Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANALOG DEVICES INCADI · Entity 591 | Executive Vice President | April 03, 2017 | April 04, 2017 |
| MKS INCMKSI · Entity 110 | Director | May 08, 2019 | May 09, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANALOG DEVICES INC
Report date April 03, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Comm Stock - $.16-2/3 valueSEC Table I · non-derivative | Direct | 49,557 |
Ending reported balance
After 2017-04-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-04-03 · Exercise / conversion · Acquired 27,570 · Balance 61,938 Row 2 · 2017-04-03 · Tax withholding · Disposed 12,381 · Balance 49,557 |
| Restricted Stock Unit (RSU)SEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2017-04-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-04-03 · Exercise / conversion · Disposed 27,570 · Balance 0 F1: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vested in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. |
Filing footnotes · ownership attribution and instrument terms
F1: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vested in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.
MKS INC
Report date May 08, 2019 · Filed May 09, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,468.359 |
Reported balance
After 2019-05-08 transaction · row 1
1 source rowRow 1 · 2019-05-08 · Grant · Acquired 1,980.429 · Balance 5,468.359 F1: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant).
F2: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2019 Filed May 9, 2019 21:03 UTC | MKS INC MKSI · Entity 110 | GrantCommon Stock | 1,980.429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-017940 · form4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,468.359 F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| May 09, 2018 Filed May 10, 2018 21:18 UTC | MKS INC MKSI · Entity 110 | GrantCommon Stock | 1,499.118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-017105 · form4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,487.93 F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| May 10, 2017 Filed May 12, 2017 00:11 UTC | MKS INC MKSI · Entity 110 | GrantCommon Stock | 1,988.812 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017819 · form4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,988.812 F1 · kind: These restricted stock units become fully vested on the day prior to the first annual meeting of shareholders following the date of grant (or if no such meeting is held within 13 months after the date of grant, on the 13 month anniversary of the date of grant). F2 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,570 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000077 · wf-form4_149134332395752.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 27,570 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vested in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vested in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock - $.16-2/3 value | 12,381 | $81.24 | $1,005,832.44 |
DisclosureSEC source: 0000006281-17-000077 · wf-form4_149134332395752.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,557 Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 22:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 27,570 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000077 · wf-form4_149134332395752.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,938 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:31 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 9,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000040 · wf-form4_148918147754233.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,412 Underlying: Comm Stock - $.16-2/3 value · 9,412 shares Expires not disclosed F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 8, 2017 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:31 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 43,006 | $0.00 Strike: $83.48 | $0.00 |
DisclosureSEC source: 0000006281-17-000040 · wf-form4_148918147754233.xml · derivative · entry 2 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,006 Underlying: Comm Stock - $.16-2/3 value · 43,006 shares Expires 2027-03-08 F3 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 21:31 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantPerformance-Based Restricted Stock Unit · Derivative | 9,412 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000040 · wf-form4_148918147754233.xml · derivative · entry 1 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,412 Underlying: Comm Stock - $.16-2/3 value · 9,412 shares Expires not disclosed F1 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,470 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000014 · wf-form4_148883417312703.xml · derivative · entry 5 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,470 Underlying: Comm Stock - $.16-2/3 value · 4,470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,352 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000014 · wf-form4_148883417312703.xml · derivative · entry 4 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,353 Underlying: Comm Stock - $.16-2/3 value · 3,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock - $.16-2/3 value | 2,539 | $83.18 | $211,194.02 |
DisclosureSEC source: 0000006281-17-000014 · wf-form4_148883417312703.xml · nonDerivative · entry 3 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,368 Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 4,470 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000014 · wf-form4_148883417312703.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,907 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 6, 2017 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 3,352 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000014 · wf-form4_148883417312703.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 22:17 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock - $.16-2/3 value | 6,000 | $82.45 | $494,700.00 |
DisclosureSEC source: 0000006281-17-000013 · wf-form4_148849302164417.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,085 F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:12 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock - $.16-2/3 value | 6,000 | $73.56 | $441,360.00 |
DisclosureSEC source: 0000006281-16-000103 · wf-form4_148071316008430.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,085 F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-16-000082 · wf-form4_147431899961317.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on September 15, 2014 (the "Original Grant Date") vested in equal installments on the first and second anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on September 15, 2014 (the "Original Grant Date") vested in equal installments on the first and second anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock - $.16-2/3 value | 9,410 | $62.65 | $589,536.50 |
DisclosureSEC source: 0000006281-16-000082 · wf-form4_147431899961317.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,085 Read SEC document |
| September 15, 2016 Filed Sep 19, 2016 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-16-000082 · wf-form4_147431899961317.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 01, 2016 Filed Sep 2, 2016 20:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock - $.16-2/3 value | 6,000 | $62.63 | $375,780.00 |
DisclosureSEC source: 0000006281-16-000080 · wf-form4_147284653296778.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,495 F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| July 15, 2016 Filed Jul 15, 2016 13:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock - $.16-2/3 value | 6,000 | $60.03 | $360,197.40 |
DisclosureSEC source: 0000006281-16-000071 · wf-form4_146858759452743.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,495 F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These shares were disposed of in multiple transactions on July 14, 2016 at actual sales prices ranging from $60.006 to $60.050 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 04, 2016 Filed Apr 5, 2016 20:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 11,612 | $58.76 | $682,321.12 |
