Last 12 months
Inside the activity.
0 purchase rows · 40 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 2 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 8 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 2 |
| Jun 2026 | 0 | 26 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2020 Filed Jul 27, 2020 22:08 UTC |
Yan Christine YDirector
|
GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013779 · doc1.xml · nonDerivative · entry 1 Yan Christine Y · CIK 0001607095 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,263 F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within 30 days of termination of service with MOD. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:07 UTC |
WILLIAMS MARSHA CDirector
|
GrantCommon stock | 43,185 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013778 · doc1.xml · nonDerivative · entry 1 WILLIAMS MARSHA C · CIK 0001185609 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,025 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:06 UTC |
Patterson Christopher WilliamDirector
|
GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013777 · doc1.xml · nonDerivative · entry 1 Patterson Christopher William · CIK 0001492595 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,473 F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in one lump sum within 30 days of termination of service with MOD. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:06 UTC |
Moore Larry OscarDirector
|
GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013776 · doc1.xml · nonDerivative · entry 1 Moore Larry Oscar · CIK 0001491677 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,373 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:05 UTC |
Garimella Suresh VDirector
|
GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013775 · doc1.xml · nonDerivative · entry 1 Garimella Suresh V · CIK 0001525982 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,747 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:04 UTC |
COOLEY CHARLES PDirector
|
GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013774 · doc1.xml · nonDerivative · entry 1 COOLEY CHARLES P · CIK 0001058933 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,933 Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:04 UTC |
Bills David GDirector
|
GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013773 · doc1.xml · nonDerivative · entry 1 Bills David G · CIK 0001633712 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,532 F1 · shares: This is an award of restricted stock units which vest immediately. Each restricted stock unit represents a contingent right to receive one share of MOD common stock. Vested shares will be delivered to the reporting person in three equal annual installments beginning within 30 days of termination of service with MOD. Read SEC document |
| July 23, 2020 Filed Jul 27, 2020 22:03 UTC |
ASHLEMAN ERIC DDirector
|
GrantCommon stock | 23,992 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-013772 · doc1.xml · nonDerivative · entry 1 ASHLEMAN ERIC D · CIK 0001605266 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,612 Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:20 UTC |
McBurney Matthew JVP, BHVAC and Corp. Strategy
|
Tax withholdingCommon stock | 1,814 | $6.49 | $11,772.86 |
DisclosureSEC source: 0001567619-20-011927 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,398 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:22 UTC |
Miller Scott ArlanVP, Global Coils and Coolers
|
Tax withholdingCommon stock | 2,013 | $6.49 | $13,064.37 |
DisclosureSEC source: 0001567619-20-011928 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,688 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:19 UTC |
Lucareli Michael BVP, Finance & CFO
|
Tax withholdingCommon stock | 6,619 | $6.49 | $42,957.31 |
DisclosureSEC source: 0001567619-20-011926 · doc1.xml · nonDerivative · entry 1 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,167 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:19 UTC |
Casterton Joel ThomasVP, Vehicular Thermal Solution
|
Tax withholdingCommon stock | 489 | $6.49 | $3,173.61 |
DisclosureSEC source: 0001567619-20-011925 · doc1.xml · nonDerivative · entry 1 Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,226 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:18 UTC |
BURKE THOMAS ANDREWDirector · President and CEO
|
Tax withholdingCommon stock | 34,217 | $6.49 | $222,068.33 |
DisclosureSEC source: 0001567619-20-011924 · doc1.xml · nonDerivative · entry 1 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 672,900 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:17 UTC |
Bowser Scott LVP, CIS and COO
|
Tax withholdingCommon stock | 3,896 | $6.49 | $25,285.04 |
DisclosureSEC source: 0001567619-20-011923 · doc1.xml · nonDerivative · entry 1 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,194 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 05, 2020 Filed Jun 9, 2020 22:16 UTC |
Agen Brian JonVP, Human Resources
|
Tax withholdingCommon stock | 3,363 | $6.49 | $21,825.87 |
