Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | Director | May 08, 2019 | May 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date May 08, 2019 · Filed May 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 67,275.429 |
Reported balance
After 2019-05-08 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-05-08 · Grant · Acquired 1,980.429 · Balance 67,275.429 F1: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3: Adjusted to reflect cash payment in lieu of distribution of a fractional share. |
| Common StockSEC Table I · non-derivative | IndirectBy Claire R. Bertucci 2018 Qualified Annuity Trust | 60,000 |
Reported balance
Holding disclosure · report date 2019-05-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Claire R. Bertucci 2019 Qualified Annuity Trust | 60,000 |
Reported balance
Holding disclosure · report date 2019-05-08 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 60,000 |
| Common StockSEC Table I · non-derivative | IndirectBy John R. Bertucci 2018 Qualified Annuity Trust | 60,000 |
Reported balance
Holding disclosure · report date 2019-05-08 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 60,000 |
| Common StockSEC Table I · non-derivative | IndirectBy John R. Bertucci 2019 Qualified Annuity Trust | 60,000 |
Reported balance
Holding disclosure · report date 2019-05-08 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 60,000 |
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 61,755 |
Reported balance
Holding disclosure · report date 2019-05-08 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 61,755 |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
F3: Adjusted to reflect cash payment in lieu of distribution of a fractional share.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2019 Filed May 9, 2019 20:48 UTC | MKS INC MKSI · Entity 110 | GrantCommon Stock | 1,980.429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-017936 · form4.xml · nonDerivative · entry 1 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,275.429 F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · balance_after: Adjusted to reflect cash payment in lieu of distribution of a fractional share. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 18:11 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 28,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029966 · form4.xml · nonDerivative · entry 2 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claire R. Bertucci 2016 Second Qualified Annuity Trust Disclosed balance after: 0 F2 · ownership.nature: The reporting person's spouse's 2016 Second Grantor Retained Annuity Trust terminated. On October 9, 2018, 28,250 shares in this trust were transferred to the reporting person's spouse's beneficiaries and the remaining 22,750 shares were distributed to the reporting person's spouse and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse. Read SEC document |
| October 09, 2018 Filed Oct 11, 2018 18:11 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 13,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-029966 · form4.xml · nonDerivative · entry 1 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By John R. Bertucci 2016 Second Qualified Annuity Trust Disclosed balance after: 0 F1 · ownership.nature: The reporting person's 2016 Second Grantor Retained Annuity Trust terminated. On October 9, 2018, 13,732 shares in this trust were transferred to the reporting person's beneficiaries and the remaining 14,050 shares were distributed to the reporting person and are reported in this Form 4 as directly owned by the reporting person. Read SEC document |
| May 22, 2018 Filed May 23, 2018 15:24 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018517 · form4.xml · nonDerivative · entry 2 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 159,005 Read SEC document |
| May 22, 2018 Filed May 23, 2018 15:24 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018517 · form4.xml · nonDerivative · entry 1 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,245.118 Read SEC document |
| May 09, 2018 Filed May 10, 2018 21:04 UTC | MKS INC MKSI · Entity 110 | GrantCommon Stock | 1,499.118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017081 · form4.xml · nonDerivative · entry 1 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,745.118 F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · balance_after: Adjusted to reflect cash payment in lieu of distribution of a fractional share. Read SEC document |
| May 02, 2018 Filed May 4, 2018 18:43 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 68,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016364 · form4.xml · nonDerivative · entry 2 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Claire R. Bertucci 2016 Qualified Annuity Trust Disclosed balance after: 0 F2 · ownership.nature: The reporting person's spouse's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 68,336 shares in this trust were transferred to the reporting person's spouse's beneficiaries and the remaining 19,355 shares were distributed to the reporting person's spouse and continue to be reported in this Form 4 as indirectly owned by the reporting person's spouse. Read SEC document |
| May 02, 2018 Filed May 4, 2018 18:43 UTC | MKS INC MKSI · Entity 110 | GiftCommon Stock | 60,996 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-016364 · form4.xml · nonDerivative · entry 1 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By John R. Bertucci 2016 Qualified Annuity Trust Disclosed balance after: 0 F1 · ownership.nature: The reporting person's 2016 Grantor Retained Annuity Trust terminated. On May 2, 2018, 60,996 shares in this trust were transferred to the reporting person's beneficiaries and the remaining 25,976 shares were distributed to the reporting person and are reported in this Form 4 as directly owned by the reporting person. Read SEC document |
| May 10, 2017 Filed May 11, 2017 23:57 UTC | MKS INC MKSI · Entity 110 | GrantCommon Stock | 1,988.812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017810 · form4.xml · nonDerivative · entry 1 BERTUCCI JOHN R · CIK 0001106180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,522.102 F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.