLENNAN COMPANIES, INC.
Report date February 28, 2022 · Filed March 02, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 505,312 |
Ending reported balance
After 2022-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-02-28 · Exercise / conversion · Acquired 14,149 · Balance 512,536 F1: Vesting and distribution to reporting person of 14,149 shares underlying restricted stock units of which 7,224 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,149 shares underlying restricted stock units relate to 2,066 restricted stock units that were granted on February 19, 2019 and 12,083 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021. Row 2 · 2022-02-28 · Tax withholding · Disposed 7,224 · Balance 505,312 F1: Vesting and distribution to reporting person of 14,149 shares underlying restricted stock units of which 7,224 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,149 shares underlying restricted stock units relate to 2,066 restricted stock units that were granted on February 19, 2019 and 12,083 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-02-28 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-02-28 · Exercise / conversion · Disposed 14,149 · Balance 0 F2: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1: Vesting and distribution to reporting person of 14,149 shares underlying restricted stock units of which 7,224 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,149 shares underlying restricted stock units relate to 2,066 restricted stock units that were granted on February 19, 2019 and 12,083 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021. F3: Not Applicable. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust Account | 54,000 |
Reported balance
Holding disclosure · report date 2022-02-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 54,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting and distribution to reporting person of 14,149 shares underlying restricted stock units of which 7,224 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,149 shares underlying restricted stock units relate to 2,066 restricted stock units that were granted on February 19, 2019 and 12,083 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021.
F2: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
F3: Not Applicable.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2022 Filed Mar 2, 2022 21:50 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 14,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007733 · form4.xml · derivative · entry 4 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 14,149 shares underlying restricted stock units of which 7,224 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,149 shares underlying restricted stock units relate to 2,066 restricted stock units that were granted on February 19, 2019 and 12,083 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:50 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 7,224 | $153.99 | $1,112,387.64 |
DisclosureSEC source: 0001127602-22-007733 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,312 F1 · kind: Vesting and distribution to reporting person of 14,149 shares underlying restricted stock units of which 7,224 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,149 shares underlying restricted stock units relate to 2,066 restricted stock units that were granted on February 19, 2019 and 12,083 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021. Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 21:50 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 14,149 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-007733 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 512,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 14,149 shares underlying restricted stock units of which 7,224 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 14,149 shares underlying restricted stock units relate to 2,066 restricted stock units that were granted on February 19, 2019 and 12,083 restricted stock units relating to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:53 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 12,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-006591 · form4.xml · derivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,149 Underlying: Common Stock · 12,083 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 19, 2019 for the performance period 2019-2021. The performance factor for these performance stock units was determined on February 23, 2022. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 23, 2022 Filed Feb 24, 2022 21:53 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 38,243 | $0.00 Strike: $151.37 | $0.00 |
DisclosureSEC source: 0001127602-22-006591 · form4.xml · derivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,243 Underlying: Common Stock · 38,243 shares Expires 2032-02-22 F1 · derivative.exercise_date: These options were granted on February 23, 2022 and vest in four equal annual installments on February 23rd of 2023, 2024, 2025 and 2026. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:02 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 11,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008781 · form4.xml · derivative · entry 4 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066 Underlying: Common Stock · 11,775 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 11,775 shares underlying restricted stock units of which 5,768 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,775 shares underlying restricted stock units relate to 2,258 restricted stock units that were granted on February 21, 2018, 7,452 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 2,065 restricted stock units that were granted on February 19, 2019. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:02 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 5,768 | $116.83 | $673,875.44 |