DisclosureSEC source: 0001225208-16-031040 · doc4.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,495 Read SEC document |
| April 03, 2016 Filed Apr 5, 2016 20:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,569 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-031040 · doc4.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,570 Underlying: Comm Stock-$.16-2/3 value · 27,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 (the "Original Grant Date") vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 (the "Original Grant Date") vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 (the "Original Grant Date") vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| April 03, 2016 Filed Apr 5, 2016 20:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 27,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-031040 · doc4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,107 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 13,119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029711 · doc4.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,119 Underlying: Comm Stock-$.16-2/3 value · 13,119 shares Expires not disclosed F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantPerformance-Based Restricted Stock Unit · Derivative | 13,119 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029711 · doc4.xml · derivative · entry 2 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,119 Underlying: Comm Stock-$.16-2/3 value · 13,119 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 50,922 | $0.00 Strike: $54.93 | $0.00 |
DisclosureSEC source: 0001225208-16-029711 · doc4.xml · derivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,922 Underlying: Comm Stock-$.16-2/3 value · 50,922 shares Expires 2026-03-09 F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 21:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 4,469 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029215 · doc4.xml · derivative · entry 5 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,940 Underlying: Comm Stock-$.16-2/3 value · 4,469 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 21:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,352 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029215 · doc4.xml · derivative · entry 4 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,705 Underlying: Comm Stock-$.16-2/3 value · 3,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 21:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 2,566 | $55.47 | $142,336.02 |
DisclosureSEC source: 0001225208-16-029215 · doc4.xml · nonDerivative · entry 3 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,538 Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 21:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 3,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029215 · doc4.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,104 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2016 Filed Mar 4, 2016 21:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 4,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029215 · doc4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,752 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2015 Filed Nov 3, 2015 14:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 4,000 | $60.06 | $240,240.00 |
DisclosureSEC source: 0001225208-15-020213 · doc4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,283 F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| September 15, 2015 Filed Sep 16, 2015 20:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 20,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-018440 · doc4.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Comm Stock-$.16-2/3 value · 20,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on September 15, 2014 (the "Original Grant Date") vest in equal installments on the first and second anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on September 15, 2014 (the "Original Grant Date") vest in equal installments on the first and second anniversaries of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| September 15, 2015 Filed Sep 16, 2015 20:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 9,420 | $58.30 | $549,186.00 |
DisclosureSEC source: 0001225208-15-018440 · doc4.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,283 Read SEC document |
| September 15, 2015 Filed Sep 16, 2015 20:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-018440 · doc4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,703 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 05, 2015 Filed Aug 6, 2015 20:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | SaleComm Stock-$.16-2/3 value | 4,000 | $60.03 | $240,120.00 |
DisclosureSEC source: 0001225208-15-016557 · doc4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,703 F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. Read SEC document |
| April 06, 2015 Filed Apr 7, 2015 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 11,118 | $62.78 | $697,988.04 |
DisclosureSEC source: 0001225208-15-009746 · doc4.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,703 Read SEC document |
| April 03, 2015 Filed Apr 7, 2015 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 27,567 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-009746 · doc4.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,139 Underlying: Comm Stock-$.16-2/3 value · 27,567 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| April 03, 2015 Filed Apr 7, 2015 21:03 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 27,567 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-009746 · doc4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 11, 2015 Filed Mar 13, 2015 20:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 6,265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-007793 · doc4.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,265 Underlying: Comm Stock-$.16-2/3 value · 6,265 shares Expires not disclosed F4 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2015 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F4 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2015 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 11, 2015 Filed Mar 13, 2015 20:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantPerformance-Based Restricted Stock Unit · Derivative | 6,265 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-007793 · doc4.xml · derivative · entry 2 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,265 Underlying: Comm Stock-$.16-2/3 value · 6,265 shares Expires not disclosed F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date. F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date. F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date. Read SEC document |
| March 11, 2015 Filed Mar 13, 2015 20:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 32,480 | $0.00 Strike: $57.29 | $0.00 |
DisclosureSEC source: 0001225208-15-007793 · doc4.xml · derivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,480 Underlying: Comm Stock-$.16-2/3 value · 32,480 shares Expires 2025-03-11 F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 3,352 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-006743 · doc4.xml · derivative · entry 3 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,057 Underlying: Comm Stock-$.16-2/3 value · 3,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Restricted Stock Units granted to the reporting person on July 25, 2014 (the "Original Grant Date") vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on July 25, 2014 (the "Original Grant Date") vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on July 25, 2014 (the "Original Grant Date") vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Tax withholdingComm Stock-$.16-2/3 value | 1,098 | $58.74 | $64,496.52 |
DisclosureSEC source: 0001225208-15-006743 · doc4.xml · nonDerivative · entry 2 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,254 Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 3,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-006743 · doc4.xml · nonDerivative · entry 1 Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.