Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MKS INCMKSI · Entity 110 | Sr. VP, Global Operations | May 07, 2018 | May 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MKS INC
Report date May 07, 2018 · Filed May 08, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 17,640.585 |
Reported balance
After 2018-05-07 transaction · row 1
1 source rowRow 1 · 2018-05-07 · Sale · Disposed 2,000 · Balance 17,640.585 F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 07, 2018 Filed May 8, 2018 17:52 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,000 | $109.40 | $218,800.00 |
DisclosureSEC source: 0001127602-18-016574 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,640.585 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 15 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,620.767 Underlying: Common Stock · 1,230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F10 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F10 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 14 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,783.848 Underlying: Common Stock · 1,489 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F9 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F9 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 13 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,850.767 Underlying: Common Stock · 2,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 12 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,272.848 Underlying: Common Stock · 2,805 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,773.149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 11 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,007.767 Underlying: Common Stock · 1,773.149 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,181.553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 10 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,077.848 Underlying: Common Stock · 2,181.553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 2,250.225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 9 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,870.992 Underlying: Common Stock · 2,250.225 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 3,375.338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · derivative · entry 8 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,159.186 Underlying: Common Stock · 3,375.338 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2019, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 3,858 | $111.10 | $428,623.80 |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 7 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,640.585 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,230 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 6 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,498.585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,489 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 5 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,268.585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 4 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,779.585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,805 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 3 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,622.585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,773.149 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 2 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,817.585 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2018 Filed Feb 16, 2018 23:01 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,181.553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-006776 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,044.436 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 18:05 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 1,070.901 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-005398 · form4.xml · derivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,259.401 Underlying: Common Stock · 1,070.901 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F2 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 05, 2018 Filed Feb 6, 2018 18:45 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,000 | $105.10 | $210,200.00 |
DisclosureSEC source: 0001127602-18-004253 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,862.883 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| November 06, 2017 Filed Nov 7, 2017 17:42 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,000 | $107.90 | $215,800.00 |
DisclosureSEC source: 0001127602-17-031440 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,784.964 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 17:35 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,000 | $79.30 | $158,600.00 |
DisclosureSEC source: 0001127602-17-025318 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,784.964 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,557.874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017929 · form4.xml · derivative · entry 3 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,330.302 Underlying: Common Stock · 3,557.874 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs originally were scheduled to vest in two equal installments based on the Company's achievement of certain performance criteria for the period ending June 30, 2017 and June 30, 2018. On May 10, 2017, the Compensation Committee accelerated in full the vesting of these RSUs to May 11, 2017 as a result of the Company's 100% achievement of the performance criteria. F3 · derivative.expiration_date: These RSUs originally were scheduled to vest in two equal installments based on the Company's achievement of certain performance criteria for the period ending June 30, 2017 and June 30, 2018. On May 10, 2017, the Compensation Committee accelerated in full the vesting of these RSUs to May 11, 2017 as a result of the Company's 100% achievement of the performance criteria. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:39 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 1,565 | $80.50 | $125,982.50 |
DisclosureSEC source: 0001127602-17-017929 · form4.xml · nonDerivative · entry 2 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,555.819 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| May 11, 2017 Filed May 12, 2017 20:39 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,557.874 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-017929 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,120.819 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| May 10, 2017 Filed May 11, 2017 23:53 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 2,000 | $80.00 | $160,000.00 |
DisclosureSEC source: 0001127602-17-017808 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,562.945 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| April 03, 2017 Filed Apr 4, 2017 20:09 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 1,000 | $68.75 | $68,750.00 |
DisclosureSEC source: 0001127602-17-013872 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,562.945 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · derivative · entry 11 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,780.916 Underlying: Common Stock · 2,157 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F8 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F8 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · derivative · entry 10 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,888.176 Underlying: Common Stock · 2,804 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F7 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F7 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 1,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · derivative · entry 9 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,937.916 Underlying: Common Stock · 1,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · derivative · entry 8 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,692.176 Underlying: Common Stock · 2,181 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F5 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2016, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 3,692.762 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · derivative · entry 7 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,710.916 Underlying: Common Stock · 3,692.762 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F4 · derivative.expiration_date: These RSUs vest in three equal annual installments commencing on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | GrantRestricted Stock Unit · Derivative | 5,539.143 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · derivative · entry 6 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,873.176 Underlying: Common Stock · 5,539.143 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2018, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 2,894 | $67.70 | $195,923.80 |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · nonDerivative · entry 5 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,562.945 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,157 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · nonDerivative · entry 4 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,456.945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,804 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · nonDerivative · entry 3 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,299.945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 1,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · nonDerivative · entry 2 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,495.945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 15, 2017 Filed Feb 16, 2017 21:55 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,181 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006639 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,722.945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 23:27 UTC | MKS INC MKSI · Entity 110 | OtherRestricted Stock Unit · Derivative | 1,294.401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006144 · form4.xml · derivative · entry 6 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,334.033 Underlying: Common Stock · 1,294.401 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F5 · kind: This transaction reflects the forfeiture of RSUs due to performance criteria. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F6 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. F6 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of grant and thereafter vest in three equal annual installments beginning on February 15, 2017, provided that if, in any vesting year, February 15th is not a business day, such vesting shall occur on the next business day. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:27 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 2,009.171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006144 · form4.xml · derivative · entry 5 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,018.154 Underlying: Common Stock · 2,009.171 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F4 · derivative.exercise_date: The RSUs vest in equal annual installments over three years from the respective original grant date. F4 · derivative.expiration_date: The RSUs vest in equal annual installments over three years from the respective original grant date. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:27 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionRestricted Stock Unit · Derivative | 3,013.256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006144 · form4.xml · derivative · entry 4 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,628.434 Underlying: Common Stock · 3,013.256 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. F3 · derivative.exercise_date: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vest in equal annual installments over three years. F3 · derivative.expiration_date: These RSUs are subject to the achievement of performance criteria determined in the first year of the grant and thereafter vest in equal annual installments over three years. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:27 UTC | MKS INC MKSI · Entity 110 | Tax withholdingCommon Stock | 1,690 | $66.95 | $113,145.50 |
DisclosureSEC source: 0001127602-17-006144 · form4.xml · nonDerivative · entry 3 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,541.945 F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:27 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 2,009.171 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006144 · form4.xml · nonDerivative · entry 2 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,231.945 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 10, 2017 Filed Feb 14, 2017 23:27 UTC | MKS INC MKSI · Entity 110 | Exercise / conversionCommon Stock | 3,013.256 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-006144 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,222.774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the contingent right to receive one share of common stock of MKS Instruments, Inc. Read SEC document |
| February 01, 2017 Filed Feb 2, 2017 22:28 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 1,000 | $66.60 | $66,600.00 |
DisclosureSEC source: 0001127602-17-003688 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,209.518 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| December 01, 2016 Filed Dec 5, 2016 18:55 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 1,000 | $57.40 | $57,400.00 |
DisclosureSEC source: 0001127602-16-069076 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,209.518 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
| October 03, 2016 Filed Oct 4, 2016 17:57 UTC | MKS INC MKSI · Entity 110 | SaleCommon Stock | 1,000 | $49.36 | $49,360.00 |
DisclosureSEC source: 0001127602-16-063933 · form4.xml · nonDerivative · entry 1 Quirk Brian Charles · CIK 0001600515 · Sr. VP, Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,209.518 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.