DisclosureSEC source: 0001567619-20-011922 · doc1.xml · nonDerivative · entry 1 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,969 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:17 UTC |
Miller Scott ArlanVP, Global Coils and Coolers
|
Tax withholdingCommon stock | 396 | $5.34 | $2,114.64 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 5 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,534 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:16 UTC |
McBurney Matthew JVP, BHVAC and Corp. Strategy
|
Tax withholdingCommon stock | 360 | $5.34 | $1,922.40 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 5 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,234 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:15 UTC |
Lucareli Michael BVP, Finance & CFO
|
Tax withholdingCommon stock | 1,313 | $5.34 | $7,011.42 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 5 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,815 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:14 UTC |
Casterton Joel ThomasVP, Vehicular Thermal Solution
|
Tax withholdingCommon stock | 97 | $5.34 | $517.98 |
DisclosureSEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 5 Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,715 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:13 UTC |
BURKE THOMAS ANDREWDirector · President and CEO
|
Tax withholdingCommon stock | 6,789 | $5.34 | $36,253.26 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 5 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 707,117 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:11 UTC |
Bowser Scott LVP, CIS and COO
|
Tax withholdingCommon stock | 773 | $5.34 | $4,127.82 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 5 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,131 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 23:09 UTC |
Agen Brian JonVP, Human Resources
|
Tax withholdingCommon stock | 656 | $5.34 | $3,503.04 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 5 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,332 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:17 UTC |
Miller Scott ArlanVP, Global Coils and Coolers
|
Tax withholdingCommon stock | 384 | $5.35 | $2,054.40 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 4 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,930 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:16 UTC |
McBurney Matthew JVP, BHVAC and Corp. Strategy
|
Tax withholdingCommon stock | 543 | $5.35 | $2,905.05 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 4 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,594 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:15 UTC |
Lucareli Michael BVP, Finance & CFO
|
Tax withholdingCommon stock | 1,978 | $5.35 | $10,582.30 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 4 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,128 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:14 UTC |
Casterton Joel ThomasVP, Vehicular Thermal Solution
|
Tax withholdingCommon stock | 150 | $5.35 | $802.50 |
DisclosureSEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 4 Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,812 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:13 UTC |
BURKE THOMAS ANDREWDirector · President and CEO
|
Tax withholdingCommon stock | 10,287 | $5.35 | $55,035.45 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 4 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 713,906 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:11 UTC |
Bowser Scott LVP, CIS and COO
|
Tax withholdingCommon stock | 1,111 | $5.35 | $5,943.85 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 4 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,904 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 23:09 UTC |
Agen Brian JonVP, Human Resources
|
Tax withholdingCommon stock | 840 | $5.35 | $4,494.00 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 4 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,988 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:06 UTC Amendment |
Miller Scott ArlanVP, Global Coils and Coolers
|
Tax withholdingCommon stock | 320 | $5.35 | $1,712.00 |
DisclosureSEC source: 0001567619-20-011810 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,097 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:06 UTC Amendment |
McBurney Matthew JVP, BHVAC and Corp. Strategy
|
Tax withholdingCommon stock | 558 | $5.35 | $2,985.30 |
DisclosureSEC source: 0001567619-20-011808 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,572 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:05 UTC Amendment |
Lucareli Michael BVP, Finance & CFO
|
Tax withholdingCommon stock | 1,993 | $5.35 | $10,662.55 |
DisclosureSEC source: 0001567619-20-011806 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,099 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 31, 2020 Filed Jun 5, 2020 21:04 UTC Amendment |
Bowser Scott LVP, CIS and COO
|
Tax withholdingCommon stock | 1,132 | $5.35 | $6,056.20 |
DisclosureSEC source: 0001567619-20-011804 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,863 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:18 UTC |
Stein Sylvia AnnVP, Gen. Counsel and Sec.
