Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 3M COMMM · Entity 1275 | Senior Vice President | June 01, 2020 | June 03, 2020 |
| SMITH A O CORPAOS · Entity 3642 | Director · President and CEO | February 09, 2026 | February 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
3M CO
Report date June 01, 2020 · Filed June 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,846.0863 |
Ending reported balance
After 2020-06-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-01 · Exercise / conversion · Acquired 1,298 · Balance 3,438.0863 Row 2 · 2020-06-01 · Tax withholding · Disposed 592 · Balance 2,846.0863 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-06-01 · Exercise / conversion · Disposed 1,298 · Balance 0 F1: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day. F2: The restricted stock units will vest 100% five years from the grant date of June 1, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day.
F2: The restricted stock units will vest 100% five years from the grant date of June 1, 2015.
SMITH A O CORP
Report date February 09, 2026 · Filed February 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 105,195 |
Reported balance
After 2026-02-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-09 · Grant · Acquired 33,505 · Balance 105,195 F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock.
F2: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2026 Filed Feb 11, 2026 22:26 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 33,505 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-26-000034 · wk-form4_1770848769.xml · derivative · entry 1 Shafer Stephen M · CIK 0001771264 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,195 Underlying: Common Stock · 33,505 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. F2 · derivative.expiration_date: The restricted stock units were granted on 02/09/2026 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/09/2029. Read SEC document |
| July 01, 2025 Filed Jul 2, 2025 14:47 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 7,450 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000088 · wk-form4_1751467655.xml · derivative · entry 1 Shafer Stephen M · CIK 0001771264 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,690 Underlying: Common Stock · 7,450 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 07/01/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 07/01/2028. F2 · derivative.expiration_date: The restricted stock units were granted on 07/01/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 07/01/2028. Read SEC document |
| February 10, 2025 Filed Feb 11, 2025 21:43 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 23,815 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-25-000031 · wk-form4_1739310182.xml · derivative · entry 1 Shafer Stephen M · CIK 0001771264 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 64,240 Underlying: Common Stock · 23,815 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. F2 · derivative.expiration_date: The restricted stock units were granted on 02/10/2025 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2028. Read SEC document |
| March 18, 2024 Filed Mar 20, 2024 18:34 UTC | SMITH A O CORP AOS · Entity 3642 | GrantRestricted Stock Units · Derivative | 40,425 | $0.00 | $0.00 |
DisclosureSEC source: 0000091142-24-000099 · wk-form4_1710959685.xml · derivative · entry 1 Shafer Stephen M · CIK 0001771264 · COO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,425 Underlying: Commn Stock · 40,425 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of Common Stock. F2 · derivative.exercise_date: The restricted stock units were granted on 03/18/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 03/18/2027. F2 · derivative.expiration_date: The restricted stock units were granted on 03/18/2024 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 03/18/2027. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:27 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionRestricted Stock Units · Derivative | 1,298 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-018633 · form4.xml · derivative · entry 3 Shafer Stephen M · CIK 0001771264 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of 3M common stock, and converted into common stock on the vesting day. F2 · derivative.exercise_date: The restricted stock units will vest 100% five years from the grant date of June 1, 2015. F2 · derivative.expiration_date: The restricted stock units will vest 100% five years from the grant date of June 1, 2015. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:27 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 592 | $155.58 | $92,103.36 |
DisclosureSEC source: 0001127602-20-018633 · form4.xml · nonDerivative · entry 2 Shafer Stephen M · CIK 0001771264 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,846.0863 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:27 UTC | 3M CO MMM · Entity 1275 | Exercise / conversionCommon Stock | 1,298 | $155.58 | $201,942.84 |
DisclosureSEC source: 0001127602-20-018633 · form4.xml · nonDerivative · entry 1 Shafer Stephen M · CIK 0001771264 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,438.0863 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:43 UTC | 3M CO MMM · Entity 1275 | GrantNon-qualified Stock Option (Right to Buy) · Derivative | 12,605 | $0.00 Strike: $157.24 | $0.00 |
DisclosureSEC source: 0001127602-20-004082 · form4.xml · derivative · entry 3 Shafer Stephen M · CIK 0001771264 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,605 Underlying: Common Stock · 12,605 shares Expires 2030-02-03 F4 · derivative.exercise_date: The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:43 UTC | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 767.676 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004082 · form4.xml · nonDerivative · entry 2 Shafer Stephen M · CIK 0001771264 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214.7572 F3 · shares: The number of shares withheld for taxes was estimated and will be revised by amendment, if necessary. Read SEC document |
| February 04, 2020 Filed Feb 6, 2020 22:43 UTC | 3M CO MMM · Entity 1275 | GrantCommon Stock | 2,072.94 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-004082 · form4.xml · nonDerivative · entry 1 Shafer Stephen M · CIK 0001771264 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,982.4332 F1 · shares: Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share award made to the reporting person on March 1, 2017. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2 above, which represents the date on which the level of performance attained was certified. F2 · balance_after: Includes shares acquired under 3M's General Employee Stock Purchase Plan. Read SEC document |
| February 04, 2020 Filed Feb 21, 2020 20:49 UTC Amendment | 3M CO MMM · Entity 1275 | Tax withholdingCommon Stock | 977 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-006924 · form4a.xml · nonDerivative · entry 1 Shafer Stephen M · CIK 0001771264 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,005.4332 F1 · shares: The number of shares previously reported as being withheld for the payment of taxes was estimated. This amendment is being filed to update the Form 4 with the actual number of shares withheld. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.