DisclosureSEC source: 0001127602-21-008781 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 498,387 F1 · kind: Vesting and distribution to reporting person of 11,775 shares underlying restricted stock units of which 5,768 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,775 shares underlying restricted stock units relate to 2,258 restricted stock units that were granted on February 21, 2018, 7,452 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 2,065 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 22:02 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 11,775 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-008781 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 504,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 11,775 shares underlying restricted stock units of which 5,768 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 11,775 shares underlying restricted stock units relate to 2,258 restricted stock units that were granted on February 21, 2018, 7,452 restricted stock units relating to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020 and 2,065 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:34 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 7,452 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-007641 · form4.xml · derivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,841 Underlying: Common Stock · 7,452 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 21, 2018 for the performance period 2018-2020. The performance factor for these performance stock units was determined on February 22, 2021. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 21:34 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 53,937 | $0.00 Strike: $117.53 | $0.00 |
DisclosureSEC source: 0001127602-21-007641 · form4.xml · derivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,937 Underlying: Common Stock · 53,937 shares Expires 2031-02-21 F1 · derivative.exercise_date: These options were granted on February 22, 2021 and vest in four equal annual installments on February 22nd of 2022, 2023, 2024 and 2025. Read SEC document |
| November 06, 2020 Filed Feb 5, 2021 21:19 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004168 · form5.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Account Disclosed balance after: 54,000 Read SEC document |
| November 06, 2020 Filed Feb 5, 2021 21:19 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 54,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-004168 · form5.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,380 Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 97,319 | $0.00 Strike: $57.33 | $0.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · derivative · entry 10 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 97,319 shares Expires 2026-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options were granted on February 22, 2016 and vested in four equal annual installments on February 22nd of 2017, 2018, 2019 and 2020. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 99,207 | $0.00 Strike: $56.84 | $0.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · derivative · entry 9 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 99,207 shares Expires 2025-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted on February 23, 2015 and vested in four equal annual installments on February 23rd of 2016, 2017, 2018 and 2019. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 113,872 | $0.00 Strike: $48.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · derivative · entry 8 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 113,872 shares Expires 2024-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on February 24, 2014 and vested in four equal annual installments on February 24th of 2015, 2016, 2017 and 2018. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 74,656 | $105.44 | $7,871,728.64 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 7 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 546,380 Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 75,931 | $105.21 | $7,988,700.51 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 6 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,036 Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 82,275 | $105.20 | $8,655,330.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 5 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,967 Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 97,319 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 4 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 779,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 2, 2020 Mr. Beshar exercised 113,872 options that were granted to him in 2014, 99,207 options that were granted to him in 2015 and 97,319 options that were granted to him in 2016 and thereby increased his net ownership of MMC common stock by 77,536 from 468,844 to 546,380 shares. 82,275 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2014, 75,931 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2015 and 74,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2016 in exempt transactions. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 99,207 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 3 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,923 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 2, 2020 Mr. Beshar exercised 113,872 options that were granted to him in 2014, 99,207 options that were granted to him in 2015 and 97,319 options that were granted to him in 2016 and thereby increased his net ownership of MMC common stock by 77,536 from 468,844 to 546,380 shares. 82,275 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2014, 75,931 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2015 and 74,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2016 in exempt transactions. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 113,872 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,716 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On November 2, 2020 Mr. Beshar exercised 113,872 options that were granted to him in 2014, 99,207 options that were granted to him in 2015 and 97,319 options that were granted to him in 2016 and thereby increased his net ownership of MMC common stock by 77,536 from 468,844 to 546,380 shares. 82,275 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2014, 75,931 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2015 and 74,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2016 in exempt transactions. Read SEC document |
| August 18, 2020 Filed Nov 4, 2020 21:01 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 8,584 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-028103 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,844 Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 169,355 | $0.00 Strike: $36.50 | $0.00 |
DisclosureSEC source: 0001127602-20-023359 · form4.xml · derivative · entry 6 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 169,355 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options were granted on February 25, 2013 and vested in four equal annual installments on February 25th of 2014, 2015, 2016 and 2017. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 173,842 | $0.00 Strike: $31.89 | $0.00 |
DisclosureSEC source: 0001127602-20-023359 · form4.xml · derivative · entry 5 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 173,842 shares Expires 2022-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on February 24, 2012 and vested in four equal annual installments on February 24th of 2013, 2014, 2015 and 2016. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 109,656 | $118.02 | $12,941,601.12 |
DisclosureSEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 4 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 477,428 Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 109,107 | $117.97 | $12,871,352.79 |
DisclosureSEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 3 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,084 Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 169,355 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 696,191 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 7, 2020 Mr. Beshar exercised 173,842 options that were granted to him in 2012 and 169,355 options that were granted to him in 2013 and thereby increased his net ownership of MMC common stock by 124,434 from 352,994 to 477,428 shares. 109,107 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2012 and 109,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2013 in exempt transactions. Read SEC document |
| August 07, 2020 Filed Aug 11, 2020 20:03 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 173,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-023359 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On August 7, 2020 Mr. Beshar exercised 173,842 options that were granted to him in 2012 and 169,355 options that were granted to him in 2013 and thereby increased his net ownership of MMC common stock by 124,434 from 352,994 to 477,428 shares. 109,107 shares were used to satisfy the exercise price and applicable taxes for the options granted in 2012 and 109,656 shares were used to satisfy the exercise price and applicable taxes on the options granted in 2013 in exempt transactions. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 19,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008945 · form4.xml · derivative · entry 3 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,389 Underlying: Common Stock · 19,796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 19,796 shares underlying restricted stock units of which 9,696 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 19,796 shares underlying restricted stock units relate to 2,562 restricted stock units that were granted on February 22, 2017, 12,911 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 2,258 restricted stock units that were granted on February 21, 2018 and 2,065 restricted stock units that were granted on February 19, 2019. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 9,696 | $109.57 | $1,062,390.72 |
DisclosureSEC source: 0001127602-20-008945 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,994 F1 · kind: Vesting and distribution to reporting person of 19,796 shares underlying restricted stock units of which 9,696 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 19,796 shares underlying restricted stock units relate to 2,562 restricted stock units that were granted on February 22, 2017, 12,911 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 2,258 restricted stock units that were granted on February 21, 2018 and 2,065 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 28, 2020 Filed Mar 3, 2020 21:09 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 19,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-008945 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,690 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 19,796 shares underlying restricted stock units of which 9,696 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 19,796 shares underlying restricted stock units relate to 2,562 restricted stock units that were granted on February 22, 2017, 12,911 restricted stock units relating to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019, 2,258 restricted stock units that were granted on February 21, 2018 and 2,065 restricted stock units that were granted on February 19, 2019. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 149,926 | $0.00 Strike: $30.60 | $0.00 |
DisclosureSEC source: 0001127602-20-007911 · form4.xml · derivative · entry 4 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 149,926 shares Expires 2021-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were granted on February 21, 2011 and vested in four equal annual installments on February 21st of 2012, 2013, 2014 and 2015. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 8,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007911 · form4.xml · nonDerivative · entry 3 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 342,894 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 93,739 | $115.19 | $10,797,795.41 |
DisclosureSEC source: 0001127602-20-007911 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,369 Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 21:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 149,926 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007911 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 445,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On February 24, 2020 Mr. Beshar exercised 149,926 options that were granted to him in 2011 and thereby increased his net ownership of MMC common stock by 56,187 from 295,182 to 351,369 shares. 93,739 shares were used to satisfy the exercise price and applicable taxes in an exempt transaction. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:25 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 12,911 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006983 · form4.xml · derivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,185 Underlying: Common Stock · 12,911 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2017 for the performance period 2017-2019. The performance factor for these performance stock units was determined on February 19, 2020. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:25 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 56,909 | $0.00 Strike: $118.87 | $0.00 |
DisclosureSEC source: 0001127602-20-006983 · form4.xml · derivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,909 Underlying: Common Stock · 56,909 shares Expires 2030-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2020 and vest in four equal annual installments on February 19th of 2021, 2022, 2023 and 2024. Read SEC document |
| March 05, 2019 Filed Mar 7, 2019 21:12 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 8,985 | $92.70 | $832,873.56 |
