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0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 2025045
Dec 202500
Jan 202600
Feb 202609
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202604
Aug 202601
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 04, 2020 Filed Feb 6, 2020 22:32 UTC
Poul MojdehExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 54,019 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004061 · form4.xml · derivative · entry 3

Poul Mojdeh · CIK 0001743760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,019

Underlying: Common Stock · 54,019 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:32 UTC
Poul MojdehExecutive Vice President
Tax withholdingCommon Stock 402.432 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004061 · form4.xml · nonDerivative · entry 2

Poul Mojdeh · CIK 0001743760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777.6127

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:32 UTC
Poul MojdehExecutive Vice President
GrantCommon Stock 1,086.796 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004061 · form4.xml · nonDerivative · entry 1

Poul Mojdeh · CIK 0001743760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,180.0447

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:26 UTC
Ludgate Kristen MSenior Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 41,663 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004047 · form4.xml · derivative · entry 3

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,663

Underlying: Common Stock · 41,663 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:26 UTC
Ludgate Kristen MSenior Vice President
Tax withholdingCommon Stock 437.132 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004047 · form4.xml · nonDerivative · entry 2

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056.2167

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:26 UTC
Ludgate Kristen MSenior Vice President
GrantCommon Stock 891.81 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004047 · form4.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,493.3487

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:23 UTC
Ashish Khandpur KExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 52,572 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004042 · form4.xml · derivative · entry 5

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,572

Underlying: Common Stock · 52,572 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:23 UTC
Ashish Khandpur KExecutive Vice President
Tax withholdingCommon Stock 1,490.638 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004042 · form4.xml · nonDerivative · entry 2

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,042.5369

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:23 UTC
Ashish Khandpur KExecutive Vice President
GrantCommon Stock 4,794.966 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004042 · form4.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,533.1749

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:19 UTC
Hammes Eric D.Executive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 67,524 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004038 · form4.xml · derivative · entry 3

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,524

Underlying: Common Stock · 67,524 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:19 UTC
Hammes Eric D.Executive Vice President
Tax withholdingCommon Stock 1,674.555 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004038 · form4.xml · nonDerivative · entry 2

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,070.4548

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:19 UTC
Hammes Eric D.Executive Vice President
GrantCommon Stock 4,521.569 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004038 · form4.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,745.0098

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017 and July 3, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. .

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:15 UTC GrantNon-qualified Stock Option (Right to Buy) · Derivative 82,104 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004032 · form4.xml · derivative · entry 3

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,104

Underlying: Common Stock · 82,104 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:15 UTC Tax withholdingCommon Stock 5,760.629 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004032 · form4.xml · nonDerivative · entry 2

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,285.691

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:15 UTC GrantCommon Stock 12,590.986 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004032 · form4.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · Sr. VP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,046.32

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:14 UTC
Fong Ivan KSVP, Gen Counsel & Secretary
GrantNon-qualified Stock Option (Right to Buy) · Derivative 34,395 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004030 · form4.xml · derivative · entry 3

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,395

Underlying: Common Stock · 34,395 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:14 UTC
Fong Ivan KSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 1,530.114 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004030 · form4.xml · nonDerivative · entry 2

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,921.7342

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:14 UTC
Fong Ivan KSVP, Gen Counsel & Secretary
GrantCommon Stock 4,927.52 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004030 · form4.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,451.8482

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of the shares and will not have voting or investment powers with respect to such shares until they are issued.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:13 UTC
Bushman Julie LExecutive Vice President
GrantNon-qualified Stock Option (Right to Buy) · Derivative 55,466 $0.00 Strike: $157.24 $0.00
Disclosure

SEC source: 0001127602-20-004028 · form4.xml · derivative · entry 4

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,466

Underlying: Common Stock · 55,466 shares

Expires 2030-02-03

F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:13 UTC
Bushman Julie LExecutive Vice President
Tax withholdingCommon Stock 1,956.763 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004028 · form4.xml · nonDerivative · entry 2

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,034.3584

F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary.

Read SEC document
February 04, 2020 Filed Feb 6, 2020 22:13 UTC
Bushman Julie LExecutive Vice President
GrantCommon Stock 6,326.204 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-004028 · form4.xml · nonDerivative · entry 1

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,991.1214

F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified.

