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Nasdaq · USD

MKSI

MKS INC

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110
SEC CIK
0001049502
Parsed reports
467

Last 12 months

Inside the activity.

0 purchase rows · 45 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 2026015
Mar 202603
Apr 202600
May 2026016
Jun 202607
Jul 202600
Aug 202602
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 28, 2019 Filed Jan 30, 2019 20:28 UTC
COLELLA GERALD GDirector · CEO, Director
OtherRestricted Stock Unit · Derivative 9,720.972 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-003034 · form4.xml · derivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,184.183

Underlying: Common Stock · 9,720.972 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 20:35 UTC SaleCommon Stock 375 $79.90 $29,963.25
Disclosure

SEC source: 0001127602-18-035074 · form4.xml · nonDerivative · entry 1

Mora Elizabeth · CIK 0001548935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,412.22

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 18:11 UTC GiftCommon Stock 28,250 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029966 · form4.xml · nonDerivative · entry 2

BERTUCCI JOHN R · CIK 0001106180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claire R. Bertucci 2016 Second Qualified Annuity Trust

Disclosed balance after: 0

F2 · ownership.nature: The reporting person's spouse's 2016 Second Grantor Retained Annuity Trust terminated. On October 9, 2018, 28,250 shares in this trust were transferred to the reporting person's spouse's beneficiaries and the remaining 22,750 shares were distributed to the reporting person's spouse and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse.

Read SEC document
October 09, 2018 Filed Oct 11, 2018 18:11 UTC GiftCommon Stock 13,732 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-029966 · form4.xml · nonDerivative · entry 1

BERTUCCI JOHN R · CIK 0001106180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John R. Bertucci 2016 Second Qualified Annuity Trust

Disclosed balance after: 0

F1 · ownership.nature: The reporting person's 2016 Second Grantor Retained Annuity Trust terminated. On October 9, 2018, 13,732 shares in this trust were transferred to the reporting person's beneficiaries and the remaining 14,050 shares were distributed to the reporting person and are reported in this Form 4 as directly owned by the reporting person.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 20:52 UTC
Batra RajDirector
GrantCommon Stock 2,114.165 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-029113 · form4.xml · nonDerivative · entry 1

Batra Raj · CIK 0001754514 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,114.165

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or on June 9, 2019 if no such meeting is held by June 9, 2019).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
September 04, 2018 Filed Sep 5, 2018 18:00 UTC SaleCommon Stock 375 $92.50 $34,687.50
Disclosure

SEC source: 0001127602-18-026770 · form4.xml · nonDerivative · entry 1

Mora Elizabeth · CIK 0001548935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,787.22

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
August 07, 2018 Filed Aug 8, 2018 15:46 UTC
HANLEY PETERDirector
SaleCommon Stock 1,240 $94.39 $117,043.60
Disclosure

SEC source: 0001127602-18-024896 · form4.xml · nonDerivative · entry 1

HANLEY PETER · CIK 0001185717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,501.22

Read SEC document
June 11, 2018 Filed Jun 12, 2018 16:21 UTC SaleCommon Stock 750 $100.20 $75,150.75
Disclosure

SEC source: 0001127602-18-020667 · form4.xml · nonDerivative · entry 1

Moloney Jacqueline F · CIK 0001501968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,570.396

F1 · price: This transaction was executed in multiple trades at prices ranging from $100.20 to $100.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:23 UTC
Abrams John RSr. VP, Global Sales
SaleCommon Stock 133 $117.77 $15,663.14
Disclosure

SEC source: 0001127602-18-020352 · form4.xml · nonDerivative · entry 1

Abrams John R · CIK 0001600505 · Sr. VP, Global Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · balance_after: Adjusted to zero to reflect cash payment of a fractional share.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 21:20 UTC
HANLEY PETERDirector
SaleCommon Stock 500 $117.99 $58,996.50
Disclosure

SEC source: 0001127602-18-020350 · form4.xml · nonDerivative · entry 1

HANLEY PETER · CIK 0001185717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741.22

F1 · price: This transaction was executed in multiple trades at prices ranging from $117.96 to $118.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 01, 2018 Filed Jun 4, 2018 17:43 UTC SaleCommon Stock 375 $113.40 $42,525.00
Disclosure

SEC source: 0001127602-18-019669 · form4.xml · nonDerivative · entry 1

Mora Elizabeth · CIK 0001548935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,162.22

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
May 22, 2018 Filed May 23, 2018 15:24 UTC GiftCommon Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018517 · form4.xml · nonDerivative · entry 2

BERTUCCI JOHN R · CIK 0001106180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 159,005

Read SEC document
May 22, 2018 Filed May 23, 2018 15:24 UTC GiftCommon Stock 27,500 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-018517 · form4.xml · nonDerivative · entry 1

BERTUCCI JOHN R · CIK 0001106180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,245.118

Read SEC document
May 16, 2018 Filed May 17, 2018 16:57 UTC SaleCommon Stock 516 $116.42 $60,074.78
Disclosure

SEC source: 0001127602-18-017829 · form4.xml · nonDerivative · entry 1

Mora Elizabeth · CIK 0001548935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,537.22