DisclosureSEC source: 0001127602-19-010422 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,182 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionRestricted Stock Units · Derivative | 17,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009549 · form4.xml · derivative · entry 3 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,274 Underlying: Common Stock · 17,610 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F1 · kind: Vesting and distribution to reporting person of 17,610 shares underlying restricted stock units of which 8,625 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 17,610 shares underlying restricted stock units relate to 3,271 restricted stock units that were granted on February 22, 2016, 9,519 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 2,562 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018. F3 · derivative.exercise_date: Not Applicable. F3 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 8,625 | $92.49 | $797,726.25 |
DisclosureSEC source: 0001127602-19-009549 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,167 F1 · kind: Vesting and distribution to reporting person of 17,610 shares underlying restricted stock units of which 8,625 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 17,610 shares underlying restricted stock units relate to 3,271 restricted stock units that were granted on February 22, 2016, 9,519 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 2,562 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018. Read SEC document |
| February 28, 2019 Filed Mar 4, 2019 22:04 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 17,610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-009549 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 312,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Vesting and distribution to reporting person of 17,610 shares underlying restricted stock units of which 8,625 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 17,610 shares underlying restricted stock units relate to 3,271 restricted stock units that were granted on February 22, 2016, 9,519 restricted stock units relating to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018, 2,562 restricted stock units that were granted on February 22, 2017 and 2,258 restricted stock units that were granted on February 21, 2018. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionStock Options (Right to Buy) · Derivative | 270,619 | $0.00 Strike: $22.71 | $0.00 |
DisclosureSEC source: 0001127602-19-008678 · form4.xml · derivative · entry 4 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 270,619 shares Expires 2020-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · kind: On February 25, 2019, Mr. Beshar exercised 270,619 options that were granted to him in 2010 and thereby increased his net ownership of MMC common stock by 78,225 from 216,957 to 295,182 shares. 124,739 shares were used to satisfy the exercise price and applicable taxes on 202,964 options in an exempt transaction. F3 · derivative.exercise_date: These options were granted on February 22, 2010 and vested in four equal annual installments on February 22nd of 2011, 2012, 2013 and 2014. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 67,655 | $93.14 | $6,301,251.39 |
DisclosureSEC source: 0001127602-19-008678 · form4.xml · nonDerivative · entry 3 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,182 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Tax withholdingCommon Stock | 124,739 | $92.77 | $11,572,037.03 |
DisclosureSEC source: 0001127602-19-008678 · form4.xml · nonDerivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,837 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · kind: On February 25, 2019, Mr. Beshar exercised 270,619 options that were granted to him in 2010 and thereby increased his net ownership of MMC common stock by 78,225 from 216,957 to 295,182 shares. 124,739 shares were used to satisfy the exercise price and applicable taxes on 202,964 options in an exempt transaction. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 21:13 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | Exercise / conversionCommon Stock | 270,619 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-008678 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 487,576 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · kind: On February 25, 2019, Mr. Beshar exercised 270,619 options that were granted to him in 2010 and thereby increased his net ownership of MMC common stock by 78,225 from 216,957 to 295,182 shares. 124,739 shares were used to satisfy the exercise price and applicable taxes on 202,964 options in an exempt transaction. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 9,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007532 · form4.xml · derivative · entry 3 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,884 Underlying: Common Stock · 9,519 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F5 · kind: These restricted stock units relate to performance stock units that were granted on February 22, 2016 for the performance period 2016-2018. The performance factor for these performance stock units was determined on February 19, 2019. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantRestricted Stock Units · Derivative | 6,196 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007532 · form4.xml · derivative · entry 2 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,365 Underlying: Common Stock · 6,196 shares Expires not disclosed F2 · derivative.exercise_price: The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis. F3 · kind: These restricted stock units vest in three equal annual installments on February 28th of 2020, 2021 and 2022. F4 · derivative.exercise_date: Not Applicable. F4 · derivative.expiration_date: Not Applicable. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 21:18 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GrantStock Options (Right to Buy) · Derivative | 63,096 | $0.00 Strike: $90.79 | $0.00 |
DisclosureSEC source: 0001127602-19-007532 · form4.xml · derivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,096 Underlying: Common Stock · 63,096 shares Expires 2029-02-18 F1 · derivative.exercise_date: These options were granted on February 19, 2019 and vest in four equal annual installments on February 19th of 2020, 2021, 2022 and 2023. Read SEC document |
| March 23, 2018 Filed Feb 12, 2019 21:17 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | GiftCommon Stock | 23,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-005367 · form5.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,957 Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 21:49 UTC | MARSH & MCLENNAN COMPANIES, INC. MMC · Entity 1501 | SaleCommon Stock | 10,567 | $81.75 | $863,820.55 |
DisclosureSEC source: 0001127602-18-010584 · form4.xml · nonDerivative · entry 1 Beshar Peter J · CIK 0001309593 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,857 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.