|
Tax withholdingCommon stock | 605 | $5.35 | $3,236.75 |
DisclosureSEC source: 0001567619-20-011563 · doc1.xml · nonDerivative · entry 2 Stein Sylvia Ann · CIK 0001729007 · VP, Gen. Counsel and Sec. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,665 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:17 UTC |
Miller Scott ArlanVP, Global Coils and Coolers
|
Tax withholdingCommon stock | 623 | $5.35 | $3,333.05 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 3 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,314 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:17 UTC |
Miller Scott ArlanVP, Global Coils and Coolers
|
GrantCommon stock | 6,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011562 · doc1.xml · nonDerivative · entry 2 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,937 F2 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:16 UTC |
McBurney Matthew JVP, BHVAC and Corp. Strategy
|
Tax withholdingCommon stock | 321 | $5.35 | $1,717.35 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 3 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,137 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:16 UTC |
McBurney Matthew JVP, BHVAC and Corp. Strategy
|
GrantCommon stock | 5,668 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011561 · doc1.xml · nonDerivative · entry 2 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,458 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:15 UTC |
Lucareli Michael BVP, Finance & CFO
|
Tax withholdingCommon stock | 1,403 | $5.35 | $7,506.05 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 3 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,106 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:15 UTC |
Lucareli Michael BVP, Finance & CFO
|
GrantCommon stock | 20,683 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011560 · doc1.xml · nonDerivative · entry 2 Lucareli Michael B · CIK 0001496134 · VP, Finance & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,509 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:14 UTC |
Casterton Joel ThomasVP, Vehicular Thermal Solution
|
Tax withholdingCommon stock | 546 | $5.35 | $2,921.10 |
DisclosureSEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 3 Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,962 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:14 UTC |
Casterton Joel ThomasVP, Vehicular Thermal Solution
|
GrantCommon stock | 1,571 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011559 · doc1.xml · nonDerivative · entry 2 Casterton Joel Thomas · CIK 0001729187 · VP, Vehicular Thermal Solution 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,508 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 1345 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:13 UTC |
BURKE THOMAS ANDREWDirector · President and CEO
|
Tax withholdingCommon stock | 6,918 | $5.35 | $37,011.30 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 3 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,193 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:13 UTC |
BURKE THOMAS ANDREWDirector · President and CEO
|
GrantCommon stock | 74,094 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011558 · doc1.xml · nonDerivative · entry 2 BURKE THOMAS ANDREW · CIK 0001273477 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 731,111 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 8165 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:11 UTC |
Bowser Scott LVP, CIS and COO
|
Tax withholdingCommon stock | 688 | $5.35 | $3,680.80 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 3 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,015 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:11 UTC |
Bowser Scott LVP, CIS and COO
|
GrantCommon stock | 12,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011557 · doc1.xml · nonDerivative · entry 2 Bowser Scott L · CIK 0001459237 · VP, CIS and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,703 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 4765 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:09 UTC |
Agen Brian JonVP, Human Resources
|
Tax withholdingCommon stock | 609 | $5.35 | $3,258.15 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 3 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,828 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 2, 2020 23:09 UTC |
Agen Brian JonVP, Human Resources
|
GrantCommon stock | 7,937 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-20-011556 · doc1.xml · nonDerivative · entry 2 Agen Brian Jon · CIK 0001729366 · VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,437 F3 · shares: The performance period for Performance Stock under the long-term incentive compensation plan initiated in June 2017 terminated in calendar 2020. The amount of the award varied based upon the achievement of Threshold, Target or Maximum levels. Under that plan, the Company used two measures to determine the payouts: Three-Year Average ROACE ("ROACE") and Annual Revenue Growth. The Company's ROACE for the performance period was 8.2% and Annual Revenue Growth was 11.5%, both of which exceeded the Threshold level for those performance measures. As a result, in accordance with the long-term incentive compensation plan, the Company issued shares of unrestricted stock at approximately 126% of the Target. F2 · balance_after: This total includes 1474 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. Read SEC document |
| May 30, 2020 Filed Jun 5, 2020 21:06 UTC Amendment |
Miller Scott ArlanVP, Global Coils and Coolers
|
Tax withholdingCommon stock | 520 | $5.35 | $2,782.00 |
DisclosureSEC source: 0001567619-20-011810 · doc1.xml · nonDerivative · entry 1 Miller Scott Arlan · CIK 0001688297 · VP, Global Coils and Coolers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,417 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F2 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
| May 30, 2020 Filed Jun 5, 2020 21:06 UTC Amendment |
McBurney Matthew JVP, BHVAC and Corp. Strategy
|
Tax withholdingCommon stock | 328 | $5.35 | $1,754.80 |
DisclosureSEC source: 0001567619-20-011808 · doc1.xml · nonDerivative · entry 1 McBurney Matthew J · CIK 0001581842 · VP, BHVAC and Corp. Strategy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,130 F1 · shares: Shares disposed of in a private transaction to cover tax withholding. F3 · shares: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. F2 · balance_after: This total includes 320 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. F3 · balance_after: Amounts updated to reflect amounts and balances incorrectly reported in the Form 4 filed on June 2, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.