F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:59 UTC Amendment
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 90.712 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006937 · form4a.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,973.1816

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:53 UTC Amendment
Silberhorn Ty RSenior Vice President
Tax withholdingCommon Stock 90.712 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006929 · form4a.xml · nonDerivative · entry 1

Silberhorn Ty R · CIK 0001772760 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,881.5438

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:49 UTC Amendment
Shafer Stephen MSenior Vice President
Tax withholdingCommon Stock 977 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006924 · form4a.xml · nonDerivative · entry 1

Shafer Stephen M · CIK 0001771264 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,005.4332

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:43 UTC Amendment
Rutherford Denise RSenior Vice President
Tax withholdingCommon Stock 767 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006922 · form4a.xml · nonDerivative · entry 1

Rutherford Denise R · CIK 0001771999 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,848.7062

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:39 UTC Amendment
Roman Michael FDirector · Chairman, President & CEO
Tax withholdingCommon Stock 266.59 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006919 · form4a.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,457.1672

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:24 UTC Amendment
Poul MojdehExecutive Vice President
Tax withholdingCommon Stock 522 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006913 · form4a.xml · nonDerivative · entry 1

Poul Mojdeh · CIK 0001743760 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,658.0447

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:19 UTC Amendment
Ludgate Kristen MSenior Vice President
Tax withholdingCommon Stock 437 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006911 · form4a.xml · nonDerivative · entry 1

Ludgate Kristen M · CIK 0001727434 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,056.3487

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:16 UTC Amendment
Ashish Khandpur KExecutive Vice President
Tax withholdingCommon Stock 183.402 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006906 · form4a.xml · nonDerivative · entry 1

Ashish Khandpur K · CIK 0001614139 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,349.7729

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 20:07 UTC Amendment
Keel Paul AExecutive Vice President
Tax withholdingCommon Stock 187.708 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006896 · form4a.xml · nonDerivative · entry 1

Keel Paul A · CIK 0001626337 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,587.1705

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 19:59 UTC Amendment Tax withholdingCommon Stock 5,761 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006889 · form4a.xml · nonDerivative · entry 1

Gangestad Nicholas C · CIK 0001515709 · SVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,285.32

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 19:18 UTC Amendment
Hammes Eric D.Executive Vice President
Tax withholdingCommon Stock 2,092 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006864 · form4a.xml · nonDerivative · entry 1

Hammes Eric D. · CIK 0001610493 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,653.0098

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 19:02 UTC Amendment
Bushman Julie LExecutive Vice President
Tax withholdingCommon Stock 1,957 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006862 · form4a.xml · nonDerivative · entry 1

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,034.1214

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 19:09 UTC Amendment
Fong Ivan KSVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 185.928 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006863 · form4a.xml · nonDerivative · entry 1

Fong Ivan K · CIK 0001342238 · SVP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,265.9202

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Feb 21, 2020 18:58 UTC Amendment
Banovetz John PatrickSenior Vice President
Tax withholdingCommon Stock 988.383 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006861 · form4a.xml · nonDerivative · entry 1

Banovetz John Patrick · CIK 0001711228 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,997.5567

F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld.

Read SEC document
February 04, 2020 Filed Mar 2, 2020 21:15 UTC Amendment
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 282.945 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-008562 · form4a.xml · nonDerivative · entry 1

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,780.9486

F1 · shares: The number of shares previously reported as being withheld for payment of taxes was incorrect.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 18:41 UTC GrantCommon Stock 207.68 $162.51 $33,750.08
Disclosure

SEC source: 0001127602-20-003028 · form4.xml · nonDerivative · entry 1

LIDDY EDWARD M · CIK 0001188983 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 58,999.029

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:52 UTC
Roman Michael FDirector · Chairman, President & CEO
Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative 8,906 $0.00 Strike: $78.72 $0.00
Disclosure

SEC source: 0001127602-20-003067 · form4.xml · derivative · entry 3

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,906 shares

Expires 2020-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:52 UTC
Roman Michael FDirector · Chairman, President & CEO
SaleCommon Stock 8,906 $162.00 $1,442,772.00
Disclosure

SEC source: 0001127602-20-003067 · form4.xml · nonDerivative · entry 2

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,246.3325

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:52 UTC
Roman Michael FDirector · Chairman, President & CEO
Exercise / conversionCommon Stock 8,906 $78.72 $701,080.32
Disclosure