F1 · price: This transaction was executed in multiple trades at prices ranging from $116.40 to $116.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 11, 2018 Filed May 14, 2018 19:45 UTC
HANLEY PETERDirector
SaleCommon Stock 250 $113.70 $28,425.00
Disclosure

SEC source: 0001127602-18-017329 · form4.xml · nonDerivative · entry 1

HANLEY PETER · CIK 0001185717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,241.22

Read SEC document
May 09, 2018 Filed May 10, 2018 21:26 UTC GrantCommon Stock 1,499.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017114 · form4.xml · nonDerivative · entry 1

Mora Elizabeth · CIK 0001548935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,053.22

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:22 UTC GrantCommon Stock 1,499.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017112 · form4.xml · nonDerivative · entry 1

Moloney Jacqueline F · CIK 0001501968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,320.396

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:18 UTC
Hess Rick DDirector
GrantCommon Stock 1,499.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017105 · form4.xml · nonDerivative · entry 1

Hess Rick D · CIK 0001331476 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,487.93

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:15 UTC
HANLEY PETERDirector
GrantCommon Stock 1,499.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017100 · form4.xml · nonDerivative · entry 1

HANLEY PETER · CIK 0001185717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,491.22

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:11 UTC SaleCommon Stock 1,988 $110.75 $220,171.00
Disclosure

SEC source: 0001127602-18-017094 · form4.xml · nonDerivative · entry 2

CHUTE RICHARD S · CIK 0001202741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,115.22

Read SEC document
May 09, 2018 Filed May 10, 2018 21:11 UTC GrantCommon Stock 1,499.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017094 · form4.xml · nonDerivative · entry 1

CHUTE RICHARD S · CIK 0001202741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,103.22

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:08 UTC GrantCommon Stock 1,499.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017088 · form4.xml · nonDerivative · entry 1

Beecher Gregory R · CIK 0001239380 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,143.22

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
May 09, 2018 Filed May 10, 2018 21:04 UTC GrantCommon Stock 1,499.118 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017081 · form4.xml · nonDerivative · entry 1

BERTUCCI JOHN R · CIK 0001106180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,745.118

F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).

F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · balance_after: Adjusted to reflect cash payment in lieu of distribution of a fractional share.

Read SEC document
May 09, 2018 Filed May 11, 2018 16:21 UTC
Lee John Tseng-ChungPresident & COO
GrantRestricted Stock Unit · Derivative 1,157.407 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017151 · form4.xml · derivative · entry 2

Lee John Tseng-Chung · CIK 0001414656 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,109.491

Underlying: Common Stock · 1,157.407 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
May 09, 2018 Filed May 11, 2018 16:21 UTC
Lee John Tseng-ChungPresident & COO
GrantRestricted Stock Unit · Derivative 771.605 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-017151 · form4.xml · derivative · entry 1

Lee John Tseng-Chung · CIK 0001414656 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,310.653

Underlying: Common Stock · 771.605 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F2 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F2 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
May 07, 2018 Filed May 8, 2018 17:52 UTC
Quirk Brian CharlesSr. VP, Global Operations
SaleCommon Stock 2,000 $109.40 $218,800.00
Disclosure

SEC source: 0001127602-18-016574 · form4.xml · nonDerivative · entry 1

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,640.585

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
May 02, 2018 Filed May 4, 2018 18:43 UTC GiftCommon Stock 68,336 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016364 · form4.xml · nonDerivative · entry 2

BERTUCCI JOHN R · CIK 0001106180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Claire R. Bertucci 2016 Qualified Annuity Trust

Disclosed balance after: 0

F2 · ownership.nature: The reporting person's spouse's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 68,336 shares in this trust were transferred to the reporting person's spouse's beneficiaries and the remaining 19,355 shares were distributed to the reporting person's spouse and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse.

Read SEC document
May 02, 2018 Filed May 4, 2018 18:43 UTC GiftCommon Stock 60,996 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-016364 · form4.xml · nonDerivative · entry 1

BERTUCCI JOHN R · CIK 0001106180 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By John R. Bertucci 2016 Qualified Annuity Trust

Disclosed balance after: 0

F1 · ownership.nature: The reporting person's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 60,996 shares in this trust were transferred to the reporting person's beneficiaries and the remaining 25,976 shares were distributed to the reporting person and are reported in this Form 4 as directly owned by the reporting person.

Read SEC document
May 01, 2018 Filed May 2, 2018 18:19 UTC
COLELLA GERALD GDirector · CEO, President, Director
SaleCommon Stock 10,000 $101.92 $1,019,200.00
Disclosure

SEC source: 0001127602-18-015909 · form4.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, President, Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Gerald G. Colella Living Trust

Disclosed balance after: 36,296

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · price: This transaction was executed in multiple trades at prices ranging from $101.10 to $102.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:04 UTC
Werth Dennis LSr. VP, Business Units
Exercise / conversionRestricted Stock Unit · Derivative 2,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013523 · form4.xml · derivative · entry 4

Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,511.59

Underlying: Common Stock · 2,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs vested on March 31, 2018.