SEC source: 0001127602-20-003067 · form4.xml · nonDerivative · entry 1

Roman Michael F · CIK 0001577544 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,152.3325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:47 UTC GrantCommon Stock 112.201 $162.51 $18,233.78
Disclosure

SEC source: 0001127602-20-003063 · form4.xml · nonDerivative · entry 1

PAGE GREGORY R · CIK 0001250570 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 5,159.161

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

F3 · balance_after: The allocation between direct and indirect holdings was reported inconsistently in the last two Form 4 filings, and has been properly adjusted.

Read SEC document
January 31, 2020 Filed Feb 3, 2020 19:10 UTC Amendment GrantCommon Stock 275.569 $162.51 $44,782.72
Disclosure

SEC source: 0001127602-20-003043 · form4a.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 42,659.54

F1 · price: The price was inadvertently omitted from the filing.

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January 31, 2020 Filed Feb 3, 2020 19:02 UTC GrantCommon Stock 20.768 $162.51 $3,375.01
Disclosure

SEC source: 0001127602-20-003040 · form4.xml · nonDerivative · entry 2

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 104.779

F2 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F1 · balance_after: The allocation between direct and indirect holdings was reported inconsistently in the last Form 4 filing, and has been properly adjusted.

F3 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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January 31, 2020 Filed Feb 3, 2020 19:02 UTC GrantCommon Stock 20.768 $162.51 $3,375.01
Disclosure

SEC source: 0001127602-20-003040 · form4.xml · nonDerivative · entry 1

Moyo Dambisa F · CIK 0001656418 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,430.919

F1 · balance_after: The allocation between direct and indirect holdings was reported inconsistently in the last Form 4 filing, and has been properly adjusted.

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January 31, 2020 Filed Feb 3, 2020 18:25 UTC GrantCommon Stock 238.447 $162.51 $38,750.02
Disclosure

SEC source: 0001127602-20-003017 · form4.xml · nonDerivative · entry 1

Kent Ahmet Muhtar · CIK 0001324132 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 13,458.061

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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January 31, 2020 Filed Feb 3, 2020 18:11 UTC GrantCommon Stock 238.447 $162.51 $38,750.02
Disclosure

SEC source: 0001127602-20-003013 · form4.xml · nonDerivative · entry 1

HENKEL HERBERT L · CIK 0001204528 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 36,988.602

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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January 31, 2020 Filed Feb 3, 2020 16:25 UTC GrantCommon Stock 275.569 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-002992 · form4.xml · nonDerivative · entry 1

ESKEW MICHAEL L · CIK 0001227734 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Corporation

Disclosed balance after: 42,659.54

F1 · shares: This non-employee director has elected to defer all or a portion of compensation otherwise payable in cash or stock to a common stock equivalents account under the terms of 3M's Compensation Plan for Non-employee Directors and has no voting or investment powers with respect to such account.

F2 · balance_after: Includes acquisition of deferred dividend reinvestment shares pursuant to 3M's Compensation Plan for Non-Employee Directors.

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December 02, 2019 Filed Dec 3, 2019 19:50 UTC
Bushman Julie LExecutive Vice President
SaleCommon Stock 6,879 $170.16 $1,170,530.64
Disclosure

SEC source: 0001127602-19-034087 · form4.xml · nonDerivative · entry 3

Bushman Julie L · CIK 0001518599 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,651.733

F1 · shares: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 5, 2019.

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November 29, 2019 Filed Dec 2, 2019 21:44 UTC
Vale Michael G.Executive Vice President
Exercise / conversionRestricted Stock Units · Derivative 12,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-033997 · form4.xml · derivative · entry 3

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,646 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting date.

F2 · derivative.exercise_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014.

F2 · derivative.expiration_date: The restricted stock units vest 100% five years from the grant date of December 1, 2014.

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November 29, 2019 Filed Dec 2, 2019 21:44 UTC
Vale Michael G.Executive Vice President
Tax withholdingCommon Stock 5,767 $169.77 $979,063.59
Disclosure

SEC source: 0001127602-19-033997 · form4.xml · nonDerivative · entry 2

Vale Michael G. · CIK 0001527527 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,689.4617

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.