F3 · derivative.expiration_date: These RSUs vested on March 31, 2018.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:04 UTC
Werth Dennis LSr. VP, Business Units
Tax withholdingCommon Stock 1,212 $110.70 $134,168.40
Disclosure

SEC source: 0001127602-18-013523 · form4.xml · nonDerivative · entry 2

Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,244

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 17:04 UTC
Werth Dennis LSr. VP, Business Units
Exercise / conversionCommon Stock 2,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-013523 · form4.xml · nonDerivative · entry 1

Werth Dennis L · CIK 0001550572 · Sr. VP, Business Units

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,456

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

Read SEC document
March 26, 2018 Filed Feb 6, 2019 19:35 UTC
COLELLA GERALD GDirector · CEO, Director
GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-004281 · form5.xml · nonDerivative · entry 1

COLELLA GERARD G · CIK 0001256715 · Director · CEO, Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Gerald G. Colella Living Trust

Disclosed balance after: 17,888

F1 · balance_after: Adjusted to reflect cash payment in lieu of distribution of a fractional share.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 16:00 UTC
HANLEY PETERDirector
SaleCommon Stock 430 $123.40 $53,061.14
Disclosure

SEC source: 0001127602-18-011657 · form4.xml · nonDerivative · entry 1

HANLEY PETER · CIK 0001185717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,992.102

Read SEC document
March 01, 2018 Filed Mar 2, 2018 17:25 UTC SaleCommon Stock 300 $111.10 $33,330.00
Disclosure

SEC source: 0001127602-18-009535 · form4.xml · nonDerivative · entry 1

Mora Elizabeth · CIK 0001548935 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,554.102

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
February 21, 2018 Filed Feb 22, 2018 18:48 UTC
Abrams John RSr. VP, Global Sales & Service
SaleCommon Stock 9,831 $114.94 $1,129,975.14
Disclosure

SEC source: 0001127602-18-007695 · form4.xml · nonDerivative · entry 1

Abrams John R · CIK 0001600505 · Sr. VP, Global Sales & Service

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1.065

F1 · price: This transaction was executed in multiple trades at prices ranging from $114.85 to $115.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 19:00 UTC SaleCommon Stock 1,600 $115.91 $185,457.60
Disclosure

SEC source: 0001127602-18-007496 · form4.xml · nonDerivative · entry 2

Lee John Tseng-Chung · CIK 0001414656 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0.846

F2 · price: This transaction was executed in multiple trades at prices ranging from $115.75 to $116.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 19:00 UTC SaleCommon Stock 11,832 $115.31 $1,364,324.26
Disclosure

SEC source: 0001127602-18-007496 · form4.xml · nonDerivative · entry 1

Lee John Tseng-Chung · CIK 0001414656 · Sr. VP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,600.846

F1 · price: This transaction was executed in multiple trades at prices ranging from $114.75 to $115.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 18:57 UTC
BAGSHAW SETH HSr. VP, CFO & Treasurer
SaleCommon Stock 5,000 $115.21 $576,070.00
Disclosure

SEC source: 0001127602-18-007491 · form4.xml · nonDerivative · entry 1

BAGSHAW SETH H · CIK 0001192439 · Sr. VP, CFO & Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,068.966

F1 · price: This transaction was executed in multiple trades at prices ranging from $115.18 to $115.32. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 20, 2018 Filed Feb 21, 2018 18:52 UTC
HANLEY PETERDirector
SaleCommon Stock 350 $115.10 $40,286.40
Disclosure

SEC source: 0001127602-18-007489 · form4.xml · nonDerivative · entry 1

HANLEY PETER · CIK 0001185717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,422.102

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:08 UTC SaleCommon Stock 10,000 $109.15 $1,091,500.00
Disclosure

SEC source: 0001127602-18-006787 · form4.xml · nonDerivative · entry 1

PHILLIPPY ROBERT J · CIK 0001213190 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Phillippy Family Trust

Disclosed balance after: 7,354.928

F1 · price: This transaction was executed in multiple trades at prices ranging from $108.70 to $109.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, the full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,230 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 15

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,620.767

Underlying: Common Stock · 1,230 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F10 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F10 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

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February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 14

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,783.848

Underlying: Common Stock · 1,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F9 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F9 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

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February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,157 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 13

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,850.767

Underlying: Common Stock · 2,157 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

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February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 12

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272.848

Underlying: Common Stock · 2,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 1,773.149 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 11

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,007.767

Underlying: Common Stock · 1,773.149 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
Exercise / conversionRestricted Stock Unit · Derivative 2,181.553 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 10

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,077.848

Underlying: Common Stock · 2,181.553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
GrantRestricted Stock Unit · Derivative 2,250.225 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 9

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,870.992

Underlying: Common Stock · 2,250.225 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
GrantRestricted Stock Unit · Derivative 3,375.338 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · derivative · entry 8

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,159.186

Underlying: Common Stock · 3,375.338 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.

F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 23:01 UTC
Quirk Brian CharlesSr. VP, Global Operations
Tax withholdingCommon Stock 3,858 $111.10 $428,623.80
Disclosure

SEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 7

Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,640.585

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.